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SLIP RESISTANCE TESTING
SlipSmart
provides Slip Resistance Testing of flooring surfaces to
Property Owners and Managers. Slip/Fall incidents are one of
the main causes cited in personal injury litigation. Slipping,
tripping and falling accidents account for a significant
proportion of the accidents that occur in public places.
Accurate measurements of your pedestrian surfaces on a regular
basis indicate when remedial action is needed to help reduce the
likelihood of an accident. SlipSmart Pty Ltd specialises in Dry
Slip Resistance Testing as well as Wet Slip Resistance Testing.
We are fully accredited by the National Association of Testing
Authorities (NATA). We are also the sole Distributor of the
SlipAlert Slip Indicator for Asia Pacific Region.
Serving Sydney, Brisbane, Gold
Coast, Sunshine Coast, Melbourne, Adelaide, Perth, Darwin,
Cairns, North Coast.
0410 657 399
www.slipsmart.com.au
Editors Note: We regularly use and can personally recommend
SlipSmart testing, consulting and remediation services. We like
to call them the "floor safety gurus". Be sure to tell them we
sent you - Riskex Pty Ltd.
Articles:
The following information was
provided by Peter Vournechis from “Australasian Slip Testing”.
With
more than 30 years experience, Peter Vournechis
is recognised as an expert in the highly specialised fields of slip
testing, terrazzo and surface cleaning. A founder and Director of
Australian Slip Testing Pty Ltd, Peter provides slip-testing and
hard floor consulting services to some of Australia’s largest retail
and commercial property owners.
He sits on various industry committees including Standards Australia
Technical Committee BD-094 Slip Resistance of Flooring Surfaces, is
a Platinum Member of the Building Service Contractors Association of
Australia and regularly consults to professional associations
including the Cement and Concrete Association of Australia.
Firstly I will touch on the
frequency of wet and dry slip testing which is a question that
everybody asks, in many cases that is negotiated between the
insurance company, the owners and testing house. The majority of my
clients require monthly dry testing interior and quarterly wet slip
testing external. The reason they require monthly interior dry slip
testing is because the pedestrian floor surface is regular stripped
an sealed, types of sealants do vary the slip resistance of the
floor surface and if the floor is not maintained correctly the
sealant will exfoliate and cause problems. One of our clients
manages approximately 40 shopping centres, they have commissioned
Australasian Slip Testing to perform monthly dry slip tests and quarterly wet tests, they also stipulate
in the cleaning contract (cleaning contractor controls the slip
resistance of the floor) that they require a 15 to 20 min turn
around from the staff that maintain the floor surface during trading
hours. Most cleaning companies do install movement tracking devices
in buildings, this is a hand held device the size of a mobile phone
which is carried around by cleaners, individual numbered silicon
chip buttons are installed around the premises. These electronic
logbooks are commonly called “Wands” and they can generate reports
to show whether or not the set criteria has been met.
Maintenance
In many cases service providers such
as cleaning companies reduce the service requirements of the
premises to obtain the cleaning contract, which reduces the presents
of cleaners checking for contaminates on pedestrian surfaces and
unfortunately increases the likelihood of someone slipping. Perhaps
the most important step is overlooked which is the exfoliated
sealant dust from burnishing, plaster dust from refurbishments,
air-conditioning dust on start up and wind that blows contaminates
into the premises, all this adds up to a very hazardous pedestrian
surface. Then you have the water which is walked into the building
by pedestrian footwear/umbrellas, which turns the floor surface into
a cocktail of contaminates, the addition of water turns the
contaminates into a type of paste and will cause pedestrians
to slip especially if rushing in or out of the premises.
Regrettably, some contractors neglect to incorporate those extra few
hours to sweep the floor surface before the building is open to the
public. The reasons being that the extra hours will increase their
contract price and some management companies do like to compare
apples with apples, unless there is
a valid reason. The extra 2 or 3 hours per night needed to perform a
total sweep of a reasonable size centre would increase the tender
price. And the amount would possibly put the companies tendering out
of the race to win the cleaning contract.
If visiting a shopping centre
with a sealed floor between
7.30am and 8.00am, you will see
the cleaning staff dusting the dust which has accumulated over night
on the furniture, pot plants, public phones, etc. In some cases if
the floor is not maintained under the manufacturer’s recommendations
and the contractor keeps on applying new sealant onto old sealant,
the amount of airborne exfoliated dust will increase.
Surface such as large areas of
ceramic tiles or high profiled floor surfaces which are scrubbed
nightly, will require a different type of scrubber to remove dirt
and contaminants from the surface and grout joints. Cylindrical
brush scrubber fitted with a powerful vacuum system is suitable for
these surfaces. The disk type scrubber will only skim across the
surface and the squeegee will only drag the contaminate out off the
grout joints which would partially cover the edges of the scrubbed
tiled surface and deposit a light film of contaminate.
A service plan should be in place
to assure that the scrubber is correctly maintained, especially the
squeegee and vacuum motors so all chemical residue and contaminants
are removed from the pedestrian surface. The service records of the
machinery should be recorded and filled for reference which may be
required in future litigation cases where duties of care issues are
in question. Cleaning contractors should also teach their staff to
observe and report any changes to the pedestrian floor surfaces.
Stripping and sealing floors is a very daunting task at the best of
times to experienced staff where patience and perseverance are
paramount and takes many years of experience and many sealed floors
to achieve. Requirements that experienced stripping teams are aware
of such as install splash skirts to the high speed propane stripping
machine in order to stop splash back on window frames, windows,
roller doors, walls etc. When stripping and sealing in a shopping
centre complex the tenants that will be effected should be supplied
with rags to be places under their roller door to avoid stripper
from damaging carpet, timber, vinyl and tiles. After stripping the
floor a disc type scrubber fitted with stripping pads is used to
remove the dissolved sealant and stripper from the floor then a
neutraliser is applied to the surface to remove any residue.
Applying the sealant is as important as correctly stripping the
floor, the correct consistency in thickness of coats and the amount
of coats is very important to the wear of the surface.
Manufacturer’s guidelines should be adhered to and chemicals
recommended should be used. The strip and seal process is usually
carried out once a year depending pedestrian traffic flow.
Additional scrub back and reseals are carried out every quarter
usually after the school holidays.
Another type of potential hazard
that can be invisible to the naked eye would be the overspray of
aerosol or pump spray furniture polish when being directly sprayed
onto the timber surface, which also settle on the floor and is
extremely slippery especially dangerous if the furniture is moved to
another position. Cleaners must be shown the potential danger of
this overspray and trained to spray the polish onto a cleaning rag
and then applied to the surface.
This is one of many examples of
how slip testing can assist Property Managers, Property Owners and
insurance company’s in finding the cause of a slip/fall. During our
periodical slip audit at a Shopping Centre in
Coffs Harbour, I received a call
at approximately 4.00pm from Security at a Shopping Centre in
Surfers Paradise, requesting an urgent slip test to be performed.
Apparently an elderly gentleman had slipped and was taken away by
ambulance. I requested Security to instruct the cleaners not to
clean that area and to place “witches hats” where the incident
occurred. We arrived at the Centre in Surfers Paradise at 9.30pm and
performed the dry tests inside the boundary where the incident
occurred. The slip tests results
were below the recommended coefficient of friction as set out in AS/NZS
4663:2002.
It appeared that there was an
invisible contaminant on the floor surface. We also carried out
tests on the outer boundaries of the contaminated area for
comparison and established that higher results were achieved here. I
then asked the shift leading hand for the cleaners, whether the
cleaning product that they clean the floor with was altered in
anyway; he informed me that they have been using the same product
for 3 years. While I was speaking to the cleaner, Security arrived
for a credential check which gave me a chance to ask the security
guard that was on duty the previous night whether any contractors
carried out any kind of work on-site in this area on the previous
night. he informed me that the occupant of the tenancy where the
incident occurred was in on that night to
clean his shop front exterior wall tiles; the tenant firstly
applied methylated spirits to the tiles then pressure pack sprayed
silicon sealant on the tiles. I asked the security guard to write
his observations in a report and I would include his comments in my
report. Through the observation of security and the slip testing,
the Centre Management passed the claim onto the person responsible
for contaminating the pedestrian surface which caused the incident.
There are many instances where
temporary leased areas in shopping centre’s have caused problems,
especially when cleaning product are used to prepare the items for
sale or display, one very dangerous product is “Armour Oil” on
tyres, the contaminate is invisible to the naked eye and may cause
the sealed floor to be slippery when the temporary leased area is
vacant and the pedestrian traffic walk over the area.
Construction
This example is how one hand
doesn’t know what the other hand is doing, a very large construction
company was in the final stage of handing over a large office and
residential building in Brisbane. Company’s and residents had moved
into the building and were trading with a fully operational coffee
shops and reception on the ground floor, one week before the final
payment was made to the construction company received a solicitors
letter stating that a pedestrian had slipped on the floor surface in
the foyer and all payment would stop until the slip/fall matter was
finalised. The construction company started a witch hunt to see who
was responsible for the selection of the floor surface and whether
slip tests were carried out after the installation of the pedestrian
surface, they contacted architects, tile suppliers and tile layers
unfortunately there were European test but no Australian Standards
tests were carried out. I received a call from the project manager
of the project requesting a slip test to be carried out on the
ground floor of the building, I requested a single tile to be on
hand for a visual comparison, we arrived on site and met the project
manager and started our testing, the method used to test the surface
was from Australian Standards AS/NZS 4663:2002 Appendix A Wet
Pendulum Test Method, I found that there was a need to carry more
swings on the pendulum to receive a regular reading which only means
that there was a contaminate on the surface. I finally finished the
testing which took 2 hours instead of one hour and found that the
surface slip resistance had met the recommendations set out in the
Australian Standards. I asked the project manager whether I could
call in to the site at night to observed the cleaning procedure in
place which he agreed, I arrived to see the cleaner using a mop to
clean the foyer which was only spreading any contaminates which may
be present on the pedestrian surface, I then asked the cleaner
whether he was supplied with a scrubber to clean the pedestrian
surface, which he replied yes, but it had broken down and has been
out of action for about 2 weeks. I completed my report and sent it
of to the construction company. We presently test this surface
periodically and have found the surface to meet the requirements set
out in the Australian Standards, fortunately the scrubber has been
fixed and regular maintenance is carried out on this equipment with
report sent to the owners. This only proves that the maintenance of
a pedestrian surface is paramount to the slip resistance of the
surface and maintenance programs should be in place to maintain the
slip resistance.
Please feel free to contact me if
you need assistance with any maintenance programs or slip testing in
general.
email:
aussliptesting@iprimus.com.au
BACK TO TOP
Summary of current Australian Slip Testing Standards
The present slip testing standards are as follows:
AS/NZS
4663:2004.
Slip resistance measurements of existing pedestrian surfaces.
Appendix A. Wet Pendulum Test Method. (In-situ and
Lab Testing)
Appendix B. Dry Floor Friction Test Method. (In-situ
and Lab Testing)
AS/NZS
4586:2004.
Slip resistance classifications of new pedestrian surface materials.
Appendix A. Wet Pendulum Test Method. (Lab Testing)
Appendix B. Dry Floor Friction Test Method. (Lab
Testing)
Appendix C. Wet/Barefoot Ramp Test Method. (Lab
Testing)
Appendix D. Oil-Wet Ramp Test Method. (Lab Testing)
Appendix E. Displacement Volume Test Method. (Lab
Testing)
Handbook HB 197:1999.
An introductory guide to the slip resistance of pedestrian surface
materials.
Chapter 3. Use of AS/NZS 4586 Classifications in
Selecting Pedestrian surface materials.
Chapter 4. Which Wet Slip Test should I use as the
bases for my Specification?
Chapter 5. General Commentary.
Ramp Classifications.
Pendulum Classifications.
Chapter 6. Requirements for Ramps and other Sloped
Surfaces.
Chapter 7. Selection of Pedestrian Surface Materials
According to the Ramp Tests.
Wet Barefoot Slip Resistance.
Slip Resistance in Commercial and
Industrial Areas.
The meanings of terminologies used for reporting slip
resistance.
Appendix A
Wet Pendulum Test Method. (MBPN) Mean British Pendulum Number.
V
Class Classification = >54MBPN
W
Class Classification = 45-54MBPN
X
Class Classification = 35-44MBPN
Y
Class Classification = 25-34MBPN
Z
Class Classification = <25
Appendix B
Dry Floor Friction Test Method. Coefficient of Friction.
F
= ≥40CoF
G
= ≤40CoF
Appendix C
Wet/Barefoot Ramp Test Method. Angle (Degrees)
A
≥12 <18
B
≥18 <24
C
≥24
Appendix D
Oil-Wet Ramp Test Method. Angle (Degrees)
R9
= ≥6 <10
R10
= ≥10 <19
R11
= ≥19 <27
R12
= ≥27 <35
R13
= ≥35
Please keep in mind that Australian Standards AS/NZS
4586:2004 was generally designed for laboratory testing in
controlled conditions and Australian Standards AS/NZS 4663:2004 for
In-situ Testing.
Handbook HB 197
illustrates tables required for both standards and specific location
recommendations with conversions.
Reference HB197:1999 Table 3 Pedestrian Flooring
Selection Guide-Minimum Pendulum or Ramp recommendations for
specific Locations
|
Specific Locations |
Pendulum |
Ramp |
MBPN |
|
Toilet facilities in offices, hotels,
shopping centers |
X |
R10 |
35-44 |
|
External colonnade, walkways and pedestrian
crossings |
W |
R10 |
45-54 |
|
External Ramps |
V |
R11 |
>54 |
|
Entry foyers hotel, office and public
Buildings – Wet |
X |
R10 |
35-44 |
|
Hospitals and aged care facilities - ensuite |
X |
A/R10 |
35-44 |
|
Hospitals and aged care facilities – Dry
Areas |
Z |
R9 |
<25 |
|
Internal ramps, slopes(greater than 2
degrees) - Dry |
X |
R10 |
35-44 |
|
Undercover concourse areas sports stadiums |
X |
R10 |
35-44 |
|
Accessible internal stair nosing (WET) –
handrails present |
W |
R10 |
45-54 |
Reference : AS/NZS 4663:2004 Slip resistance
measurements of existing pedestrian surfaces.
TABLE 2 Interpretation Of Dry Floor Friction Results
|
Floor Friction Tester Mean Value |
Notional* contribution of the floor surface
to the risk of slipping when Dry |
|
≥0.40 |
Moderate to very low |
|
<0.40 |
High to very high |
The term notional has been used to highlight
the need to consider all potential contributing factors to a slip
incident.
Note: for a ‘Moderate to very low ‘interpretation,
each individual test result shall be equal to or greater that 0.35.
Reference: Australian Standards AS/NZS 4663:2004.
In late 2006 at our Standards meeting in Sydney we
instigated revisions and amendments to AS/NZS 4663:2004, AS/NZS
4586:2004 and Handbook HB 197:1999. You may ask why I went through
the trouble of explaining the old Standards in this document, the
reason being that you need to grasp the terminologies of the old
Standards to relate to the new. At our last Standards meeting in
Melbourne we reviewed the results from the Postal Ballot/Draft for
public comment that was sent out in late 2006 and found strong
opposition from the industry concerning the introduction of a
residential slip resistance recommendations, so we withdrew our
recommendations for the residential sector. The following are the
amendments to AS/NZS 4586:2007 and AS/NZS 4663:2007. The new
Standards will be available in late 2008.
|
LOCATION
(abandoned recommendations) |
Pendulum |
Ramp |
|
Residential kitchens |
Y |
R9 |
|
Residential Bathrooms, enquires, toilets and
laundries |
Y |
A/R9 |
|
Private, publicly inaccessible balconies |
X |
R10 |
|
Private paths, primary access to premises,
driveways and carports |
W |
R11 |
AREA CLASSIFICATIONS
· Dry areas
those areas in
which appropriate control measures ensure an area remains dry when
in use.
· Transitional areas
those areas that
are intended to be kept dry, such as by the provision of design
features (awnings, drains, mats, air locks etc.) appropriate to the
physical locations, climate and general exposure to water as
maintained in a dry and clean conditions by the facility manager.
· Wet areas
those areas that
are not defined as a dry or transitional areas, which may be either
constantly or intermittently wet or otherwise contaminated.
TESTING RUBBER: NEW CLASSIFICATIONS FOR PENDULUM
TESTING
The Standards Four S rubber is now also known as
Slider 96. It was developed as a rubber of average slip resistance
characteristics. When assessing products for wet barefoot areas, or
unusually rough products, the use of the softer more malleable TRL
may be advantageous. The TRL rubber is now also known as Slider 55.
AS/NZS 4663:2007. Slip Resistance Measurements of
Existing Pedestrian surfaces.
Appendix A. Wet Pendulum Test Method. (In-situ and
Lab Testing)
Appendix B. Dry Floor Friction Test Method. (In-situ
and Lab Testing)
Appendix C. Surface Roughness Method of Testing.
Appendix D. Examples of Determining Slope Design
Value (SDV) and Slope Correction Value (SCV)
Slip Resistance Value (SRV)
The SRV is the mean BPN value for the sample that has
been tested, regardless of whether the surface was level or on a
slope.
Slope Correction Value (SCV)
When the slip resistance of a sloping surface of
known maximum gradient is measured, the SCV is an adjusted SRV,
giving a value equivalent to that of the equivalent SRV for a level
surface.
Slope Design Value (SDV)
The SDV is the mean BPN value required of a known
maximum gradient. The SDV may be calculated by using the tables that
are given in Appendix D, using the minimum SRV that is considered
appropriate for a level surface.
Reference to Australian Standards
AS/NZS
4586:2004
AS/NZS
4663:2004
Handbook HB 197:1999
DR 07067to revision of AS/NZS 4663:2004
DR 07066to revision of AS/NZS 4586:2004
BACK TO TOP
LEGAL AND PRACTICAL ASPECTS OF PROBLEMS ARISING FROM SLIPPERY FLOORS
R. Bowman
CSIRO Division of
Building, Construction and Engineering
PO Box 56, Highett, VIC 3190
Facsimile +61 3 252 6244
INTRODUCTION
I would like to
thank you for the invitation to speak, the kind introduction and for
the challenging title of my presentation. Whilst studying at
University, the assignment that gave me most satisfaction was
assessed as a failure, because the examiner could not conceive that
it could be completed in any way other than he had expected. As we
shall see, perception is a very important aspect of how we approach
slippery floors, whether as pedestrians or litigants. In trying to
fulfil your expectations in this highly complex area, I will
endeavour to present sufficient information without overloading you.
I recognise your diverse backgrounds and interests, but I do not
intend to direct specific comments at any segment of the audience.
It is important that the legal fraternity learn the basis on which
architects select flooring materials, and that the building
industries appreciate aspects that may prove critical in litigation.
I don't intend to
get too technical tonight. I will attempt to present material as
simply as possible, purposely overlooking many advanced modern
theories that may be considered to be the field of the specialist
consultant. However please remember that many factors will have
multiple influences, some of which may not be discussed. Let us
consider two glass slides held together by surface tension such that
they cannot be pulled apart. The water that holds the slides
together in tension can act as a lubricant enabling them to be
separated in shear.
PERSONAL
BACKGROUND
First, a little
bit about my background. I am a ceramic engineer, that is a
materials scientist who specialises in the production and uses of
ceramic materials. I have been responsible for ceramic tiling
matters within the Division since 1982. I chair the Standards
Australia committees on ceramic tiles, fixing of ceramic tiles,
ceramic tiling adhesives and slip resistance of pedestrian surfaces.
My principal research interest has lain in the moisture expansion of
tiles, and differential movement failures. I have been involved in
several pop-up investigations on behalf of a diverse range of
clients. I have acted as an independent technical expert witness in
such cases, but not in relation to slip resistance. I have briefed a
number of solicitors and barristers on slip resistance, but have not
been called upon to appear. A large number of these matters appear
to be settled, and I understand that there is relatively littlecase
history.
BACKGROUND TO SLIP
RESISTANCE TESTING
This presentation
coincides with the imminent release of AS 3661 Slip Resistance of
Pedestrian Surfaces, Part 1: Requirements. Before outlining its
history and contents, I will provide you with a background to slip
resistance testing. This will facilitate a subsequent discussion of
how one should assess the slip resistance of floors, and how
allowances should be made for several very important factors.
Prevention of
slipping accidents requires the provision of adequate friction
through the use of suitable combinations of shoe soles and floors.
My given title presumes that problems arise from slippery floors. It
did not allow for the very likely possibility that accidents may
result from an inappropriate choice of footwear.
Friction is a
straightforward concept, and its measurement would at first seem to
be a simple matter. Coefficient of friction (COF) is defined as the
friction force opposing sliding motion divided by the force normal
to the surface. However, many factors have a significant influence
on the friction between shoes and flooring surfaces. Ergonomic
studies have indicated that people walk very differently. Most
peopledemanda COF between 0.25 and 0.3 when walking normally.
People who walk with long fast strides have a higher friction
demand. However, we can quite successfully walk on ice and other
slippery surfaces that provide very low COFs. When we perceive a
potentially dangerous floor, we shorten our stride and walk slowly.
We also do this when we walk down a steep slope.
Safety
considerations demand that there should be a COF of at least 0.4
available between the shoe and the floor. This measurement must be
made under realistic conditions, including the presence of
contaminants on the floor if they cannot be avoided. The resulting
measurement is peculiar to the shoe/floor/contamination situation.
When we consider that there are several shoe materials and design
features, floor materials and surface profiles, degrees of wear and
cleanliness, type and amount of contamination, it can be seen that
there could be millions of combinations of such
shoe/floor/contamination situations. There is an obvious difficulty
in trying to use a single measurement as an indication of the slip
resistance of a floor. However, commercial considerations demand
that flooring materials be characterised with the minimum amount of
testing.
REPLICATING
INCONSISTENT GAIT
We all walk
differently. Ergonomic studies have indicated that the maximum
friction demand during the gait cycle predominantly occurs at heel
strike. This has led to the development of several machines that
seek to simulate the conditions at heel strike. While this is
logical, it should be recognised that such devices may not
adequately simulate other slip conditions, such as a slip when a
person pivots on a spot. Conditions that are considered important in
simulating dangerous slips are:
-
use of a whole shoe or shoes of the type to be
worn;
-
angle of contact of the shoe with the floor
similar to the angle soon after heel strike;
-
a vertical force of about half body weight;
-
rate of application of the vertical force;
-
realistic slipping speed; and
-
testing with typical contaminants on the
flooring.
Many devices have
been developed for determining COF. These can be categorised
according to whether they measure static or dynamic COF (or both),
and whether they are portable and capable of being used outside of a
laboratory situation. There is unfortunately substantial
inconsistency both between these devices and people's perception of
how safe they feel when they walk. The latter experience is a
reliable indicator of floor safety, if the subject is conscious of
the risk. However, it is generally impractical to have suitably
protected subjects wearing test shoes walking rapidly on test floors
that have been treated with test contaminants. Such conditions have
been simulated in several expensive laboratory-based test machines
that have been built combining force plates and articulated feet.
Despite their immense usefulness in analysing specific
shoe/floor/contaminant situations, such devices were not considered
as candidates for the Australian Standard for the slip resistance of
pedestrian surfaces.
STANDARDS
COMMITTEE DELIBERATIONS
The problem of
slippery floors has been separated into two elements, one of
assessing floors and the other of assessing footwear. There is a
draft Australian/New Zealand standard providing guidelines for
selection and care of footwear for resistance, as well as an ISO
draft entitled 'Test method and specification for slip resistance of
footwear for professional use'. This test method uses an articulated
foot. We can assume that it will ultimately be adopted as an
Australian standard.
I wrote to
Standards Australia in 1985 advising them of the need to develop a
standard for determining the slip resistance of flooring materials.
However, it was not until 1991, after the Australian Uniform
Building Regulations Coordinating Council (AUBRCC) declared their
desire to incorporate such a standard in the Building Code of
Australia, that a committee was formed. At its inaugural meeting in
1992, BD/44/3 decided that it should produce a simple document,
appropriate for the building industry, with compliance requirements
in the standard and the designated test methods in appendices. As
far as testing devices were concerned, consideration was limited to
the use of the horizontal pull slipmeter (HPS), the Tortus floor
friction tester, the Stanley pendulum, and the inclined ramp test.
[The first three devices were on display, and have been extensively
described in the literature. The ramp test, being a laboratory based
test that uses human subjects, could not be displayed.] It has been
included in the draft ISO standard for determining the COF of
ceramic tiles, and has long been used within Germany as the basis
for ensuring that floors comply with insurance industry
requirements. Where enhanced slip resistance is required, ISO/TC 189
has established draft dry and wet compliance limits for ceramic
tiles. These are 0.4 for dynamic COF using the Tortus, and 0.5 for
static COF using a static method. BD/44/3 rejected the use of the
HPS, which determines static COF, because dynamic measurements are
more widely accepted to be indicative of slip resistance. While the
static COF generally exceeds the dynamic COF, falls actually result
from movement of the shoe across the surface. Therefore, the lower
dynamic COF should be considered as the controlling factor that must
be overcome by muscular reactions in order to regain or maintain
balance. ISO/TC 189 has classified tiles with COF results less than
the above compliance limits as 'satisfactory for normal
installations'. This reflects the fact that several such products
have been successfully used in domestic bathrooms. It was considered
inappropriate to prohibit such products, when one's behaviour is
typically conditioned to their use. People use bath mats to maintain
the floor in a dry condition and they walk slowly.
ISO/TC 189 propose
to use the (Tortus) floor friction tester rather than the Stanley
pendulum, as it gave better correlation with COF determinations made
on the inclined ramp (which is also being incorporated in the ISO
test method for ceramic tiles). It was also intended that the ASTM
Horizontal Pull Slip Meter test method be adopted, but, after a
comparison of 7 static friction testers, it now appears that this
test method must be modified to include a calibration procedure. The
fact that a calibration procedure must be applied to this relatively
sophisticated device has serious implications for those consultants
who have been determining slip resistance by connecting measuring
scales to weighted shoes. Considering that shoes vary from being
flat with one sole material to a high heeled shoe with different
sole and heel materials, obvious difficulties can arise from the
choice of the amount of load and its distribution, and the manner in
which the force is applied to initiate slip. Furthermore such
techniques may give high readings due to a noticeable adhesion (stiction)
effect, but not always in contaminated environments.
The Australian
committee, BD/44/3, regarded the Tortus as simulating the action of
pedestrians moving slowly or cautiously across a floor, whereby the
tendency to aquaplane in wet conditions is excluded. The high wet
COF results for some flooring materials were viewed with suspicion
on the basis of experiential assessment. Conversely, BD/44/3
considered the Stanley pendulum to simulate pedestrians running,
hurrying or turning abruptly as, when wet, it replicates the
aquaplaning effect that is particularly pronounced on smooth or
highly glazed tile surfaces. Neither instrument is ideal, but
when used together help to give a good understanding of the likely
slip hazard of most surfaces. They have thus been adopted in AS
3661 Part 1, but only for use in those conditions for which they are
considered appropriate.
The three other
major areas for BD/44/3 deliberations related to the shoe materials
to be used in the test devices, the conditioning of the floor
materials, and the compliance limits. There were essentially two
choices for the sensor materials: the Four S (Standard Simulated
Shoe Sole) rubber developed by Rapra Technology Limited (Rubber and
Plastics Research Association, UK) for use in the Tortus, and the
TRRL (Transport and Roads Research Laboratory, UK) rubber used in
the Stanley (or TRRL) pendulum tester. James, of Rapra, has compared
the performance of the Four S and TRRL rubbers in the pendulum
tester. The Four S rubber provides better discrimination on smooth
and moderately rough flooring materials, while the TRRL rubber
provides better discrimination between very rough pavers and road
surfaces. BD/44/3 decided that it was more appropriate to specify a
Four S slider that gave better discrimination on the more marginal
surfaces, such as those normally used indoors. However, I anticipate
that the manufacturers of clay and concrete pavers may elect to use
the TRRL rubber for distinguishing very safe pavers from those which
may prove troublesome in service. This will eliminate the need to
test with two sensor materials as the TRRL rubber is also used for
determining the skid resistance requirements for vehicular traffic.
BD/44/3 chose not
to specify any surface conditioning treatment to simulate wear. It
was recognised that different materials wear in different ways, and
that the rate and type of wear can be influenced by the environment
and the nature and amount of the traffic. For instance, AS 1141.41,
as commonly used in the 'City of Sydney test', produces an abraded
surface, which does not replicate the uneven wear brick pavers often
experience due to impact damage. Some materials will become covered
with moss, while others will become coated with contaminants,
including the residue of cleaning operations. It is very hard for
manufacturers to determine precisely how and where their products
will be used. Thus, AS 3661 states that 'The surface to be
measured shall be representative of and in the form in which it is
intended for use' and notes that 'it is not intended that the
test will take into account any future wear or maintenance of the
surface'. Floors intended to be sealed or otherwise treated with
a permanent surface coating shall be tested with the coating in
place. It is worth noting that products, such as wire cut extruded
pavers, may have different coefficients of friction when measured in
different directions. Their minimum coefficient of friction is
reported.
AS 3661 Part 1
does not cover grating, and states that it 'may not cover some
resilient surfaces'. This is because the pendulum test relies
upon a loss of energy to indicate its measure of slip resistance,
and a resilient surface may adsorb energy. AS 3661 Part 1 also
states that it 'may not apply to heavily-profiled surfaces where
the surface has been specifically manufactured to be highly slip
resistant'. The Standard gives examples of such surfaces in a
figure and notes that the inclining ramp test or dynamic test
machines may be suitable for determining their slip resistance. One
should note that several of these surfaces are designed for specific
applications.
BD/44/3 has
established slip resistant compliance limits of 0.4 for the wet and
dry coefficients of friction. Significantly, the dry COF is
identical to that proposed by ISO/TC 189, although a number of
interests considered that a higher value would have been more
appropriate. Most importantly, it must be noted that AS 3661 Part 1
states 'It is intended that this Standard be used as a test
method to establish the slip resistance of a pedestrian surface in
either the "wet" or the "dry" condition'. Furthermore, 'Wet
areas are all external pedestrian areas plus those internal
pedestrian surfaces that are normally wet during use'. The
Standard notes that 'It is anticipated that regulatory
authorities may specify the areas required to be slip resistant and
whether these areas are to be considered "wet" or "dry".'
BD/44/3 did not anticipate that domestic bathrooms would be
considered as "wet" areas since bathrooms are normally maintained in
a dry condition through the use of bath mats. With this in mind it
included the note that 'Water should be excluded from all dry
areas, for instance by the appropriate design of entrance foyers'.
LEGAL ASPECTS OF
SLIPPERY FLOORS
I trust that this
serves as a useful introduction to some of the practical aspects
associated with slip resistance, and particularly those related to
the new Standard. However, in considering the legal aspects of
slippery floors, one must first consider the deficiencies associated
with the standards and the way in which they have been used.
Standards generally represent a compromise agreement of the most
suitable and best practice available at the time. In most instances
we know that the draft standards are capable of further improvement,
but as refinement comes at the cost of time, a decision must
ultimately be made to publish. Last year, I published a study of
round robin tests on the Tortus. This found that there was high
variability between the test results of different operators, both in
dry and wet conditions, although it was not clear whether the
variability was due to operational procedure, the Tortus, or the
manner in which the results are recorded and interpreted. I now
believe that there is some variation between machines, as well as
the manner in which the results are recorded and interpreted. An
Italian manufacturer has developed a modified version of the Tortus
that has heeded my call for the means of internally integrating the
recording so as to provide a mean result. My initial assessment of
this Gabbrielli device is generally favourable. Apart from its
weight, it is much easier to use and promises to be quite reliable.
Unfortunately, it does not comply with the AS 3661.1 apparatus
requirements, in that it weighs more than 8 kg and does not have
dimensions of 420 x 236 x 100 mm. It was not the intention of
BD/44/3 to exclude variants of the Floor Friction Tester on such
grounds, as neither of these requirements are vital to the
performance of the Floor Friction Tester. I understand that the
original developers of the Tortus are in the process of modifying
it, with a view to releasing a new instrument. They need to as their
current model also does not comply with AS 3661.1. I anticipate
these requirements will be promptly modified. This mishap occurred
as a result of closely following the ISO draft.
The FSC 2000
apparatus has been developed to overcome some of the limitations
associated with the Tortus. It appears to offer excellent promise.
It is battery powered eliminating the need for mains power. It has
an internal strip chart recorder that indicates both the static and
dynamic frictions. It provides electronic integration of the
results. It is factory calibrated and is exceedingly simple to
operate. While it determines coefficients of friction in a similar
way to the Tortus, it does not comply with AS 3661.1 in that it is
lighter, smaller, is battery powered, has a different sized slider
mounted in a different way, etc. In particular, its speed appears
dependent on the COF as the FSC 2000 runs on two wheels and the
slider. Even though it does not comply, it is so simple to operate,
that owners and managers of large buildings would be well advised to
consider its purchase for routine monitoring of floor condition, and
immediate characterisation of specific areas should an accident
occur. [Use of the FSC 2000 was then demonstrated].
I further
understand that RAPRA, the developers of the Four S rubber, are
trying to develop an improved rubber for determining the slip
resistance of flooring materials. The UK Slip Resistance Group are
also considering the development of a lighter smaller pendulum
device more appropriate to determining pedestrian slip resistance.
It thus appears that AS 3661.1 will be subject to much revision over
the years. In this context it is important to note that the Scope
includes the statement 'Other test methods can be used to meet
the compliance requirements specified herein, for example test
procedures based on force plates'. I thus propose to use the
Gabbrielli Floor Friction tester on this basis, where any deviations
from AS 3661.1 Appendix B will be reported. Other deviations are
often necessary, particularly since some clients cannot provide
sufficient test specimens due to problems of supply. The latter may
have significant legal implications if the flooring material has
highly variable slip resistance characteristics.
HOW RELEVANT ARE
THE TEST RESULTS?
A recent British
study of the advantages and disadvantages of in-situ methods of
measurement for liquid contaminated floors has reported that the
Tortus measures some aspect of friction, but that it does not
properly assess the effect of aquaplaning on smooth floors, thus
overestimating the level of grip. The standard slider is also one of
the better shoe sole materials, also giving high grip. The pendulum
takes account of aquaplaning on smooth floors, but overestimates the
effect of aquaplaning and underestimates the level of grip. The
Tortus and pendulum results both depend on the type of slider
material and its roughness. Measuring the surface roughness of the
floors has the advantage of taking account of aquaplaning on smooth
floors, but it does not assess friction between surfaces. The
product of the Tortus and surface roughness results was found to
give the best correlation with experiential results obtained on the
inclined ramp. It has been suggested that COF results are
meaningless unless the level of surface roughness is known.
While BD/44/3 have
adopted the Pendulum for wet COF measurements, ISO/TC 189 have
adopted the Tortus, together with a 0.4 compliance requirement. We
may thus expect that, when the ISO standards are promulgated, most
imported tiles will have been characterised by wet and dry Tortus
measurements. As indicated previously, Tortus COF results should not
be evaluated against criteria developed for use with other
instruments. Proctor has indicated that, on wet floors using the
Four S rubber slider, a Tortus reading above 0.68 is required to
ensure safety. Proctor concluded 'The interpretation of the results
of measurements of the slip-resistance of floors is very complex. It
is clear that architects and flooring contractors need to be advised
on correct interpretation, especially regarding the results of the
ramp test. This information can only be supplied by the organisation
responsible for carrying out the tests and should be included in the
test reports.' The latter sentence presumes that the organisation is
prepared to accept the responsibility for such interpretations,
which may not be the case unless it is presented with a specific
scenario. In many such situations, it would be necessary to study
the effects of wear and contamination on the change in COF. Proctor
also concluded 'None of the methods that can be used in-situ, is
satisfactory for assessing floors that incorporate a raised profile.
Further developments are urgently required in this area.'
ARE THE COMPLIANCE
CRITERIA RELEVANT?
In Britain, the
Greater London Council adopted the TRRL (Stanley) pendulum tester
and published criteria for pedestrian safety. It appears that the
manufacturers of the Tortus have accepted these criteria and adopted
them. It is worthwhile reflecting on the fact that the readings
obtained with these two devices do not generally correlate, and also
that the readings are affected by the type of rubber used.
Given the
limitations associated with the available test methods, it would
appear preferable to establish classes of materials for specific
applications. While these could be based upon coefficients obtained
by accepted test methods, manufacturers could opt to downgrade the
classification of borderline products to protect themselves against
possible litigation. This classification could also consider the
reduction that occurs in passing from dry to wet conditions.
Products that perform significantly differently when wet and dry are
potentially more dangerous than those which generally perform poorly
when either wet or dry.
WHAT OF THE
FUTURE?
In concluding this
part of my presentation, we have a new standard for the slip
resistance of pedestrian surfaces. While this will help to focus
attention on providing and maintaining safe flooring surfaces,
anomalous results will be obtained for several products. This
realisation highlights the need for developing improved methods for
reliably characterising slip resistance. This may sound more
attractive than feasible, given the numerous devices that have been
developed over the years. However, research in other fields has
given us a better understanding of surface roughness effects on
wetting phenomena, and there are a number of improved techniques for
characterising surfaces, their interactions, and how they vary with
time as a consequence of degradation. Preliminary discussions with
potential research consortium partners have suggested that there
should be significant benefits to product manufacturers, both of
flooring surfaces, maintenance products and footwear, in terms of
enhanced products. Specifiers and building regulators will be
provided with more accurate data, and building owners and managers
will benefit from improved maintenance practices. Safer floors
should result in lower insurance premiums, although there is a
widespread cynical view that insurance companies do not necessarily
consider this to be in their best interests as their business
depends on the existence of risk. Occupational health and safety
policies demand the prevention and minimisation of the risk of
accidents. If halving the incidence of accidents which result from
slipping, tripping and falling on level surfaces could annually save
Australian industry over $100 million, such research would seem a
worthwhile investment.
CHANCES OF A
SUCCESSFUL CLAIM
This pertains to
the future. Now, let's consider the present and specifically what
happens when someone has a genuine accident that is then blamed on
the floor. Their chances of a successful claim will often depend on
the immediate actions of the person or persons responsible for the
area, and specifically the plans in place for such an occurrence.
However, in the majority of cases inadequate and inappropriate
records are made. Too often, consultants are asked, sometimes years
later, to offer an opinion as to whether the floor would have been
safe or dangerous, and if dangerous, whether it was ever safe. Even
in these circumstances, there is much information that a consultant
can generate, although the information gathering process will vary
depending on the circumstances, particularly access to the parties
involved. Perhaps the best starting point is to determine the
factors that should have been considered during the planning and
installation. AS 3958.2, Guide to the selection of a ceramic tiling
system, contains a flow chart of the process of designing a ceramic
tiling system. This emphasises the need to analyse the intended
environment and the anticipated conditions of use. When considering
slip resistance, one must also consider the likely extent and type
of contamination, the volume and type of traffic, the nature of the
activities and likely footwear, the configuration of traffic and
non-traffic areas, the presence of drains, slopes and stairs, the
COF of adjoining floor materials, amongst other factors. The
consultant must appraise such aspects together with the condition of
the floor as a consequence of design, fixing, maintenance and
cleaning. It has been stated (Hughes) that in almost 60% of slippery
floors, some blame has to be attached to poor cleaning and
maintenance routines. It has been estimated that in Australia, 74%
of public liability claims relate to slips and falls, 86% of these
incidents were preventable, and that 77% of the preventable
incidents related to cleaning practices.
The draft of AS
3661 Part 2, Guide to the reduction of slip hazards, provides
guidance on the selection of pedestrian surfaces for slip-resistant
characteristics. It does not list general qualitative guidelines on
the slip resistance of typical flooring materials due to the large
variability in the characteristics of generic products. It notes
with regard to indoor flooring that 'the effect of texture in
providing slip resistance is dependent on the size and spacing of
the texturing. Generally a granulated effect of raised areas 1 mm-2
mm in diameter and a similar distance apart is the most effective.
Larger diameters and spacings become progressively less effective.'
'Outside, textured, free-draining, stable materials are suitable.'
Until AS 3958 was issued in 1991/2, and before that BS 5385 Part 3
in 1989, BS CP 202, Code of Practice for Tile flooring and slab
flooring, was used as the de facto Australian standard. Clause 3.5,
Slipperiness, advises 'When it is known that in service these
slippery conditions may arise and present a significant hazard,
especially where floors are laid to steep falls, advantage should be
taken of the slip-resisting finishes and slip-resisting inserts
available'. The example for ceramic tiles advises 'clay tiles
can be obtained with ribbed and studded surfaces, particled surfaces
(shot-faced or pin-head finish) and with non-slip aggregates
incorporated in the wearing surface.' It must be recognised that
some profiled styles have been designed for barefoot areas such as
swimming pool surrounds. As the foot may contour around the tile
surface in a way that shoes may not, caution must be exercised in
selecting slip-resistant tiles.
In the situation
where there have been no Australian standards, one should determine
what information was available at the time the flooring material was
specified, both locally and overseas, in order to consider whether
it had been appropriately specified for the intended environment.
Did the specifier receive information about the slip resistance of
the flooring material, how was the data generated, and was the test
method appropriate to the material and the intended environment? The
latter questions are particularly important in litigious
circumstances, recalling that there may be substantial inconsistency
in the COF measured by different machines, and that the compliance
criteria developed for one device may be indiscriminately applied to
the results obtained by dissimilar test methods.
A common method of
assessing the slip resistance of footwear on a specific floor
surface has been by means of a drag test, where the minimum drag
force required to initiate movement of a shoe loaded with weights is
measured with an accurate spring balance. The static COF that is
obtained will depend on the load, its distribution throughout the
shoe, and the manner in which the drag force is applied, as well as
the construction of the footwear. Thus, it is not necessarily an
accurate measurement. Primitive drag tests are not highly regarded
by the scientific community, although they are apparently still
included in some educational curricula. However, if the shoe used
was that worn by the injured party, it may have some significance,
depending on the circumstances of the fall. It would probably be
more appropriate to use the Tortus Floor Friction Tester with a
slider taken from the heel of the shoe. This will enable a
comparison relative to the Four S slider. The slip resistance
characteristics of some sole materials change with wear and with
temperature. Leather has reasonable slip resistance when it first
absorbs water but poor resistance when saturated. On dry floors, a
patternless sole gives the maximum degree of friction, while on wet
floors patternless soles show a decline in slip resistance. In
athletic footwear, there is commonly a mechanical interlocking of
treads into surfaces that adds forces above those of pure friction.
In my
introduction, I indicated the importance of perception. Falls
frequently occur through lack of perception when people are unaware
that the flooring they are about to walk on differs in some way from
that which they are accustomed to. Such differences include changes
in the COF due to the use of dissimilar floor materials, wear of
floor materials or the presence of contaminants, and small
differences in the level of the surface due to proud segmental
units. A good example of the consequences of dissimilar floor
materials can often be observed in grand hotels where guests slip
when walking from plush deep-piled carpets to highly polished
floors. They will often trip when walking in the reverse direction.
Experts must try to determine a variety of relevant extrinsic
factors, and assess their possible influence on pedestrian
perception.
Given the
incidence of accidental falls, it appears that it will only be a
matter of time before expert witnesses will be arguing in court
about whether or not a particular product meets a compliance
requirement. If ISO/TC 189 adopt a dry dynamic COF requirement of
0.40, one might expect that two experts, testing a product with this
COF, would be doing well to obtain respective results of 0.38 and
0.42, such is the observed variability. Rounding results to the
nearest 0.05, as required by AS 3661.1, will tend to reduce the
incidence of such conflicts. However, it may be that where a product
has a COF of 0.37, one test house might assess it as such, where it
would fail after being rounded down to 0.35, while another might
assess it to be 0.38, where it would pass after being rounded up to
0.40. It must be recognised that since the various available test
methods that determine the COF using a standard shoe material and
specific test parameters,they are only indicative of what may
occur in practical situations.
As seen, a variety
of causes can influence how and when a fall can occur. A successful
defence may rely upon the establishment of an effective slip and
fall prevention program, incorporating both design and management
aspects into a unified approach. A successful program requires the
prevention of falls, and effective claims management and litigation
defence. The basic elements of such a program include:
-
Stating a strong policy and getting commitment
-
Establishing a methodology and criteria for
review and acceptance of walkway surfaces and related components
-
Reconditioning and retrofitting walkways in
existing areas
-
Maintenance standards and procedures
-
Inspections, audits, tests, and records
-
An employee footwear program
-
Aggressive claims management and litigation
defence methods
-
Measuring results
CONCLUDING REMARKS
This is a complex
area where the results obtained using the recommended test methods
are open to misinterpretation. While AS 3661.1 represents the best
compromise choice of the numerous available test methods, it appears
likely that it will need to be modified as significant efforts are
being made to develop further improvements.
Rather than
specifying minimum coefficients of friction, consideration should be
given to establishing classes of slip resistant materials for
specific areas of usage, enabling manufacturers to classify their
products as they consider appropriate. This could be based on both
the wet and dry coefficients and the effect of changing conditions.
Such a classification would have to make assumptions that the
product would be properly installed in a suitable environment, and
that it would be satisfactorily maintained. There is a widespread
need for general education in this complex area. There is little
published material to assist specifiers and purchasers of flooring
materials in its selection. There is equally little independent
material to assist retailers in providing advice. Such advice should
be based on a much needed, extensive collaborative research program.
Considerable
strides have to be made to limit the costly and painful incidence of
falls. Industry practitioners will need to adjust their gait to the
reality of their possible exposure to litigation. It appears that
until the current uncertainty is replaced with an ordered framework,
there will be a continuing call for the services of specialist
consultants and the legal fraternity. My personal advice is to not
only watch your step, but also to watch what you put your foot into.
Some shoes predispose one to accidents. This aspect of self
contributory negligence is another issue that has yet to be fully
addressed.
BACK
TO TOP
This recent Court of Appeal decision imposes a
greater demand on employers by extending the ambit of strict
liability under the Workplace [Health, Safety and Welfare]
Regulations 1992.
Facts
The Claimant was employed as a care
assistant at a home for the elderly run by the Defendant. The
Claimant slipped in a pool of urine left by one of the residents on
the main corridor. The Defendant was aware of residents urinating
in the main corridor on a regular basis which made the vinyl floor
surface slippery. A number of accidents had occurred due to
presence of urine on the floors. The Defendant had a good system of
inspection and cleaning in place, as well as risk assessments,
warning notices and 2 non slip mats positioned in the worst hit
areas.
The trial decision
The Claimant had pleaded her case under
regulation 12 of the 1992 Regulations, alleging the floor was not
suitable for the purpose for which it was used because it was
frequently urinated upon and became slippery when wet. Paragraph 93
of the Code of Practice in relation to Regulation 12 provided that
surfaces of floors which are likely to get wet should be of a type
which do not become unduly slippery and a slip resistant coating
should be applied where necessary. This Code of Practice and
alleged breach was disregarded by the judge because it “was not a
matter specifically pleaded or dealt with in evidence”.
The judge dismissed the claim on the basis that the
strict liability in Regulations 12(1) and 12(2) related to the
construction of the floor surface and not to a transient hazard.
The Claimant appealed.
Court of Appeal Judgment
Regulation 12 of the Workplace [Health,
Safety and Welfare] Regulations 1992 reads;
a) Every floor in a workplace and the
surface of every traffic route in a workplace shall be of a
construction such that the floor or surface of the traffic route is
suitable for the purpose for which it is used.
b) Without prejudice to the generality of paragraph (1), the
requirements in that paragraph shall include requirements that—
-
the floor, or surface of the traffic route,
shall have no hole or slope, or be uneven or slippery so as, in
each case, to expose any person to a risk to his health or
safety;
and
Every such floor
shall have effective means of drainage where necessary.
c) So far as is reasonably practicable, every
floor in a workplace and the surface of every traffic route in a
workplace shall be kept free from obstructions and from any article
or substance which may cause a person to slip, trip or fall.
In the lead judgement, Lady Justice Smith held and
explained;
1. The overriding intention of the Legislature
when drafting these Regulations was the protection of workers.
2. In assessing floor suitability, Regulations
12(1) and (2) require the court to consider all relevant factors
which will include;
-
the construction of the floor;
-
nature / quality of its surface;
-
the frequency and regularity of conditions, such
as spillages, arising;
-
the purpose for which the floor was used;
-
the likelihood of an accident occurring;
-
the gravity of any injury which may occur;
-
whether the substance or hazard was obvious to
the naked eye;
-
any relevant accident history and / or previous
complaints in relation to staff accidents
The court should then “stand back” and decide
objectively whether it can be said that the floor was suitable for
the purpose for which it was used.
3. If a smooth floor is frequently and
regularly slippery because of a substance which lies upon it, albeit
only temporarily, the surface of the floor may properly be said to
be unsuitable, if the slipperiness is such as to give rise to a risk
of the health and safety of those employees using it.
There had been three instances of workers slipping
in urine within the three year period preceding the index accident.
An injury caused by slipping in urine and leading to injuries of at
least moderate severity was entirely foreseeable.
4. Official publications, i.e. the Code of
Practice, emanating from the relevant government department can be
referred to in civil proceedings as an aid to construction.
Although the Code of Practice should be treated with caution, on
this occasion it supported the finding that regularly and frequently
occurring conditions should be taken into account when deciding
whether a floor is suitable for its use within Regulations 12(1) and
(2).
5. Regulation 12(1) is intended to cover
permanent features of the floor and also regularly and frequently
occurring hazards while Regulation 12(3) is intended to cover
transitory conditions which occur less frequently. The suitability
of a floor must be considered in conjunction with the conditions in
which it is used.
The Claimant’s appeal was allowed. Contributory
negligence was assessed at one third with Lady Justice Smith
imposing greater responsibility on the Defendant on the grounds that
the breach of a provision of strict liability “connotes a higher
degree of responsibility”.
Comment
The decision in Ellis
goes further than previous case law, finding that an employer must
not only assess the construction of floors and traffic routes but
also any transient substance which lies upon them on a regular
basis.
Pre Ellis, in order to escape
liability, employers could argue they took all reasonably
practicable steps to avoid a slipping hazard by keeping the floor
free from any substances likely to cause a person to fall, by
showing they had a robust cleaning / inspection system, and warning
notices were in place. Post Ellis, employers run
the risk of facing a strict duty, with lesser prospects of
successfully defending such a claim, if spillages are frequent and
the facts of the case fall within Regulation 12(1). Regulations
12(1) and 12(3) now appear to be mutually exclusive in relation to
transient substances - the question to ask is whether the substance
lies upon the floor on a “frequent and regular basis”. If the
answer is yes, it falls within Regulation 12(1); if no, it falls
within Regulation 12(3).
It is important for authority employers to bear in
mind that the duty under Regulation 12(1) is limited to ensuring the
floor surface is suitable for the purpose for which it is used.
In developing a strategy, authorities would be well
advised to;
1 Assess the purpose for which the floor is
used, who uses it and the likelihood of spillages;
2 If they consider the floor is slippery,
it should be replaced with a non slip surface. Although this may
seem an expensive option, the total costs of one fast track claim
could be in the region of £20,000 - £25,000;
3 Introduce and supervise a robust
inspection and cleaning system;
4 Warn employees of any dangerous or
slippery surfaces;
5 Erect warning notices in the vicinity of
the dangerous or slippery surfaces; and
6 Instruct employees to report and / or
clean any spillages immediately. A record of such incidents should
be maintained to enable statistics of ‘frequency’ to be compiled.
Current risk assessments should be updated to
consider whether a transient substance lies upon the floor’s surface
on a frequent and regular basis. The threshold for what constitutes
“frequent and regular” occurrence does not appear to be particularly
high. For example, in Ellis, there were only three
falls in urine, involving employees within the three year period
preceding the accident but such occurrence was found to be
sufficiently frequent.
This decision will have serious practical
implications for the care professions where substances such as drink
or food may be spilled on a “frequent and regular” basis. If so,
according to the decision in Ellis, the employer’s
duty will be strict and the prospects of defending any such claims
will be reduced.
Where possible, relying on evidence emanating from
the above strategy, defendants should still seek to argue that the
applicable duty falls within Regulation 12(3) which provides a less
onerous duty to keep surfaces free from hazards “so far as
reasonably practicable”. Provided authorities operate a robust
system of inspection / cleaning and have a good accident record,
they may still be able to persuade a court that the occurrence of
spillages is rare and that its duty falls under Regulation 12(3)
rather than 12(1).
BACK TO TOP
SLIPS AND FALLS – SOME ARGUMENTS ABOUT MEASURING
COEFFICIENTS OF
FRICTION
Dr.
Neil Adams of Dr Neil Adams and Associates, the Ergonomic and Safety
Management Consultants.
Visiting Fellow, Dept. Safety Science, University of NSW.
The
assistance of Mr Neil D Adams (who has just completed a Masters in Ergonomics at UNSW)
in the preparation of theoretical background material is gratefully
acknowledged.
There are two main
issues to be confronted in dealing with the problem of determining the
slipperiness of apedestrian surface in
relation to the likelihood of slips and falls. These are:
(a). Just which foot
movement or type of movement should be replicated by the measuring device; and
(b). What is the most
appropriate measuring technique to use.
Slips and falls.
There is a wealth of
information demonstrating that slips and falls are among the most common causes
of injury, both in occupational
settings and in public places. For example, Hunter Jablonsky and Merscher (1984) concluded that falls
ranked second only behind automobile accidents as causes of accidental
fatalities. Buck and Coleman (1984) in an
analysis of STFL (slip trip and fall on the level) accidents concluded that this
type ofaccident is “numerous
and often serious”. More recent research by Rowland, James and Hughes (1995)
reportedthat 33% of major
industrial injuries were accounted for by slips or trips. While much of the
research of whichthose few cited above
are but a sample does not categorise slips and trips separately, my own work
over the lastdecade, which has
included some hundreds of reports on injuries resulting from slips or trips,
leads me to the conclusion that well
over 50% of falls or near-falls that result in injuries are a consequence of a
slip rather than atrip.The phenomenon of a
slip is clearly described by Leaman (1992), whose analysis is consistent with
that of most practicing experts
and researchers of my acquaintance. A slip is most likely to occur at one of two
phases of foot movement: At
heel-strike, as the leading foot hits the floor; or at push-off, as the toe of
the trailing foot gives itsfinal thrust before
leaving the floor. A fall can occur as a consequence of the slip, once
initiated, continuing in an uncontrolled way if the available dynamic coefficient of friction is insufficient.
Logically,
a slip initiated at heelstrike may be more difficult
to arrest than a slip at push-off, since the body balance and momentum are somewhat more reliant
on the leading than on the trailing foot as a forward pace is made on a level
surface. Nevertheless, it is
possible for a slip at push-off to result in an injurious fall.
The work of Lloyd,
Bunterngchit, Stevenson and Post (1991) established that it is during the first
half of a forward pace from
heel strike to mid pace that the frictional contact between the foot and the
floor must act against the forward
movement of the foot, with the peak demand being at or very soon after heel
strike. Interestingly, this
research group also established that for some people the initial frictional
demand as the heel strikes the floor may
be in the opposite direction to that which would commonly be expected –
apparently, because of the
particular gait, there is a momentary tendency (for some people) for the heel to
move backwards rather than forwards
at heel strike. This reverse peak does not appear for all pedestrians, and only
momentarily precedes the common
peak demand for friction to act against the forward movement of the heel and
foot.
Movement relevant to
the continuation of a slip into a fall.
It is my contention
that a slip will only continue into an outright fall if the dynamic coefficient
of friction between the floor
surface and the foot or shoe is too low as the foot is moving forwards or
backwards after the initiation of the
slip at heel-strike or push-off. Certainly, the quality of frictional
contact at heel-strike or push-off is quite significant,
but it is the continuing friction as the foot moves through the necessary
distance of 400 mm or more for the slip
to continue into a fall that is the crucial determinant of whether a fall will
or will not
eventuate. It is
generally accepted that a dynamic coefficient of friction of above 0.35 should
provide for safe pedestrian movement.
While it may persuasively be argued that it is necessary to replicate the
movement of the foot at heel strike,
and to measure the frictional demand at that instant for an understanding of the
dynamics of a slip, I would contend
that it is most important and useful (as well as being much less technically
difficult), to measure the dynamic
CoF relevant to the movement of the foot as it slides forward over the surface
after a slip has commenced.
It is
patently obvious that if the CoF at this stage is sufficient, the foot’s
movement should be arrested and a
heel-strike slip will only be momentary and will not continue into an
uncontrolled slip and fall. Conversely, if the
dynamic CoF is too low under a sliding foot the foot will continue to slip and a
fall is highly likely to eventuate.
My view is consistent with that of Tisserand (1984), who suggests that if the
static CoF immediately after
heel-strike is greater than the forward thrust of the foot a slip will not
occur, and if the dynamic CoF is
greater than the forward thrust of the foot if movement has commenced it will
not continue.
What and how to
measure:
The static CoF is
certainly the easiest to measure reliably. It is defined as the ratio of the
horizontally applied force required to
move a body from rest over the vertical force applied to the surface by the
weight of the body. For example, if a
force of 5 kg is required to start a 10 kg weight sliding from rest, the static
CoF would be 5/10 or 0.5. The dynamic
coefficient of friction is the same ratio, but with the horizontal force being
that required to maintain constant
speed of movement once the body has been moved from rest. On most surfaces and
with most sliding materials,
the dynamic CoF will be somewhat lower than the static CoF. This is one of the
reasons for the preference given to
measuring the dynamic CoF in relation to the potential slipperiness of a floor
surface.
The current
Australian Standard for the Slip resistance of pedestrians surfaces (A S/N Z S
3661.1: 1993 [currently under
review]) does not really address the first of the two issues noted above and has
recommended two quite different
instrument for measurement of dynamic coefficients of friction - the FFT (floor
friction tester, commonly the
"Tortus") for dry surfaces and the Stanley Skid Tester - the pendulum - for wet
surfaces. It is expected that in the forthcoming revision of the standard a
third measuring technique will be introduced. That is the inclined
ramp which is the compulsory test used in Germany (Bowman, 1997). Comment on
each of these three measuring
techniques and the relevance of each to pedestrian slips and falls is made
below. The Australian
Standard cited above specified a dynamic CoF of 0.4 as being the recommended
“safe” level, but then undermined this
criterion by advising that the required 0.4 be determined by use of the Tortus
for dry surfaces or the
Pendulum for wet, with both devices being restricted to a particular specified
material, Four S rubber, for the
slider. (“Four S” rubber is required to have an IRHD hardness of 96 plus or
minus 2. The “Four S” stands for
“Standard Simulated Shoe Sole”). Unfortunately, this material provides better
frictional contact on most pedestrian
surfaces than do many of the materials commonly used for soling shoes, including
leather and many of the common
composition resins or synthetic rubbers. Consequently, surfaces that may be
categorised as “safe” in terms of
the Standard are, in fact, slippery under many common types of footwear.
It must be
acknowledged that there are important factors in addition to (or working in
concert with) the nature ofthe floor surface
that may contribute to a pedestrian’s slip and fall. The most obvious of these
is the nature of the shoe sole. Other
factors that may be influential would include the gait of the pedestrian, the
speed and/or care of movement, the
lighting and the person’s awareness of the nature of the floor, and the presence
of any contaminant or
lubricative substance between the floor and the shoe sole. Since there is
currently no standard restricting the
nature and design of shoe soles, and although it might be expected that people
wearing shoes with more slippery
materials on the soles would be aware of that characteristic and would move with
due care, the main avenue for
reduction of the number and severity of slip-and-fall injuries open to potential
defendants (local councils, government
bodies, shopping mall managers or owners, bodies corporate responsible for
residential or office buildings,
etc.), is to ensure that a flooring material should be used which would retain
good frictional properties in the
conditions that might be expected to arise in a given situation. For example, in
areas exposed to the elements a
surface that retains good frictional properties even when wet would be
mandatory. Equally, I would suggest, in
shopping malls and particularly in areas close to food halls or fruit and
vegetable outlets where spillages of
lubricative substances would be highly likely to occur, suitable anti-slip
flooring materials should be installed. It is my firm belief
that, ideally, the dynamic CoF of a pedestrian surface should be measured in the
condition in which it will be when
it is most likely to present a slip hazard and using a technique that will most
closely emulate the speed of
movement of a slipping foot. Although the dynamic CoF should be largely
independent of the speed of movement
of the slider, recent research (Adams, 1997, Master’s Thesis) indicates that for
some surface/shoe material
combinations the CoF decreases with increases in speed of movement and for
others it may actually decrease. My
own experience generally supports the expectation of an increase with increase
in speed of slider movement.
There are several significant deficiencies relating to the use of the
instruments recommended in the current
Standard or in the forthcoming revision:
1. The Tortus:
It is widely accepted that the Tortus significantly inflates the dynamic CoF for
most
surfaces. The
research by Adams (1997) referred to above consistently obtained differences of
as
great as 0.4 between
Tortus readings and manually pulled Four S rubber sliders on the same
surfaces. This
overestimation of the available friction may be a function of the Tortus’s
exceptionally slow
slider movement in conjunction with its slider’s tiny contact area. It is
acknowledged that
because of these factors the Tortus may be giving a series of Stick-slip
readings
with the static CoF
from each “stick” influencing (inflating) the figure derived from the output. It
is
also accepted that
the Tortus is not valid when used on wet surfaces, surfaces which slope by more
than 5 degrees, or
surfaces which are in any way irregular or profiled (such as many tiles,
pebblecrete
type surfaces or many
carpets).
2. The Pendulum:
Initially devised for measuring the prospective adhesion between car tyres and
road surfaces, the
pendulum is recommended only for wet surfaces. Immediately, it becomes
difficult to compare
dry and wet readings for the same surface since the readings will have been
obtained using quite
different techniques with different principles. The pendulum is presumed to
simulate the movement
of the foot at heel strike, but in fact does not in any respect adequately
reflect the type of
contact or the forces involved in the reaction between foot and surface at and
immediately after
heel-strike. The foot is not swinging forward from the knee as a pendulum
would, and the
sliding of the small pad of Four S rubber fitted to the foot of the pendulum
does not
realistically
represent the foot’s movement or the direction of forces following heel-strike.
The sensitivity of
the pendulum to the tension in its friction discs and the condition of the
slider, and
the ease with which
its adjustment can be disturbed as it is transported, assembled or set up for
use
make its reliability
more than somewhat questionable. While the Standard requires annual or
biannual calibration
of this instrument, it can be used for many measurements while in an unreliable
condition.
(Anecdotally, I can report that the pendulum used for the research described in
this paper,
and for which I used
my own foot and slider which are maintained in condition that complies with
the Standard
specification, was used on occasion by other users with its own foot and slider
attached, and with
that slider in such a worn condition that the area of contact as it first struck
the
surface would have
been at least double that of a slider with the required bevel).
Like the Tortus, the
pendulum cannot be used to obtain valid results on profiled surfaces or those
with a gradient of
more than 5 degrees. Nor can it be used on resilient surfaces such as most
vinyls
and rubber
composition flooring materials.
3. The inclined
ramp: I have not seen or used an inclined ramp. My concern about its use as
a
reliable, valid
indicator of the slipperiness of a pedestrian surface derives from the summary
of
information in annex
C to a draft of ISO 10545 – 17. The ramp is illustrated diagrammatically in an
overhead accompanying
the verbal presentation. It would have the flooring material to be tested
affixed to it and the
frictional properties of that material are determined by having two (count them:
two) people take
small forward and backward steps on the surface after it has been oiled in a
specified way. The
ramp is gradually increased in gradient until the person, who is holding side
rails and supported
by a safety harness, “reaches the limit of safe walking”. Repeated measures in
both upward and
downward directions are made for each of the two test subjects. I have not seen
any information about
the validity or reliability of this technique. It does not yield a coefficient
of
friction, and the
floor surfaces assessed with it are graded in terms of the angle reached by the
ramp
when the point of
uncertain safety is reached. Quite obviously, this method can not be used for in
situ testing of a
pedestrian surface. I wonder how valid the results derived from only two
subjects
would be regarded by
any competent researcher in any field of endeavour.
4. The weighted
(static) slider: This device is not recommended in either the original nor
the revised
Australian Standards.
Its technical characteristics are described in Annex B to the draft ISO 10545-
17. In the view of
myself and several other practicing experts in NSW and Queensland, the use of
weighted sliders has
many advantages over the other techniques mentioned. It is criticised on the
basis of greater
opportunity for subjectivity and inter-user variability to intrude, but these
same
objections are
equally valid and as clearly demonstrated in practice in relation to each of the
techniques described
above. According to the description in the source cited above, and its use in
the U.S., this type
of instrument is regarded as being appropriate only for the measurement of
static
CoFs. However, here
in Australia it is consistently used for the measurement of dynamic CoFs and
results derived with
it are accepted by the courts.
It has the very
desirable advantages of enabling the use of a variety of shoe sole materials,
thus
enabling a more
relevant assessment to be made of a floor’s frictional properties under shoe
sole
materials in addition
to, and perhaps more common than Four S rubber. It is more easily
transported and more
quickly used than other methods. Most important, and consistent with my
view that it is most
relevant to measure the dynamic CoF of a shoe sole moving straight along the
surface and at a
speed more commensurate with that of a slipping foot, it can be moved at a speed
of 400 to 500 mm per
second, thus giving a more realistic indication of the slipperiness of a given
floor/shoe sole
combination. Further, weighted sliders can be used in locations where it is
impossible to use the
pendulum (or extremely difficult and time consuming to do so), as on steps in
a stairway. Finally,
it is less inappropriate to use weighted sliders for both wet and dry
measurements than it
is to use either the Tortus or the pendulum.
The Research:
It
was the intention of the research to compare results obtained using the pendulum
on a variety of wet
pedestrian surfaces with those obtained with a selection of weighted sliders –
those that I most frequently use
in my evaluation of floors, pavements or steps on which it is alleged that a
slip and injury have occurred.
Only eight sets of results can be included with this report, dealing with
terrazzo, timber board, several
types of tile and one type of marble flooring. Disappointingly, I found that a preponderance of the
floors or surfaces where a wet condition was involved (many others involved dry surfaces for which
the pendulum would not have been used) were not suitable for pendulum measurement because
of surface profiling (pebblecrete or rough but mossy concrete, for example), too resilient (many vinyl
floors), or too constricted in area (most steps or stairways, unless the landing
was of the same surface
material as the steps and was not inappropriate for one of the other reasons). I would not use the
Tortus for dry surface measurements, having no faith in it whatsoever, but it
was both disappointing and
disconcerting to encounter so many situations where the pendulum could not be
used. My normal procedure,
and that which was followed for each of the sets of results presented below, was to ensure that each
of my sliders was thoroughly cleaned and then conditioned with a light
sandpapering with a 400 grit emery
block. The floor or step surface would be no more than brushed clear of any surface dust or
contaminant but would otherwise be tested in the “as found” condition, with the
addition of clean potable tap
water applied generously with a spray bottle. Unless it had been specified in a particular claim that
the surface had been no more than damp, I applied sufficient water to meet the generous water
coverage recommended in the Standard for the use of the pendulum. Kneeling over
the floor, I would pull
the slider from well to one side across the prepared area so that I could have
it moving at a constant
speed of approximately 400 to 500 mm per second as the spring balance scale moved directly below
my eyes, at which stage I would call out the value to my recorder. Normally, at least five measures
would be made with each slider in both directions of maximum likely slippage
(e.g. along the grain or
seams for a timber board floor). My sliders all
consist of actual shoe soles, weighted with lead to approximately 4.5 kg (10
lb). My spring scale is
calibrated to 0.1 kg and 0.25 lb. The materials I most frequently use are: worn
leather; aflat rubber similar
in hardness and “feel” to Four S rubber; a rubber nitrile sole with a clearly
defined safety tread; and a
hard, very worn synthetic. I also, when possible, use one of the shoes that was
being worn by the person
who slipped, weighting that shoe with lead to approximately 4.5 kg. The pendulum is used
precisely in accordance with the instructions in the Standard, with the addition that I use my own
slider which is maintained for that purpose in accordance with the Standard. The results presented
in the table below speak for themselves. Consistently, worn leather is the
lowest or equal lowest in slip
resistance and almost as consistently the “safety” sole was highest or close to
the highest. Apart from the incredibly
low result yielded by the pendulum on the timber floor and its somewhat higher
results on the marble and one of
the tiled floors, its results were fairly compatible with approximately the
average of the sliders for each
floor. I must emphasise that there was no conscious attempt to fudge the results
in any direction. On the basis of
previous experience and the theoretical expectations, I would have expected
greater inconsistency with
the pendulum, and greater variability in its results in relation to the slider
results than I obtained. However,
this acknowledgment of the apparently more consistent results obtained overall
with the pendulum must be
tempered by a comment on the difficulty experienced in some locations of
actually getting a result with the
pendulum. The instructions in
the Standard require that the operator make a minimum of five passes with the
pendulum and keep on making passes
until the last three measures that are gained are within three scale points of
each other. I have had to make as
many as twenty passes (each time carefully following the procedure, including
ensuring that the specimen area was
re-wet before each swing) before meeting this criterion of the last three within
three units. On some occasions,
there has been as much as thirty scale points of difference between the scores
on swings within the same set,
on precisely the same section of flooring wet to the same degree! Although the
results in the table below might be
seen to justify an inference that, properly and consistently used, the pendulum
may be a reasonably reliable
and valid instrument, the wide variability of results on the same surface and
used in precisely the same way gives me
some pause for doubt.
RESULTS : DYNAMIC
COEFFICIENTS OF FRICTION
DIFFERENT FLOOR
SURFACES MEASURED WITH SLIDERS AND WITH PENDULUM
Floor surface Worn
Leather “4S” Rubber “Safety” sole Hard Synthetic Pendulum.
Quarry tile
0.10
0.11 0.29 0.28 0.11
Terrazzo A.
0.10
0.13 0.16 0.16 0.14
Terrazzo B.
0.24
0.27 0.31 0.24 0.21
Terrazzo C.
0.19
0.21 0.23 0.20 0.19
Ceramic tile
<0.01 0.15 * * 0.12 0.21
Marble tile
0.13
0.12 0.14 0.15 0.21
Timber board
0.10
0.18 0.30 0.26 0.00 !
Semi-glazed tile
0.09 <0.10 <0.10 0.10 0.17
· The slip in this
instance was in bare feet. The safety sole was not used and instead of the hard synthetic I used a
composition resin more similar in properties to skin. I remain to be
convinced that any of three instruments - FFT, Pendulum or inclined ramp – are
valid enough and reliable enough to be
endorsed by Standards Australia as providing the definitive criteria for the
categorisation of pedestrian surfaces
in respect of their safety. While repeating my acknowledgment that the use of
manually pulled weighted
sliders can also produce disturbing variability, I believe that if materials and
procedures were to be as precisely
defined as are those for the FFT and the Pendulum, then more reliable, valid and
meaningful measures of the
frictional properties of a pedestrian surface, in relation to a sensibly chosen
and representative range of shoe sole
materials, would be obtained.
References:
Adams, N.D. (1997)
Personal communication based on Master’s Research Project in which comparisons
were made between
Tortus, Pendulum and Four S rubber weighted sliders on a
variety of surfaces
and under a variety of conditions.
Buck P.C. and Coleman
V.P. 1984 Slipping, tripping and falling accidents at work: a national
picture;
Ergonomics
1984
28 (7), 949 – 958.
Hunter R..J.,
Jablonsky R.D. and Merscher J.H. Development of coefficient of friction
measurement methods by
consensus-standards-making organisations.
Ergonomics 1984 28 (7) 1055
– 1063.
Leamon T. 1992
The
reduction of slip and fall injuries: Part 1 – guidelines for the practitioner.
International
Journal of Industrial
Ergonomics, 10, 23 – 27.
Lloyd D.,
Bunterngchit Y., Stevenson M. and Post K. 1991 The investigation of factors
involved in slip and fall
accidents.
Dept.
Safety Science, University New South Wales.
Rowland F.J., James
J.I. and Hughes R.C. Slip resistance – an overview. The work of the U.K. slip
resistance
group.
Paper
presented at Polymer testing 1995 conference.
Tisserand M.
Progress in the prevention of falls caused by slipping. Ergonomics
28 (7) 1027 - 1042
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