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CASE STUDIES
Mercouris v
Westfield Shopping Centre Management Co Pty Ltd
(Supreme Courtof New South Wales, 29 March 2000)
·
The Defendant
operated the Westfield Shoppingtown at Parramatta.
·
The
Plaintiff entered from a car park on an upper level and went down to
level 3. On that level were Grace Bros, David Jones and K-Mart
stores and about 50 shops around the central common area.
·
As the
Plaintiff walked in the common area outside a handbag shop
known as Bradmans, she slipped and fell. She did not see anything
on the floor before she fell but it was found that she
slipped on a chocolate melted ice-cream or thickshake
substance on the floor.
·
The Plaintiff
fell at about 3.45pm. The floor had been clean and dry when the
cleaner passed Bradmans less than 10 - 15 minutes prior to the
fall. From the footprints in the spillage it appeared that someone
had walked through it shortly before the Plaintiff fell.
·
The "looping"
of the cleaners, as it was described by the Court took the cleaner
about 10 - 15 minutes depending upon the congestion in the
shopping centre and whether he or she had to attend to other
spills. The cleaners carried a mop and bucket and two-way radio so
that if security staff at the shopping centre found a spill
security could call the cleaner to go immediately to the area of the
spill.
·
A shop
assistant in Bradmans became aware of the spill on which the
Plaintiff fell a few minutes before the fall (the time being left
imprecise). The shop assistant did not report it to management
because she thought it would be cleaned in the normal course by
cleaners who passed by regularly.
·
The trial
judge found that there was an adequate system of cleaning and
inspection in place. The Court of Appeal agreed. The Court of
Appeal said:-
"No doubt
foodstuffs including ice-creams, thickshakes and milkshakes would
be brought to Level 3 from other levels in the shopping centre
and to the part of the common area outside Bradmans, for
example from the McDonalds outlet, but it was not a situation
where constant contamination of the floor would be
expected".
·
The
Supreme Court agreed with the trial judge's rejection of a
submission that it was incumbent on the Defendant to have in place
video surveillance of the common areas of the shopping centre.
·
As to the
adequacy of the cleaning system the Court of Appeal said:-
"Whether it
was adequate or inadequate was a question of fact, decided
according to whether it was a reasonable, response to the risk of
injury to those visiting a shopping centre. In my
opinion it was. The system provided for regular cleaning every
10 - 15 minutes and immediate cleaning on call of a spillage was
reported..... The short time between the passages of the
cleaner and the facility for calling him to
a spillage was a reasonable response to the risk for
the area outside Bradmans".
·
Another
submission made on behalf of the Plaintiff appellant was that the
Defendant ought to have provided a floor surface that was safe when
contaminated by spillages. In this regard evidence was given by an
engineer about the type of floor which could be used. In
relation to this, the Court of Appeal said:-
"According to
Mr Simpson
(the engineer) flooring materials were available
whose friction properties were not reduced by contamination by
liquids, being ,flooring materials with a grit or. sand like
substance within the surface so that even if contaminated
they provided a secure footing. Mr Simpson expressed the
view that such a surface was "the only reasonable surface for common
areas such as food halls or the like". There was no
evidence of cost, aesthetic considerations or other
practicality in having flooring materials of this kind.. The
relevant area on Level 3 was not in the nature of a food hall, and I
do not think that the Plaintiff is really assisted by
this opinion... If the Defendant had in place an adequate
system of cleaning and inspection I do not think it had to
provide a floor surface resistant to the
effect of spillages".
Sarantidis v
Westfield Shopping Centre Tea Tree Plaza
(District Court of South Australia, 29 April 1997)
·
The shopping
centre consisted of 2 levels. Level one consisted of specially
shops, a supermarket, a department store and a food court.
Customers had the option of consuming their food and drinks at the
tables and chairs in the food court or taking the food and drink
away from this area. The principal or most convenient entry from
Level 2 to the food court on Level 1, or exit from the food court on
Level 1 up to the shops on Level 2, was by way of an escalator
situated in the food court area.
·
After
spending some time on Level 1 the Plaintiff took the escalator up to
Level 2. At the top of the escalator on Level 2, the Plaintiff
stepped off the stairs onto the metal plate and in doing so slipped
on what he described as a thickshake or melted ice-cream.
·
The Defendant
called evidence of a cleaning system which it said operated in the
walkways and other common areas of the shopping centre at the time
of the accident. It contracted out the cleaning to Tempo Cleaning
Services.
·
Defendant
said that from the time the shopping centre opened until it closed
there were 3 cleaners on duty in the food court. The number of
cleaners in the food court increased to 6 during the lunch
period.
·
The Defendant
said that there was a 15 - 20 minutes to complete a circuit of the
walkways on that level. The area immediately in front of the exit
point at the top of the escalator was part of that walkway. The
Defendant said that the time it took to complete a circuit on Level
2 was an estimate. There had been no actual timing of a cleaner
performing these duties
·
The cleaning
supervisor gave evidence that the cleaner on Level 2 would take
roughly 15 - 20 minutes to complete a circuit of the walkway ie 15
minutes if there were no spillages and 20 minutes if there were
spillages. He did not say how he estimated the time for completion
of a circuit.
·
Defendant
submitted that it had discharged its duty of care as a result of the
cleaning system it said was in operation at the shopping centre on
the day of the accident.
·
The Court saw
that it was required to answer the following questions ie did the
Defendant have a cleaning system operating on the day the Plaintiff
sustained his injury and if so did that cleaning system discharge
the Defendant's duty of care?
·
Court said
that the food and drink sold in the food court made it likely that
from time to time slippery substances would appear, not only on the
floor of the food court but also on the escalator, the walkways and
other common areas of the shopping centre. The Court said:-
"Experience
in the use of escalators would indicate that a clumsy exit is
possible
at the point where the moving escalator steps cease and the user
steps on to the stationary exit plate
".
·
The cleaner
on Level 2 at the relevant time was not called nor was there any
direct evidence given about the system in place save for the
supervisor's recollection of what was required at the time. The
Court found the evidence to be of little assistance to it. In
particular. the Court said:-
"I do not
accept the submission by Counsel for the Defendant that, in the
circumstances of this case, the giving of evidence of a general
nature regarding the cleaning regime is sufficient to
establish that there was a cleaning system in operation on
the day of the accident and the nature of that system...I am not
satisfied that there was on the day of the accident a cleaner
performing her duties in the manner described by the general
evidence given by witnesses for the
Defendant”.
·
The Court
concluded:-
"It follows
from what 1 have said that I find that there is no evidence of any
cleaning system operating in the walkways on Level 2 and in the
area where the accident occurred on that day. In my view,
the circumstances here require that the Defendant have an
operating cleaning system which included the area of the
escalator exit plate. In the absence of any evidence of a cleaning
system operating on the day of the accident I find that the
Defendant was in breach of its duty of care to the Plaintiff
in that it did not have an inspection and cleaning
system operating at all.
Even if I was
satisfied that the evidence disclosed that there was a cleaning
system operating on the day of the accident in the manner
described by the general evidence provided by the Defendant I
should indicate that 1 would not have been satisfied that
such a system was adequate to discharge the Defendants duty
to take reasonable steps for the safety of its customers. As I
said earlier, in my opinion, the area at the top of the escalator
was a likely danger point for the spillage of slippery
substances being carried from the food court to Level 2. It
seems to me that when considering an adequate cleaning
system that this point needed to be treated as if
it was part of the food court".
Scott v
Patterdale Pty Ltd
(Queensland District Court, 27 November 2000)
·
The Defendant
was the occupier of the Pialba Place Shopping Centre at Hervey Bay.
The Plaintiff slipped not far inside the automatic doors giving
entry from the outside car park to the concourse of the shopping
centre at about 8.20am on a Monday. The floor was polished terrazzo
of creamy colour which it was agreed would be slippery when wet.
Water was also not easily detectable on this type of floor.
·
No one at the
time was able to identify any substance or particularly slippery
area on the floor which might have explained the accident.
Ultimately the Court accepted that the Plaintiff had slipped on
water which had been walked into the centre. It was raining outside
at the time.
·
The Court
said:-
"In wet
weather water would get on to the floor inside the automatic doors
through which the Plaintiff entered and give rise to a risk of
customers slipping, which had to be guarded against. The
precautions available included constant mopping of the floor
(to the extent that the Defendant on some days might engage a
person over and above the ordinary cleaning staff to attend to it),
placement of at least one of the now familiar yellow cones which
warn of a slipping hazard, and replacement or supplementation
of the usual 1. 2m x 1.7m mat placed to straddle both sides
of the automatic door with long runners hired from a local
dry-cleaner. The likelihood of water being "tracked" onto the
terrazzo floor in all kinds of ways including by shopping trolleys
and by dripping ,from customers clothing and umbrellas was
well known to the Defendant and
furthermore I would think is notorious generally".
·
The Court
found against the Defendant shopping centre owner.
·
The Defendant
issued third party proceedings against the cleaners asserting a
failure by the cleaners to comply with their contractual obligations
as cleaners of the Centre to keep the Centre in such condition as to
be safe for the use of members of the public.
·
With regard
to the third party claim the Court said:-
“It seems to
me to have been established that during the relevant day shift, only
one cleaner was to be provided. What he or she could achieve was
necessarily limited, given the large size of the Pialba
Centre. While there might have been an expectation that
cleaning staff would get to the Hunter Street entrance
roughly every 15 minutes, the exigencies of the job, such as spills
or messes elsewhere, might preclude this. I do not think the
third party was in any sense guaranteeing or committed to
achieving a Pialba Centre which was safe for the public. 1
think the deficiency which leads to the Defendants liability was in
its system and that it, and not the third party, bears
responsibility for the deficiencies".
George v AMP
Shopping Centre
(South Australian District Court, 15 May 1997)
·
The Plaintiff
alleged that she slipped and fell outside of the Centre near
the "southern entrance". The Plaintiff said that she exited the
shopping centre through one of the sets of sliding doors and was
walking on the pavement which consisted of brick paving when her
legs went from underneath her as a result of which she fell to the
ground. The Plaintiff said that she noticed some reddish
brown coloured dirt on the pavers which she says was the reason that
she slipped and fell.
·
It was the
Defendant's case that there was no dirt present, of whatever colour,
at or near the point where the Plaintiff slipped and fell.
The Defendant pleaded in the alternative that, even if dirt had been
present and the Plaintiff had slipped on such dirt, the Defendant
had not been negligent as alleged by the Plaintiff or at all. In
particular, the Defendant asserted that it had in place a system
whereby all walkway areas open to the public were checked at least
every 20 minutes for the presence of dirt or other material upon
which a member of the public might slip and that if such
substance were detected, it was removed.
·
Ultimately
the Court rejected the Plaintiffs evidence that there was
dirt on the brick paving upon which she slipped. This was
due to the weight of evidence provided by other witnesses who said
that they saw nothing on the ground.
·
The Defendant
occupier had joined the cleaner as a third party. The Court said
that.-
"All that the
evidence discloses is that the Plaintiff slipped and fell on the
brick
paving outside the southern entrance of the shopping centre for
some unexplained reason. It is the absence of that
explanation which must exonerate the Defendant. if the
Defendant is exonerated so is the third party ... Even if it
is assumed that there was dirt present on the paved area
where the Plaintiff slipped and
fel1, that does not mean that the Defendant was necessarily
negligent".
·
The Court
went on to say:-
"The
Defendant...
required its cleaning contractors to ensure that all public
areas if the shopping centre were inspected at least once
every 20 minutes for the presence of substances on the
floor or paving on which the members of the public might slip
and to remove same if detected. Indeed all members of' the
Defendant’s staff engaged in running the shopping centre
including security personnel were made aware of the need for
vigilance to ensure that the floor, and walking surfaces are
kept clean... 1 am satisfied that the Defendant took
reasonable precautions for the protection of members of the public
and provided adequately for the "due
and careful implementation of those precautions ".
Allcorp
Cleaning Services Pty Ltd
v Fairweather & Anor
(New South Wales Court of Appeal, 29
June 1998)
·
'The
Plaintiff was injured when she slipped on a potato chip in the
Ashfield Shopping Mall. It was a busy Saturday lunchtime where
there were about 80 tables and 200 people using the area. The
tables were located in a central area between a number of food
outlets. The floor was of a terrazzo type.
·
The centre
was owned by Queensland Investment Corporation. it settled the claim
made by the Plaintiff. The Defendant then pursued its cleaning
contractor for tile money it paid to the Plaintiff.
·
There was a
cleaner who was required to attend exclusively to the food court
area. The evidence was that had he done so, he would have been
covering each part. of the area approximately every 15 minutes.
There was however no evidence regarding the presence of the cleaner
on site at the time and the contrary witnesses said that they had
not seen a cleaner for some time prior to the fall. The cleaner was
unable to be contacted or at least did not give evidence. The trial
judge said there was a clear inference on the evidence that there
was no cleaner in the area for a substantial period of time. The
Court of Appeal accepted that the evidence supported this inference
being made.
·
The trial
judge concluded that the third party (cleaner) was as between the
Defendant and third party the negligent one and that the accident
was totally the fault of the third party
·
Whether or
not the Court accepted the 15 minute coverage (which it was argued
would have been the coverage if the cleaner had been there) is
unclear. Justice Stein says:-
" The
inference drawn by His Honour, the Trial Judge, that there was no
cleaner
in the food hall for up to three quarters of an hour was one
which was open to him. If the system had been followed, the
probabilities would have been that the
chip would have been detected and removed".
Justice
Priestley said.-
"On the facts
as found by the Trial Judge, if that cleaning system had been
functioning as it should have been, it is my opinion more
probable than not that the chip which caused the fall, would
have been seen and moved before the
accident ".
Kelly v Lend
Lease Retail Pty Ltd
(ACT Supreme Court, 16 April 1993)
·
The
Plaintiff, a 60 year old lady slipped on a woodchip in the common
area of the Woden Shopping Square. Tile Plaintiff was walking in the
general area of the shopping centre outside the Florscheim shop when
she says that she stepped on the woodchip as a result of which she
fell and injured herself. The Plaintiff says that she also
noticed other rubbish in the area including potato chips, drink
clips and cigarette butts.
·
The Defendant
said that it had engaged 3 cleaners and a maintenance crew who had
instructions to clean up anything they noticed on the floor.
·
With regard
to the evidence given by the cleaner the Court said:-
"Mr Drago
Brozininic, Manager of Berkeley Challenge,, the cleaning contractor,
gave evidence for the Defendant. In some respects, his evidence
was not entirely satisfactory. This, no doubt, was, for the
most part, because he had not been asked to provide timely
details of cleaning arrangements (as at May 1985 until 1
February 1993. He had no records from that time to draw on...
The evidence as to the presence or absence of cleaning
staff, the general likelihood that cleaners were engaged in
reasonable numbers and were carrying out their
duties with reasonable diligence, is quite
unsatisfactory".
·
The Court
went on to say:-
"In any
event, it seems to me that, given it was the summer holidays, the
number
of small but active children was likely to have been greater.
They were likely, more than usually, to dislodge the
woodchips or bark pieces, They were also more likely and more
frequently than usual to spill and drop things onto the
.floor.. Increased vigilance was called for... The absence of
evidence of the cleaning done on that day is significant.
The only evidence of the cleaning arrangements was that of Mr
Brozininic and Mr Francis. Evidence was of general
practice. No records were produced as to who was actually doing the
cleaning on that day. It is not even clear whether the assigned
cleaner was on duty at the time of the
fall".
·
The Court
found in favour of the Plaintiff.
Wilson v
Yeperenye Pty Ltd
(Northern Territory Supreme Court, 24 May 1996)
·
The Plaintiff
was walking with her husband through the shopping centre when she
fell and injured herself in a common area as a result of slipping on
a cherry.
·
Woolworths
had a sale on cherries at the time.
·
The system
employed by the occupier required the cleaner to conduct circuits of
the public areas of the Centre to sweep and spot mop. Each circuit
took approximately 5 minutes to complete. The system also required
the cleaner to leave the floor of the premises to clean the toilets
at the time when the cleaner felt that it was safe and expedient to
do so. This would take a maximum of 15 minutes.
·
Approximately
15 minutes before the accident the cleaner had conducted his rounds
through the area where the Appellant fell. The cherry was not there
at that time. He then left the floor to clean the toilets and was
away for a maximum of 15 minutes. The premises were not crowded or
in heavy use at the time. The specially shops in the Centre had all
closed at 5.30pm.
·
The
trial judge found that the Respondent had provided an adequate
system of cleaning and that the fall was not caused by the
Respondent's negligence.
·
One of the
grounds of the appeal was that the occupier knew of the cherry sale
which constituted a special known risk for which the Respondent
failed to provide an adequate response.
·
The other
grounds of appeal went to the system of cleaning including the
absence of the cleaner whilst cleaning the toilets.
·
In
finding in favour of the occupier and cleaner. the Supreme Court
said:-
“There was no
evidence which mandated a finding that slipping on cherries was
more likely to occur at this time and in this area than, say,
slipping on dropped grapes, or that the consequences of
slipping on cherries were likely to be more drastic than
slipping on other dropped foods such as grapes or ice-cream,
requiring special precautions over and above that taken by
the Respondent in respect to the
general risk of slipping on something on the floor.
In my opinion
it was open to the learned Magistrate to find that a system which
permitted the cleaner to leave the floor at times when he thought
it safe to do so, because there were not many customers
around, for up to 15 minutes, to enable him to
clean the toilets, was an adequate response to the
risk".
Geesche Jacobsen
April 26, 2007
A WOMAN
has won nearly $240,000 compensation from RailCorp after
a judge ruled she was raped because she had broken her
ankle weeks earlier at a Sydney railway station.
RailCorp
was found responsible for the woman's rape at a private
home, because she could not escape with her leg in
plaster, and for her subsequent depression.
The
36-year-old Taiwanese television reporter, Yu-Mei Chu,
had been in Sydney to learn English when she lost her
footing on slippery stairs at Sydenham rail station in
December 2002.
A few
weeks later, while still on crutches with her leg ankle
in plaster, she was sexually assaulted and beaten at a
man's home.
She told
the court she could not get away because of her broken
ankle.
She
became increasingly depressed after the assault, lost
her will to socialise and her hair suddenly turned grey.
She was
also concerned about her inability to marry and have
children, the court heard.
A
District Court judge, John Goldring, found she would not
have been sexually assaulted if her ankle had not been
in plaster.
"The
psychological injury to [Ms Chu], which she would not
have suffered but for the ankle injury, but which she
did suffer because of the sexual assault, is within the
scope of [RailCorp's] responsibility," he said.
It was a
"forseeable consequence" of RailCorp's breach of duty of
care to provide safe steps at the station, he said.
An
engineer's report tendered in court found the stairs
leading to the station's platform 6 were "hazardous"
when wet.
A yellow
stripe on the front of the steps to increase their
visibility had been coated painted with paint which did
not provide the required friction, the report said.
The
friction was "well below the minimum specified in the
Australian standard", the report says, and an accident
would have been averted had another paint with anti-slip
grains been used.
Judge
Goldring said RailCorp did not contest the finding, but
argued Ms Chu had failed to take due care for her own
safety when she did not hold on to the railing.
Ms Chu,
also known as Sherry Chu, was in Sydney on a temporary
visa which did not entitle her to work or claim Medicare
benefits.
The judge
said in April it appeared she no longer had a valid visa
and was in the country illegally.
When she
was treated for her broken ankle she used the Medicare
card of her landlady.
But Judge
Goldring found she did so "because she was in severe
pain, and probably shock, and clearly required immediate
medical attention".
"I do not
attribute any improper motive to either of these women.
I put this down to cultural differences,'' he said.
She was
awarded $239,405 for the injury, medical expenses, and
lost wages.
This
includes damages of $150 a week for the rest of her life
because her injury prevents her working in the same
position she did before coming to Australia.
A
spokesman for RailCorp spokesman said the company would
appeal the judgement. "We feel there are some
inconsistencies in the judgement," he said.
Morgan v Sherton Pty Ltd
(1999) 116 NSWLR 141
In Morgan v Sherton Pty
Ltd, the NSW Court of Appeal considered whether the owner of a
shopping centre should be held liable for an injury suffered by a
shopper. The shopper had attempted a running leap over a garden bed
that divided sections of a car park. In the process, he caught his
foot on a dead branch of a scrub in the garden bed. He argued that
the risk of injury from the branch was not far fetched and it was
reasonable to expect the shopping centre to have pruned the branch
to prevent him from catching his foot on it. The NSW Court of Appeal
disagreed and found against the plaintiff for his own recklessness.
In another case, Lambert v
Warwick Credit Union, (unrep Qld CA 10/12/99) the plaintiff sought
to blame the defendant for a fall outside the Credit Union. The
defendant had arranged for a non-slip coating to be applied to the
floor surface six weeks prior to the plaintiff’s fall. There was no
evidence that the area where the plaintiff fell was slippery, or
that the contractor who carried out the non-slip treatment did so
negligently. The plaintiff failed at trial and on appeal.
The Court held that there
had to be proof of negligence and it was not enough to hold a
defendant liable simply because a plaintiff fell on a surface
wearing rubber soled shoes.
Conclusion
Cases such as these
confirm the need for a plaintiff to prove that it was reasonable to
expect a defendant to take some action to prevent the risk that a
plaintiff may be injured. In this regard, the appeal courts are
following the High Court’s finding in Romeo’s case [1998] 192 CLR
431, that occupiers are entitled to assume that the public will take
reasonable care for their own safety. Where the risk is obvious to
the plaintiff, and he or she has experience of the terrain, a claim
in negligence is unlikely to succeed.
Daly -v-
Spot-On-Investment Pty Ltd trading as Spot–On-Photos,
unreported, NSWCA no. 40273 of 1993, 30 August 1995.
This case concerned a
claim by a 79 year old woman who had fallen over a rack displaying
picture frames in the defendant's shop. The rack stood on the floor
against the service counter.
The plaintiff alleged that
the defendant was negligent for unsafely cluttering the shop floor
by having the rack where it was, that the rack was an unusual danger
because it was below eye level and that a person sufficiently
distracted by the act of proceeding from the display cabinet to the
counter could not be expected to notice the rack of frames between
the cabinet and the counter.
The Court of Appeal
referred to the Phillis -v- Daly decision and reaffirmed the
statement by Mahoney JA that "a person coming upon another's
premises is expected to act reasonably".
The Court of Appeal
unanimously found that display stands are common place in shops and
that the display rack was obvious. Therefore, the defendant could
reasonably expect that people coming into the shop would act
reasonably in moving around the shop and avoiding the display rack.
Sheller JA again referred to the Phillis -v- Daly case and
stated:-
"Like the example given by Mahoney JA in Phillis
–v- Daly at 74, a shopkeeper might place a chair at the counter for
the convenience of persons like the plaintiff. It is reasonably
foreseeable that a customer, whose attention is distracted by
looking to the shop assistant or at an article displayed on the
shelves, may fall over the chair and suffer the sort of injuries
that the plaintiff suffered. It does not follow there must have been
a breach of duty by the occupier of the shop, notwithstanding that
shopkeepers may trade in shops without chairs or display racks and
these may be easily removed".
Therefore, although the
Court of Appeal found that the risk of injury of a person tripping
over the display rack was foreseeable and not far fetched or
fanciful, where the display rack was an obvious feature of shops,
the magnitude of risk and the degree of probability lead to the
conclusion that there was no breach of duty of care by the
defendant.
Bowtell -v- Hovan & anor,
(unreported), NSWCA 53, 10 March 1999
This case involved a claim
by the plaintiff for damages for personal injuries which he
sustained when he slipped and fell while standing on a raised brick
hearth surrounding an open fireplace in a hotel. The plaintiff
claimed damages against the defendants alleging negligence on the
basis that the floor was uneven and unsafe and for the failure to
warn of such.
Expert evidence was relied
on by both sides, although much of the plaintiff's expert evidence
was found to be irrelevant as the "hazards" he referred to did not
concern the area where the plaintiff fell.
At first instance, the
trial judge found in favour of the defendants holding that:-
"The problem that I have with the plaintiff's
case is that while I think it is foreseeable that somebody could
stand on the hearth, I have difficulty seeing that a reasonable
person would have foreseen that there was a real risk of serious
injury likely to occur by virtue of a slip from the hearth. There
could not be said to be an unusual danger or trap … ".
The trial judge cited
Daly -v- Spot-On-Investments Pty Ltd and Phillis -v- Daly,
with respect to the magnitude of risk and the degree of probability
of its occurrence. On the facts he found that the plaintiff was a
regular patron of the hotel he was acquainted with that particular
part of the hotel where the accident occurred and he was aware that
there was a raised hearth and a wooden surround.
In conclusion the trial
judge stated:-
"In a negligence situation, there are two sides
of the equation, the duty of care one owes to another and the duty
the other has to act reasonably for their own safety. In my view the
magnitude of the risk and the degree of probability when combined
with the other relevant facts such as the plaintiff's failure to
look out for his own safety was such as to lead to the conclusion
that there was no breach of the defendant's duty of care to the
plaintiff".
Wednesday 29
March 2000 -
MERCOURIS
v WESTFIELD CENTRE MANAGEMENT COMPANY PTY LTD
1 GILES JA: This is an appeal from a
judgment for the defendant in a slipping case. It seems to have been
common ground that the plaintiff's injuries and economic loss would
have brought damages of more than $100,000 and leave to appeal has
not been mentioned. The primary issue is whether the defendant had
in place an adequate system of cleaning and inspection. A secondary
issue appears in the written submissions, namely, whether there
should have been a different flooring material.
2 The defendant conducted Westfield
Shopping
Town
at Parramatta, a major centre with shops of different kinds on a
number of levels.
3 The plaintiff went to the Centre on the afternoon of Sunday, 4
August 1996. She entered from a car park at an upper level and went
down to level 3. On that level were Grace Bros, David Jones and
K-Mart stores and about 50 shops around a central common area. The
dimensions of the common area were not established with precision,
although it was described as large but not as long as a football
field. The flooring of the common area was matt or semi-glazed
ceramic floor tiles.
4 As the plaintiff walked in the common area outside a handbag
shop known as Bradmans, she slipped and fell. She did not see
anything on the floor before she fell, but it was found that she
slipped in a chocolaty melted icecream or thickshake substance on
the floor. The floor tiles provided a firm footing when dry, but
were slippery and dangerous if there was spillage from a milk based
contaminant such as icecream, thickshake or milkshake.
5 The plaintiff fell at about 3.45pm. The floor had been clean
and dry when the cleaner shortly to be mentioned passed Bradmans
less than 10 to 15 minutes prior to her fall. From footprints in the
spillage at least some other persons in the centre had walked
through it before the plaintiff fell.
6 The defendant had a cleaning contract calling for cleaning,
which included attention to spillages, on a rotational basis. The
route of one of the cleaners on duty on level 3 at the time took in
the common area outside Bradmans, the area at that point being also
a meeting place with the route of another cleaner. The "looping" of
the cleaner's area, as it was described, took the cleaner about 10
to 15 minutes depending on the congestion of the centre and other
matters. Apart from other cleaning gear, he carried with him a mop
and bucket to clean the floor. The cleaner also had a two-way radio,
and if the security staff at the centre found a spillage he would be
called and would go immediately to clean it up.
7 A shop assistant in Bradmans became aware of the spillage in
which the plaintiff fell a few minutes before the fall, the time
being left imprecise. She did not report it to the entre management
because she thought it would be cleaned in the normal course by the
cleaners who passed regularly. The cleaner on duty had almost
completed his loop and would have been back at Bradmans, as the
trial judge found, within two to five minutes. After the plaintiff's
fall he received a call to clean up the spillage on which the
plaintiff had slipped.
8 It is apparent that an interesting question of causation would
arise if it were found that the defendant did not have in place an
adequate system of cleaning and inspection. However, the trial judge
found that it did.
9 There was evidence that there had been several occasions on
which the cleaner had had to clean up icecream, thickshake or
milkshake spillages on level 3, although it was not clear whether
the spillages were in the same area as that looped by the cleaner on
the day the plaintiff fell. There was a McDonald's outlet on level
3, at the other end of the level from Bradmans and not on the route
of the cleaner in question, but there was no clear evidence of other
takeaway food outlets on level 3 from which might come spillages on
that level. No doubt foodstuffs, including icecreams, thickshakes
and milkshakes, would be brought to level 3 from other levels in the
centre and to the part of the common area outside Bradmans, for
example from the McDonald's outlet, but it was not a situation where
constant contamination of the floor would be expected.
10 The trial judge concluded that the system in place was
adequate to discharge the defendant's obligation to take reasonable
care for the safety of visitors to the centre. He rejected the
submission that it was incumbent on the defendant to have in place
video surveillance of the common areas of the centre, and that
submission was not repeated on appeal.
11 The first submission on appeal was that the trial judge should
have found that the system of cleaning and inspection in place was
inadequate. Whether it was adequate or inadequate was a question of
fact, decided according to whether it was a reasonable response to
the risk of injury to those visiting a centre.
12 In my opinion it was. The system provided for regular cleaning
every 10 to 15 minutes and immediate cleaning on call if a spillage
was reported. Its operation is indicated by the shop assistant's
belief that the spillage in which the plaintiff fell would soon be
attended to in the course of the regular cleaning. The system was in
operation at the time. While a spillage in the relevant area such as
the spillage in which the plaintiff slipped could be foreseen, and
spillages had occurred on level 3 on previous occasions, the area
covered by the cleaner's route was not shown to encompass takeaway
food outlets. The short time between the passages of the cleaner and
the facility for calling him to a spillage was a reasonable response
to the risk for the area outside Bradmans. I do not think that the
first submission should be accepted.
13 The second submission, principally in the written submissions
although indirectly taken up orally, was that the trial judge should
have found that the defendant was negligent in not providing a floor
surface that was safe when contaminated by spillages. The plaintiff
relied on evidence in a report of Mr Colin Simpson, an engineer. Mr
Simpson was not cross-examined, and there was no evidence called by
the defendant on the same subject.
14 According to Mr Simpson, flooring materials were available
whose friction properties were not reduced by contamination by
liquids, being flooring materials with a grit or sand like substance
within the surface so that even if contaminated they provided a
secure footing. Mr Simpson expressed the view that such a surface
was "the only reasonable surface for common areas such as food halls
or the like." There was no evidence of cost, aesthetic
considerations or other practicality in having flooring materials of
this kind. The relevant area on level 3 was not in the nature of a
food hall, and I do not think that the plaintiff is really assisted
by this opinion.
15 Apart from what he said about a food hall or the like, Mr
Simpson expressed the view that either the flooring material should
be made to tolerate an expected contaminant or a constant cleaning
system should be utilised so that spillages were cleaned up
virtually immediately. The trial judge was not obliged to act on the
evidence of Mr Simpson, especially when it trespassed into what was
reasonable. But it does not matter, because in what he said in this
respect Mr Simpson gave alternatives. If the defendant had in place
an adequate system of cleaning and inspection, I do not think it had
to provided a floor surface resistant to the effect of spillages.
16 The argument in support of the submissions was put fully, and
all that could be said in support of the appeal was said.
Unfortunately for the plaintiff, in my opinion the appeal should be
dismissed with costs.
17 SHELLER JA: I agree.
18 FOSTER AJA I also agree.
19 SHELLER JA: The order of the Court is that the appeal be
dismissed with costs
Sarantidis v Westfield Shopping Centre Tea
Tree Plaza (District Court of South
Australia, 29 April 1997)
·
The
shopping centre consisted of 2 levels. Level one consisted of
specially shops, a supermarket, a department store and a food
court. Customers had the option of consuming their food and drinks
at the tables and chairs in the food court or taking the food and
drink away from this area. The principal or most convenient entry
from Level 2 to the food court on Level 1, or exit from the food
court on Level 1 up to the shops on Level 2, was by way of an
escalator situated in the food court area.
·
After
spending some time on Level 1 the Plaintiff took the escalator up to
Level 2. At the top of the escalator on Level 2, the Plaintiff
stepped off the stairs onto the metal plate and in doing so slipped
on what he described as a thickshake or melted ice-cream.
·
The
Defendant called evidence of a cleaning system which it said
operated in the walkways and other common areas of the shopping
centre at the time of the accident. It contracted out the cleaning
to Tempo Cleaning Services.
·
Defendant said that from the time the shopping centre opened until
it closed there were 3 cleaners on duty in the food court. The
number of cleaners in the food court increased to 6 during the lunch
period.
·
The
Defendant said that there was a 15 - 20 minutes to complete a
circuit of the walkways on that level. The area immediately in front
of the exit point at the top of the escalator was part of that
walkway. The Defendant said that the time it took to complete a
circuit on Level 2 was an estimate. There had been no actual timing
of a cleaner performing these duties.
·
The
cleaning supervisor gave evidence that the cleaner on Level 2 would
take roughly 15 - 20 minutes to complete a circuit of the walkway ie
15 minutes if there were no spillages and 20 minutes if there were
spillages. He did not say how he estimated the time for completion
of a circuit.
·
Defendant submitted that it had discharged its duty of care as a
result of the cleaning system it said was in operation at the
shopping centre on the day of the accident.
·
The
Court saw that it was required to answer the following questions ie
did the Defendant have a cleaning system operating on the day the
Plaintiff sustained his injury and if so did that cleaning system
discharge the Defendant's duty of care?
·
Court
said that the food and drink sold in the food court made it likely
that from time to time slippery substances would appear, not only on
the floor of the food court but also on the escalator, the walkways
and other common areas of the shopping centre. The Court
said:-
"Experience in the
use of escalators would indicate that a clumsy exit is possible
at the point where the moving escalator steps cease and the user
steps on to the stationary exit plate "
·
The
cleaner on Level 2 at the relevant time was not called nor was there
any direct evidence given about the system in place save for the
supervisor's recollection of what was required at the time. The
Court found the evidence to be of little assistance to it. In
particular. the Court said:-
"I do not accept
the submission by Counsel for the Defendant that, in the
circumstances of this case, the giving of evidence of a general
nature regarding the cleaning regime is sufficient to
establish that there was a cleaning system in operation on
the day of the accident and the nature of that system...I am not
satisfied that there was on the day of the accident a cleaner
performing her duties in the manner described by the general
evidence given by witnesses for the Defendant”.
·
The
Court concluded:-
"It follows from
what 1 have said that I find that there is no evidence of any
cleaning system operating in the walkways on Level 2 and in the
area where the accident occurred on that day. In my view,
the circumstances here require that the Defendant have an
operating cleaning system which included the area of the
escalator exit plate. In the absence of any evidence of a cleaning
system operating on the day of the accident I find that the
Defendant was in breach of its duty of care to the Plaintiff
in that it did not have an inspection and cleaning system
operating at all.
Even if I was
satisfied that the evidence disclosed that there was a cleaning
system operating on the day of the accident in the manner
described by the general evidence provided by the Defendant I
should indicate that 1 would not have been satisfied that
such a system was adequate to discharge the Defendants duty
to take reasonable steps for the safety of its customers. As I
said earlier, in my opinion, the area at the top of the escalator
was a likely danger point for the spillage of slippery
substances being carried from the food court to Level 2. It
seems to me that when considering an adequate cleaning system
that this point needed to be treated as if it was part of the food
court".
Scott v Patterdale Pty Ltd
(Queensland District Court, 27 November 2000)
·
The
Defendant was the occupier of the Pialba Place Shopping Centre at
Hervey Bay. The Plaintiff slipped not far inside the automatic
doors giving entry from the outside car park to the concourse of the
shopping centre at about 8.20am on a Monday. The floor was polished
terrazzo of creamy colour which it was agreed would be slippery when
wet. Water was also not easily detectable on this type of
floor.
·
No one
at the time was able to identify any substance or particularly
slippery area on the floor which might have explained the accident.
Ultimately the Court accepted that the Plaintiff had slipped on
water which had been walked into the centre. It was raining outside
at the time.
·
The
Court said:-
"In wet weather
water would get on to the floor inside the automatic doors
through which the Plaintiff entered and give rise to a risk of
customers slipping, which had to be guarded against. The
precautions available included constant mopping of the floor
(to the extent that the Defendant on some days might engage a
person over and above the ordinary cleaning staff to attend to it),
placement of at least one of the now familiar yellow cones which
warn of a slipping hazard, and replacement or supplementation
of the usual 1. 2m x 1.7m mat placed to straddle both sides
of the automatic door with long runners hired from a local
dry-cleaner. The likelihood of water being "tracked" onto the
terrazzo floor in all kinds of ways including by shopping trolleys
and by dripping ,from customers clothing and umbrellas was
well known to the Defendant and furthermore I would think is
notorious generally".
·
The
Court found against the Defendant shopping centre owner.
·
The
Defendant issued third party proceedings against the cleaners
asserting a failure by the cleaners to comply with their contractual
obligations as cleaners of the Centre to keep the Centre in such
condition as to be safe for the use of members of the public.
·
With
regard to the third party claim the Court said:-
“It seems to me to
have been established that during the relevant day shift, only
one cleaner was to be provided. What he or she could achieve was
necessarily limited, given the large size of the Pialba
Centre. While there might have been an expectation that
cleaning staff would get to the Hunter Street entrance
roughly every 15 minutes, the exigencies of the job, such as spills
or messes elsewhere, might preclude this. I do not think the
third party was in any sense guaranteeing or committed to
achieving a Pialba Centre which was safe for the public. 1
think the deficiency which leads to the Defendants liability was in
its system and that it, and not the third party, bears
responsibility for the deficiencies".
George v AMP Shopping Centre
(South Australian District Court, 15 May 1997)
·
The
Plaintiff alleged that she slipped and fell outside of the Centre
near the "southern entrance". The Plaintiff said that she
exited the shopping centre through one of the sets of sliding doors
and was walking on the pavement which consisted of brick paving when
her legs went from underneath her as a result of which she fell to
the ground. The Plaintiff said that she noticed some reddish
brown coloured dirt on the pavers which she says was the reason that
she slipped and fell.
·
It was
the Defendant's case that there was no dirt present, of whatever
colour, at or near the point where the Plaintiff slipped and
fell. The Defendant pleaded in the alternative that, even if dirt
had been present and the Plaintiff had slipped on such dirt, the
Defendant had not been negligent as alleged by the Plaintiff or at
all. In particular, the Defendant asserted that it had in place a
system whereby all walkway areas open to the public were checked at
least every 20 minutes for the presence of dirt or other material
upon which a member of the public might slip and that if such
substance were detected, it was removed.
·
Ultimately the Court rejected the Plaintiffs evidence that
there was dirt on the brick paving upon which she slipped.
This was due to the weight of evidence provided by other witnesses
who said that they saw nothing on the ground.
·
The
Defendant occupier had joined the cleaner as a third party. The
Court said that.-
"All that the
evidence discloses is that the Plaintiff slipped and fell on the
brick paving outside the southern
entrance of the shopping centre for some unexplained reason.
It is the absence of that explanation which must exonerate
the Defendant. if the Defendant is exonerated so is the third party
... Even if it is assumed that there was dirt present
on the paved area where the Plaintiff slipped and
fel1, that does not mean that the Defendant was necessarily
negligent".
·
The
Court went on to say:-
"The Defendant...
required its cleaning contractors to ensure that all public
areas if the shopping centre were inspected at least once
every 20 minutes for the presence of substances on the
floor or paving on which the members of the public might slip
and to remove same if detected. Indeed all members of' the
Defendant’s staff engaged in running the shopping centre
including security personnel were made aware of the need for
vigilance to ensure that the floor, and walking surfaces are
kept clean... 1 am satisfied that the Defendant took
reasonable precautions for the protection of members of the public
and provided adequately for the "due and careful
implementation of those precautions ".
Allcorp
Cleaning Services Pty Ltd v
Fairweather & Anor (New South Wales Court of Appeal, 29 June
1998)
·
The
Plaintiff was injured when she slipped on a potato chip in the
Ashfield Shopping Mall. It was a busy Saturday lunchtime where
there were about 80 tables and 200 people using the area. The
tables were located in a central area between a number of food
outlets. The floor was of a terrazzo type.
·
The
centre was owned by Queensland Investment Corporation. it settled
the claim made by the Plaintiff. The Defendant then pursued its
cleaning contractor for tile money it paid to the Plaintiff.
·
There
was a cleaner who was required to attend exclusively to the food
court area. The evidence was that had he done so, he would have
been covering each part. of the area approximately every 15
minutes. There was however no evidence regarding the presence of
the cleaner on site at the time and the contrary witnesses said that
they had not seen a cleaner for some time prior to the fall. The
cleaner was unable to be contacted or at least did not give
evidence. The trial judge said there was a clear inference on the
evidence that there was no cleaner in the area for a substantial
period of time. The Court of Appeal accepted that the evidence
supported this inference being made.
·
The
trial judge concluded that the third party (cleaner) was as between
the Defendant and third party the negligent one and that the
accident was totally the fault of the third party.
·
Whether
or not the Court accepted the 15 minute coverage (which it was
argued would have been the coverage if the cleaner had been there)
is unclear. Justice Stein says:-
" The inference
drawn by His Honour, the Trial Judge, that there was no cleaner
in the food hall for up to three quarters of an hour was one
which was open to him. If the system had been followed, the
probabilities would have been that the chip would have been
detected and removed".
Justice Priestley
said.-
"On the facts as
found by the Trial Judge, if that cleaning system had been
functioning as it should have been, it is my opinion more
probable than not that the chip which caused the fall, would
have been seen and moved before the accident ".
Kelly v Lend
Lease Retail Pty Ltd (ACT Supreme
Court, 16 April 1993)
·
The
Plaintiff, a 60 year old lady slipped on a woodchip in the common
area of the Woden Shopping Square. Tile Plaintiff was walking in the
general area of the shopping centre outside the Florscheim shop when
she says that she stepped on the woodchip as a result of which she
fell and injured herself. The Plaintiff says that she also
noticed other rubbish in the area including potato chips, drink
clips and cigarette butts.
·
The
Defendant said that it had engaged 3 cleaners and a maintenance crew
who had instructions to clean up anything they noticed on the floor.
·
With
regard to the evidence given by the cleaner the Court said:
"Mr Drago
Brozininic, Manager of Berkeley Challenge,, the cleaning contractor,
gave evidence for the Defendant. In some respects, his evidence
was not entirely satisfactory. This, no doubt, was, for the
most part, because he had not been asked to provide timely
details of cleaning arrangements (as at May 1985 until 1
February 1993. He had no records from that time to draw on...
The evidence as to the presence or absence of cleaning
staff, the general likelihood that cleaners were engaged in
reasonable numbers and were carrying out their duties with
reasonable diligence, is quite unsatisfactory".
·
The
Court went on to say:-
"In any event, it
seems to me that, given it was the summer holidays, the number
of small but active children was likely to have been greater.
They were likely, more than usually, to dislodge the
woodchips or bark pieces, They were also more likely and more
frequently than usual to spill and drop things onto the
.floor.. Increased vigilance was called for... The absence of
evidence of the cleaning done on that day is significant.
The only evidence of the cleaning arrangements was that of Mr
Brozininic and Mr Francis. Evidence was of general
practice. No records were produced as to who was actually doing the
cleaning on that day. It is not even clear whether the assigned
cleaner was on duty at the time of the fall".
·
The
Court found in favour of the Plaintiff.
Wilson v
Yeperenye Pty Ltd (Northern Territory
Supreme Court, 24 May 1996)
·
The
Plaintiff was walking with her husband through the shopping centre
when she fell and injured herself in a common area as a result of
slipping on a cherry.
·
Woolworths had a sale on cherries at the time.
·
The
system employed by the occupier required the cleaner to conduct
circuits of the public areas of the Centre to sweep and spot mop.
Each circuit took approximately 5 minutes to complete. The system
also required the cleaner to leave the floor of the premises to
clean the toilets at the time when the cleaner felt that it was safe
and expedient to do so. This would take a maximum of 15 minutes.
·
Approximately 15 minutes before the accident the cleaner had
conducted his rounds through the area where the Appellant fell. The
cherry was not there at that time. He then left the floor to clean
the toilets and was away for a maximum of 15 minutes. The premises
were not crowded or in heavy use at the time. The specially shops
in the Centre had all closed at 5.30pm.
·
The
trial judge found that the Respondent had provided an adequate
system of cleaning and that the fall was not caused by the
Respondent's negligence.
·
One of
the grounds of the appeal was that the occupier knew of the cherry
sale which constituted a special known risk for which the Respondent
failed to provide an adequate response.
·
The
other grounds of appeal went to the system of cleaning including the
absence of the cleaner whilst cleaning the toilets.
·
In
finding in favour of the occupier and cleaner. the Supreme Court
said:-
“There was no
evidence which mandated a finding that slipping on cherries was
more likely to occur at this time and in this area than, say,
slipping on dropped grapes, or that the consequences of
slipping on cherries were likely to be more drastic than
slipping on other dropped foods such as grapes or ice-cream,
requiring special precautions over and above that taken by
the Respondent in respect to the general risk of slipping on
something on the floor.
In my opinion it
was open to the learned Magistrate to find that a system which
permitted the cleaner to leave the floor at times when he thought
it safe to do so, because there were not many customers
around, for up to 15 minutes, to enable him to clean the
toilets, was an adequate response to the risk".
Morgan v Sherton Pty Ltd
(1999) 116 NSWLR 141
In Morgan v Sherton Pty Ltd, the NSW Court of
Appeal considered whether the owner of a shopping centre should be
held liable for an injury suffered by a shopper. The shopper had
attempted a running leap over a garden bed that divided sections of
a car park. In the process, he caught his foot on a dead branch of a
scrub in the garden bed. He argued that the risk of injury from the
branch was not far fetched and it was reasonable to expect the
shopping centre to have pruned the branch to prevent him from
catching his foot on it. The NSW Court of Appeal disagreed and found
against the plaintiff for his own recklessness.
In another case, Lambert v Warwick Credit Union,
(unrep Qld CA 10/12/99) the plaintiff sought to blame the defendant
for a fall outside the Credit Union. The defendant had arranged for
a non-slip coating to be applied to the floor surface six weeks
prior to the plaintiff’s fall. There was no evidence that the area
where the plaintiff fell was slippery, or that the contractor who
carried out the non-slip treatment did so negligently. The plaintiff
failed at trial and on appeal.
The Court held that there had to be proof of
negligence and it was not enough to hold a defendant liable simply
because a plaintiff fell on a surface wearing rubber soled shoes.
Conclusion
Cases such as these confirm the need for a
plaintiff to prove that it was reasonable to expect a defendant to
take some action to prevent the risk that a plaintiff may be
injured. In this regard, the appeal courts are following the High
Court’s finding in Romeo’s case [1998] 192 CLR 431, that occupiers
are entitled to assume that the public will take reasonable care for
their own safety. Where the risk is obvious to the plaintiff, and he
or she has experience of the terrain, a claim in negligence is
unlikely to succeed.
Daly -v- Spot-On-Investment Pty Ltd trading as
Spot–On-Photos, unreported, NSWCA no.
40273 of 1993, 30 August 1995.
This case concerned a
claim by a 79 year old woman who had fallen over a rack displaying
picture frames in the defendant's shop. The rack stood on the floor
against the service counter.
The plaintiff alleged
that the defendant was negligent for unsafely cluttering the shop
floor by having the rack where it was, that the rack was an unusual
danger because it was below eye level and that a person sufficiently
distracted by the act of proceeding from the display cabinet to the
counter could not be expected to notice the rack of frames between
the cabinet and the counter.
The Court of Appeal
referred to the Phillis -v- Daly decision and reaffirmed the
statement by Mahoney JA that "a person coming upon another's
premises is expected to act reasonably".
The Court of Appeal
unanimously found that display stands are common place in shops and
that the display rack was obvious. Therefore, the defendant could
reasonably expect that people coming into the shop would act
reasonably in moving around the shop and avoiding the display rack.
Sheller JA again referred to the Phillis -v- Daly case and
stated:-
"Like the example given by Mahoney JA in Phillis
–v- Daly at 74, a shopkeeper might place a chair at the counter for
the convenience of persons like the plaintiff. It is reasonably
foreseeable that a customer, whose attention is distracted by
looking to the shop assistant or at an article displayed on the
shelves, may fall over the chair and suffer the sort of injuries
that the plaintiff suffered. It does not follow there must have been
a breach of duty by the occupier of the shop, notwithstanding that
shopkeepers may trade in shops without chairs or display racks and
these may be easily removed".
Therefore, although
the Court of Appeal found that the risk of injury of a person
tripping over the display rack was foreseeable and not far fetched
or fanciful, where the display rack was an obvious feature of shops,
the magnitude of risk and the degree of probability lead to the
conclusion that there was no breach of duty of care by the
defendant.
Bowtell -v- Hovan & anor,
(unreported), NSWCA 53, 10 March 1999
This case involved a
claim by the plaintiff for damages for personal injuries which he
sustained when he slipped and fell while standing on a raised brick
hearth surrounding an open fireplace in a hotel. The plaintiff
claimed damages against the defendants alleging negligence on the
basis that the floor was uneven and unsafe and for the failure to
warn of such.
Expert evidence was
relied on by both sides, although much of the plaintiff's expert
evidence was found to be irrelevant as the "hazards" he referred to
did not concern the area where the plaintiff fell.
At first instance,
the trial judge found in favour of the defendants holding that:-
"The problem that I have with the plaintiff's
case is that while I think it is foreseeable that somebody could
stand on the hearth, I have difficulty seeing that a reasonable
person would have foreseen that there was a real risk of serious
injury likely to occur by virtue of a slip from the hearth. There
could not be said to be an unusual danger or trap … ".
The trial judge cited
Daly -v- Spot-On-Investments Pty Ltd and Phillis -v- Daly,
with respect to the magnitude of risk and the degree of probability
of its occurrence. On the facts he found that the plaintiff was a
regular patron of the hotel he was acquainted with that particular
part of the hotel where the accident occurred and he was aware that
there was a raised hearth and a wooden surround.
In conclusion the
trial judge stated:-
"In a negligence situation, there are two sides
of the equation, the duty of care one owes to another and the duty
the other has to act reasonably for their own safety. In my view the
magnitude of the risk and the degree of probability when combined
with the other relevant facts such as the plaintiff's failure to
look out for his own safety was such as to lead to the conclusion
that there was no breach of the defendant's duty of care to the
plaintiff".
Ohlstein bht
Ohlstein & 3 Ors v E & T Lloyd trading as Otford Farm
Trail Rides [2006] NSWCA 226 (15 December 2006)
Last Updated: 19 December
2006
NEW SOUTH WALES COURT OF
APPEAL
CITATION: Ohlstein bht Ohlstein & 3 Ors v E & T Lloyd trading
as Otford Farm Trail Rides
[2006] NSWCA 226
FILE NUMBER(S):
40594/05
HEARING DATE(S): 07/08/06
DECISION DATE: 15/12/2006
PARTIES:
Tali Ohlstein by her tutor Adam Ohlstein (First Appellant)
Jared Ohlstein by his tutor Adam Ohlstein (Second Appellant)
Vanessa Duncan (Third Appellant)
Adam Ohlstein (Fourth Appellant)
Elizabeth Lloyd and Timothy Lloyd trading as Otford Farm Trail
Rides (Respondents)
JUDGMENT OF: Beazley JA Ipp JA Bryson JA
LOWER COURT JURISDICTION: Supreme Court - Common Law Division
LOWER COURT FILE NUMBER(S): SC 20297/01
LOWER COURT JUDICIAL OFFICER: Grove J
COUNSEL:
P W Neil SC/S M Kettle (Appellants)
S G Campbell SC/A R Davis (Respondents)
SOLICITORS:
Maurice Blackburn Cashman (Appellants)
Curwood & Partners (Respondents)
CATCHWORDS:
NEGLIGENCE - appellant injured while participating in a horse
trail ride - appellant was five years and eight months old at
the time of the accident - duty of care - whether it was
negligent to permit a beginner of five years and eight months to
go on a trail ride - whether it was negligent to not
individually lead the appellant's horse during the trail ride -
whether expert evidence was relevant in assessing risk -
knowledge and perception of risk - whether judicial notice can
be taken of risks inherent in horse riding - whether risk was
foreseeable - whether respondents' system of operation was a
reasonable response to foreseeable risk - relevance of industry
practice. D
LEGISLATION CITED:
Civil Liability Act 2002
(NSW),
s 5B
DECISION:
(1) The appeal is allowed with costs. (2) The verdict judgment
and costs order of Grove J should be set aside. (3) The
proceedings are to be remitted to the Common Law Division to be
further heard and determined having regard to this decision. (4)
The Common Law Division is to determine the remaining issues.
(5) The Common Law Division is to decide questions of costs in
that Division, including costs of the first trial.
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
COURT OF APPEAL
CA 40594/05
SC 20297/01
BEAZLEY JA
IPP JA
BRYSON JA
Friday 15 December 2006
TALI OHLSTEIN bht ADAM
OHLSTEIN & 3 ORS v ELIZABETH LLOYD & ANOR t/as OTFORD FARM TRAIL
RIDES
FACTS
The respondents, Mrs Elizabeth Lloyd and her son, Mr Timothy
Lloyd, owned and operated a horse riding business known as
Otford Farm Trail Rides at their farm in Otford, New South
Wales. The family had owned the farm since 1961 and had
commenced conducting trail rides on the farm in the mid-1970s.
Until the time of the first appellant’s accident, there was no
evidence of anyone being injured from undertaking activities at
Otford Farm
On 5 April 1998, Tali Ohlstein (the first appellant), then five
years and eight months old, together with her brother Jared
Ohlstein (the second appellant), then eight years old, and their
mother Ms Vanessa Duncan (the third appellant) participated in a
group trail ride at Otford Farm . Two experienced trail
leaders supervised the trail ride. Tali was a beginner, as was
her brother.
Prior to commencing the
trail ride, the trail leaders gave Tali and Jared a preliminary
riding lesson and made an assessment of their riding ability.
Based on this assessment the trail leaders decided that a lead
rope was not necessary for Tali or Jared’s horse.
Tali was put on a 20 year old horse named Patch, a horse known
to be docile, relaxed and slow. After about 45 minutes of trail
riding, the horse following behind Patch bit him on the rump.
This caused Patch to gallop away in an uncontrolled fashion.
Tali lost her balance, fell off the horse and caught her foot in
the stirrup. She was dragged along the ground for a considerable
distance and as a consequence suffered severe injuries.
Tali, by her tutor Mr Adam Ohlstein (her father), commenced
proceedings against the respondents claiming that they had been
negligent in the provision of horse riding facilities to Tali.
In the same action, Jared (also by Mr Adam Ohlstein), Ms Duncan
and Mr Adam Ohlstein, personally, sued claiming damages for
nervous shock. The respondents denied any negligence in allowing
a child of Tali’s age to go on a trail ride and contended that
they had an appropriate system in place to deal with inherent
risks.
The trial judge, Grove J, in a separate trial on liability found
that the respondents had not been negligent and dismissed the
appellants’ claims.
The issues before the Court on appeal were directed to whether
there were inadequate reasons given by Grove J in relation to
two particulars of negligence, these being:
(i) “Particular (o)” permitting Tali to go on a trail ride;
and
(ii) “Particular (t)”
failing to lead Tail individually during the course of the
ride.
And, whether Grove J erred in rejecting the appellants’ argument
based on Particular (t) in holding that it was not negligent for
the respondents to allow Tali to go on the trail ride without
being led. A separate issue on appeal concerned the
admissibility and relevance of expert evidence.
Held per Bryson JA
(Beazley JA agreeing):
i. While it was appropriate to call expert evidence to show what
practices were observed in the reasonable conduct of a trail
riding establishment, the ordinary knowledge and understanding
of members of the community generally, including members of the
Court, of the risk and uncertainties involved in riding and
controlling even the most placid horses, and of the severe
limits on the capacity of young children to control unexpected
situations, equip the Court with all the understanding necessary
to deal with Particular (t). This is one of the many cases in
which no more than common knowledge is necessary for perception
of the existence of the real risk of injury and of the
appropriate precautions.
Neill v NSW Fresh Food & Ice Pty Ltd (1963)
108 CLR 362
ii. Ordinary common
understanding of life and affairs is enough to show that a horse
may make sudden and unexpected movements while being ridden. It
is common knowledge that even a highly skilled rider may
encounter injury or death through unexpected behaviour of the
horse.
iii. It is also common knowledge and experience that children of
Tali’s age are not physically adept, have a poor sense of danger
and only a slight grasp of the concept of risk; that they do not
have insights into the possible behaviour of horses and do not
respond quickly or skilfully to unexpected turns of events.
iv. It is also common knowledge and experience that riders who
are beginners are led until they acquire the skill to control
the horse, not merely when the horse is quietly doing the
expected, but also to control it when the horse’s behaviour
departs from the expected.
v. The display of a sign
disclaiming responsibility could have no effect on the
respondents’ duty of care to Tali, who cannot have had any
understanding of the sign.
vi. Knowledge of risk has a different place in a negligence case
relating to an adult rider than it has in a case relating to a
young child. Common knowledge and experience make it obviously
open to consideration that there was negligence in conducting a
trail ride in which a child of five years and eight months, who
had no previous experience of horseriding, rode an aged and
placid horse without a lead rope. Perception of risk may well
have been blunted for persons who were very familiar with the
operation and the horse, who themselves were very adept at
riding and had learned in their childhood, and who had seen the
operation performed without mishap many times before.
vii. The test of foreseeability is undemanding. The risk that
the horse would make some movement, which would unseat the
child, was quite clear, even though it was unlikely that that
would happen.
viii. It was an aspect of the respondents’ system of operation
that a leader was equipped with and carried a lead rope with
which a beginner rider could be led if some event happened
during the ride that showed the leader that that was
appropriate. In this system of operations, no means were
available to control a beginner’s horse, other than whatever the
beginner herself might be able to do, and whatever may be
achieved by attempting an intervention when some untoward turn
of events presented itself. The safety of the beginner was left
to the horse. The shortcoming of this system of operation is
manifest.
ix. The alternative means of response available were simple and
obvious; the trail leader could have led the beginner rider, or
several of them, while riding herself. This would not have
eliminated the danger, but would have very greatly reduced the
danger, and as a matter of probability (and not of certainty)
would have meant that the sudden movement of the horse would
have been brought under control much earlier than it was, and
the child’s fall and injury would have been averted.
x. The trail leaders conformed to their employers’ system of
operations. The leaders cannot be regarded as having been in
breach of a duty of care.
xi. The careful instruction given to Tali and the other
beginners by the trail leaders could not have done anything to
equip a beginner child of less than six years of age to cope
with a horse that became unruly; the leaders could not have done
anything that made it reasonable to rely on the child’s ability
to do so.
xii. Practice in the relevant industry or profession is relevant
to negligence, but it is not conclusive. The decision is for the
Court.
Rosenberg v Percival (2001)
205 CLR 434,
Rogers v Whitaker (1992)
175 CLR 479,
Edward Wong Finance Co Ltd v Johnson Stokes & Master
[1984] AC 296
xiii. The trial judge erred in rejecting Particular (t) on the
grounds that it was an unrealistic impediment to the reasonable
conduct to be expected of the operator of a trail riding
establishment. Upon the evidence, the risk was extremely plain,
the means available to deal with it involved no expense or
difficulty and required very little attention.
xiv. In relation to Particular (o), the contention that a child
of Tali’s age should not have been taken on a trail ride at all
without first having had a number of lessons imposes an undue
and impractical burden on the conduct of the respondents’
business of providing trail rides. The ready availability of
means of controlling a horse ridden by a beginner rider by using
a lead rope forms part of the reasons for reaching this
conclusion.
xv. Tali’s injury was
caused by negligence of the respondents in conducting their
operation in the respect alleged in Particular (t).
Held per Ipp JA (dissenting):
i. The trial judge gave adequate reasons for reaching the
conclusion that, while there are inherent risks in riding
horses, and those risks were increased when the riders were
beginners of Tali’s age, society would regard those risks as
acceptable when balanced against the benefits and pleasures
afforded to the community as a whole from allowing parents to
take their young children on trail riding outings.
ii. Our society accepts
that certain recreational activities may be provided for young
children, and even encouraged, albeit that they involve risks of
serious injury.
Agar v Hyde (2000)
201 CLR 553,
Vairy v Wyong Shire Council (2005)
223 CLR 422
iii. The trial judge’s
reasons indicate that he accepted, implicitly, that the
respondents’ policy of having regard to the capacity of
individuals, rather then laying down an absolute prohibitory
rule, was reasonable and that they had applied it in a way that
did not reveal negligence on the part of their employees. His
Honour gave adequate reasons for reaching this conclusion.
iv. Having regard to the standard authorities relating to the
way in which an appellate court should approach credibility
findings on appeal (whether relating to expert witnesses or
otherwise), it is not open for this Court to differ from the
trial judge’s views as to the reliability of the appellants’
witnesses.
v. It is necessary to remember that horse riding is a
specialised activity, even though it is an activity undertaken
in this country by innumerable people of all ages. The court
must eschew any temptation to use personal knowledge about horse
riding in making the requisite judgment unless that knowledge
falls within the category of matters about which judicial notice
may be taken.
vi. The evidence does not show an error in the conclusions
reached by Grove J. The risk that eventuated, while not
far-fetched or fanciful, was remote. That risk was one that
society would regard as acceptable in the light of all the
precautions the respondents took and the constant supervision
being exercised over Tali. The incident was a tragic accident,
but not caused by negligence.
vii. It is not appropriate for the Court, by reference to common
knowledge of the matters in issue in this case, to override the
opinions of the experts accepted by the trial judge. Judicial
notice cannot be taken of these matters.
ORDERS
(1) The appeal is allowed
with costs.
(2) The verdict judgment and costs order of Grove J should be
set aside.
(3) The proceedings are to be remitted to the Common Law
Division to be further heard and determined having regard to
this decision.
(4) The Common Law
Division is to determine the remaining issues.
(5) The Common Law Division is to decide questions of costs
in that Division, including costs of the first trial.
**********
IN THE SUPREME COURT
OF NEW SOUTH WALES
COURT OF APPEAL
CA 40594/05
SC 20297/01
BEAZLEY JA
IPP JA
BRYSON JA
Friday 15 December 2006
TALI OHLSTEIN bht ADAM
OHLSTEIN & 3 ORS v ELIZABETH LLOYD & ANOR t/as OTFORD
FARM TRAIL RIDES
Judgment
1 BEAZLEY JA: I
have had the advantage of reading in draft the judgments of Ipp
JA and Bryson JA. I agree with the reasons for judgment of
Bryson JA and with the orders he proposes.
2 I only wish to make one
further observation.
3 Ipp JA at [152] and
[153] has commented upon my statement in Coombes v Roads and
Traffic Authority & Ors
[2006] NSWCA 229
at [68]. That case was very different from this. In Coombes
the trial judge had made an observation in relation to a certain
type of road sign upon which he subsequently based one of his
findings. His observation was not in accordance with the proven
facts in the case. His Honour was not, therefore, acting on a
matter of common knowledge, but on a matter of personal
experience or assumption based on personal experience in
circumstances where it was not available for him to do so.
4 In my opinion, this case
is different. The Court, in making its assessment of whether the
respondent breached its duty of care, was required to make a
value judgment based on the evidence. However, in making that
judgment, it was not deprived of the common sense and common
knowledge that is part and parcel of the ordinary person’s
experience. Those matters included the risks inherent in horse
riding and the characteristics of young children. In my opinion,
as the reasons of Bryson JA demonstrate, the essential breach of
the respondent’s duty of care was a failure to have in place a
system to deal with the foreseeable circumstances that a horse
might become unruly. As Bryson JA says, the respondent should
have had a system whereby inexperienced young children were lead
so as to take account of some untoward event. The failure to
have in place such a system constituted a breach of its duty of
care.
5 IPP JA:
The issues on appeal
6 The respondents, Mrs
Elizabeth Lloyd and her son, Mr Timothy Lloyd, owned and
operated a horse riding business known as “Otford Farm Trail
Rides” at their farm in Otford, New South Wales. On Sunday
afternoon, 5 April 1998, Ms Vanessa Duncan (the third appellant)
and her two children, Jared Ohlstein (the second appellant) then
aged eight years, and Tali Ohlstein (the first appellant) then
aged five years eight months, participated in a group trail ride
at Otford Farm.
7 Tali was put on a 20
year old horse named Patch. After about 45 minutes of trail
riding, Hiawatha, the horse following Patch, bit Patch in the
rump. This caused Patch to gallop away in an uncontrolled
fashion. Tali lost her balance, fell off the horse, and her foot
caught in a stirrup. She was dragged along the ground for a
considerable distance. She suffered extremely severe injures,
including brain damage.
8 Tali, by her tutor (her
father Mr Adam Ohlstein) commenced proceedings against the
respondents, alleging that their negligence had caused her
injuries and the damages she had sustained. In the same action,
Jared (also by Mr Ohlstein, his tutor), Ms Duncan and Mr
Ohlstein, personally, sued as plaintiffs claiming damages for
nervous shock.
9 The appellants pleaded:
“The Lloyds were
negligent in their provision of horse riding facilities
to Tali ... and/or were vicariously liable for the
negligence of the two leaders on the Ride.”
10 Grove J, the trial
judge found that the respondents had not been negligent. The
appellants’ claims were dismissed and they now appeal against
his Honour’s decision.
11 In his reasons Grove J
noted:
“By order made on
11 August 2003 it was directed that there be ‘a
separated trial on liability’. It is common ground that
what is to be determined is the liability of the
defendants for negligence or breach of statutory or
contractual duty, without reference to any issue about
whether the plaintiffs, other than Tali, have suffered
injury in a category which can be compensated by
damages. The causes of action of those plaintiffs are
derivative from and dependent upon the viability of
action by Tali. Hence the hearing focussed upon whether
the defendants were liable for her injuries.”
12 The issues as to
“liability” before Grove J did not comprise only the question
whether the respondents negligently caused the plaintiffs’
injuries. The respondents had filed a cross-claim whereby they
claimed an indemnity from Ms Duncan. The cross-claim was based
on the allegation that Ms Duncan was a joint tortfeasor and, in
the alternative, on an indemnity agreement that the respondents
contended Ms Duncan had entered into with them. Ms Duncan sought
relief under the
Contracts Review Act 1980 (NSW) in respect of that
agreement. In view of his Honour’s conclusion that there was no
negligence on the part of the respondents, he did not deal with
these other issues.
13 At the commencement of
argument on appeal there was some discussion between the bench
and senior counsel for the parties as to the issues that the
Court was required to deal with. Mr P W Neil SC who, together
with Mr Kettle, appeared for the appellants, explained that the
appellants wished to agitate two broad issues. The presiding
judge, Beazley JA, described and commented on these two issues
as follows:
“One is that in
two relevant respects there were inadequacies of
reasons. When I say two relevant respects, this goes to
two particulars of negligence, the ones you identified
when you opened, namely that the child need not have
been allowed to go on a trail ride at all.
Alternatively, the child should not have been allowed to
go on a trail ride unless led. You say there are
inadequacies of reasons in relation to the evidence.
That is one issue you want to argue.
The second issue
is that on all of the evidence before his Honour
regardless that there were inadequate reasons, you would
say the evidence went all one way in relation to the
child not having been led entitled you to a verdict, so
we understand you want to argue those points. We think
you should be allowed to argue those point[s] and then,
obviously, Mr Campbell, you have your response to that.
As we see the
issue as plainly constituted and the finding of his
Honour, this Court would not be in a position to deal
with any other issue on this appeal being the issue of
contribution and the like ...”
14 Beazley JA was not
making a final ruling as to the issues that were to be canvassed
in the appeal but was indicating the Court’s prima facie
position, subject to senior counsel’s submissions. Senior
counsel for all parties did not demur from the propositions so
put and it was accepted by them that only the two broad issues
outlined by Beazley JA would be addressed in argument and dealt
with by this Court. This position did not change and at the
close of addresses senior counsel reiterated their agreement to
the course that her Honour had proposed.
15 Thus, the issues before
this Court are:
(a) Did the judge
give inadequate reasons in regard to two of the
particulars of negligence on which the appellants
relied, these being:
(i) “(o)
permitting Tali, a five and a half year old
beginner, to go on the Ride” and
(ii) “(t)
failing to individually lead Tali during the course
of the Ride”.
(b) Did Grove J
err in rejecting the appellants’ argument based on
particular (t) in holding that it was not negligent for
the respondents to allow Tali to go on the trail ride
without her horse being led.
The parties’ arguments
16 At trial, the
appellants sought to support their case by leading the evidence
of two experts on horse riding, Ms Pearson-Adams and Ms Bennit.
They also attempted to tender part of a report by a
paediatrician, Dr Williams. They submitted that this report was
relevant to the negligence alleged, but the judge refused to
admit that evidence. This decision by his Honour is challenged
in a separate ground of appeal.
17 The thrust of the
evidence of Ms Pearson-Adams and Ms Bennit (that remains
relevant in the context of the appeal) was that the respondents
were negligent in allowing a beginner as young as Tali to go on
a trail ride without one of the trail leaders leading her horse.
Ms Pearson-Adams and Ms Bennit propounded an absolute rule.
There should be no trail rides for beginners of Tali’s age at
all; or if there are to be trail rides for such persons, their
horses have to be led. This position was maintained on appeal.
18 The respondents relied
on one expert, Mrs Smyth. In addition, Mr Lloyd, who was in
charge of
Otford
Farm ,
gave relevant testimony in regard to the negligence alleged, as
did Mrs Katherine Caruana and Ms Brooke Warriner, who were trail
guides on the ride in which Tali was injured.
19 The respondents argued
that, although there were inherent risks in riding horses, and
those risks increased for beginners, they had a reasonable
system to cope with those risks.
20 The respondents
contended that, subject to the proper implementation of their
system, it was quite appropriate for them to take a girl aged 5
years 8 months, who was a beginner, on a trail ride. They
disputed that that was per se negligence. The
respondents, in the course of their business over many years had
taken many beginners of Tali’s age out on trail rides without
their horses being led.
21 The respondents
disputed the absolute rule contended for by the appellants,
namely, that the horse of a beginner aged 5 years 8 months,
should be led on a trail ride. They asserted that it was
reasonable for that decision to be left to the discretion of the
experienced and trained guide, having regard to the exigencies
of any particular situation that might arise.
22 The respondents
asserted that nothing had occurred during the course of Tali’s
ride that should have led the guides to attach a lead to her
horse. They pointed out that the accident had occurred near the
end of the ride, after Tali had ridden for 45 minutes, and - for
a beginner - had ridden well.
Otford
Farm ,
its operators and trail guides
23 The Lloyd family had
owned
Otford
Farm
since 1961. The Farm commenced conducting trail rides in the
mid-1970’s. Mrs Lloyd then played an active part in the
business. Mr Lloyd is the son of Mrs Lloyd. He became involved
with
Otford
Farm ’s
activities from 1978, when he was attending University. From
1981 he worked at the Farm on a full-time basis.
24 By 1998,
Otford
Farm
had been conducting trail rides for members of the public for
some 25 years. During this period, many children - including
children aged from five to six years – had undertaken trail
rides at
Otford
Farm .
As part of
Otford
Farm ’s
business, it had, for the same period, taught horse riding and
ran holiday camps where children (aged from eight years to 16
years) were taught to ride horses.
Otford
Farm ’s
business increased until it stabilised in the early 1990’s when
approximately 5,000 persons came each year to ride horses at the
Farm.
Otford
Farm ’s
business bears out the observation in The Horse and the Law,
3rd ed Pannam at 4.20 that trail riding “has become a very
popular weekend and holiday activity in Australia”.
25 The trail on which Tali
rode had been developed and used over the years. It was between
2.5 to 5 kilometres long. It involved going down a creek bank,
crossing the creek, going up the other side, ascending a steep,
short hill and then going through a section of rain forest and
passing through sections that flattened out. It travelled a
roughly circular path that the riders traversed in an
anti-clockwise direction.
26 Mr Lloyd had had many
years experience in running
Otford
Farm .
Grove J regarded him as competent in the work that he did and as
possessing the necessary knowledge to conduct the business of
operating trail rides in a reasonable and safe fashion.
27 For many years,
Otford
Farm
had employed persons as trail ride leaders. Mrs Caruana and Ms
Warriner were two such trail ride leaders. As part of their
duties, they cared for the children at the holiday camps, helped
the children catch and saddle horses, taught children how to
ride and stayed with the children overnight in the cabins.
28 Mrs Caruana was born
and raised on a country property and had ridden as long as she
could remember. She was on horses when she was in diapers and
she started at a pony club at the age of four. She had extensive
experience in riding and in trail riding. She was a science
graduate and had a Masters Degree in Occupation Health and
Safety. She had received “on the job training” for six months
after obtaining employment at
Otford
Farm .
It was only then that she was given the responsibility of
leading trail rides. In the first six months of her training she
went through the standard procedures adopted by the Farm when
greeting people who arrived, getting their helmets and making
sure that they fitted correctly, “going through their abilities
and riding experience and selecting appropriate horses for them
and going through the training with them”.
29 Ms Warriner recalled
being on a horse at the age of three years. She was described as
“a city girl whose parents owned a country retreat where she
rode horses from about the age of five”. From that age she
frequently rode trails and engaged in gymkhanas. She obtained a
degree of Bachelor of Agriculture, majoring in equine studies.
She had the same training as Mrs Caruana while at
Otford
Farm
before becoming a trail leader.
30 In regard to the
training Mrs Caruana and Ms Warriner received at
Otford
Farm ,
Grove J said that he was unpersuaded that any relevant
deficiency had been shown in Mr Lloyd’s ability “to or in what
he did impart to the employees” and, in particular, to these two
persons.
31 It was put to Mr Lloyd
in cross-examination by Mr Neil that both Mrs Caruana and Ms
Warriner were very experienced riders and were used to trail
riding with young children of varying degrees of experience
including beginners. Mr Lloyd agreed. Mr Neil put to Mrs Caruana
that she was “a very experienced participant” and she agreed.
The expertise of Mrs Caruana and Ms Warriner was not challenged.
32 Prior to Tali’s
accident, an accident had never occurred at
Otford
Farm
through a person falling from a horse and being carried along
with his or her foot in the stirrup. There was, indeed, no
evidence that any child or anyone else had been injured while
undertaking activities on
Otford
Farm
during the 25 years that it had carried on its trail ride
business.
The system adopted by
Otford
Farm
in regard to beginners
33 The safety system
adopted by
Otford
Farm
relied on the skill and experience of Mr Lloyd and the trail
guides. It is conveniently seen from the evidence of Mr Lloyd,
Mrs Caruana and Ms Warriner when they testified as to how it was
implemented in relation to Tali and her group.
34 Ms Warriner said that
she had a regular routine that she went through with every group
that she took riding, and she did this with Tali’s group. She
gave a preliminary lesson to the persons about to embark on the
ride and explained the basics of riding to them. She paid
particular attention to beginners and children and made sure
that they understood what they were being told.
35 Ms Warriner carefully
chose appropriate horses for the individual riders. She ensured
that each rider was given appropriate equipment and that the
equipment was properly put on and worn. She then put the riders
on the horses, and made sure that each could properly sit on the
horse, hold the reins, have the feet correctly in the stirrups
and control the horse. She made the aspirant riders stand up in
the saddle so that she could check the length of the stirrups
for each person. She checked to see that the helmets were the
right size. She required the riders to nod their heads with
their helmets on to see if the helmets moved. She checked the
helmets generally. She observed whether the riders were seated
and positioned properly in the saddle and assessed whether they
had absorbed what she had told them and what they needed to
understand in order to undertake the trail ride.
36 Ms Warriner explained
how the riders should get their horses to move off and “how to
stop your horse, how to turn left and right, how to get it to
go, how to sit in the saddle, how to hold your hands, how to
position your feet, to lean forward when going up hills and lean
back going down hills”. She would demonstrate, physically, what
should be done in these respects and sometimes would ask a rider
to physically carry out what she had demonstrated.
37 The riders then moved
off from the mounting yard and through a gate on to the trail.
During this preliminary period, Mr Lloyd watched them ride. Mr
Lloyd said that he could assess in five minutes how “somebody is
sitting and controlling the horse”. He said that he could
observe within five minutes of watching a person riding,
including a young child beginner, whether that person had the
ability to control a horse adequately for a trail ride. After
that he would leave it to the trail ride leader to determine
whether a change should be made, whether the child should be
taken off the horse, whether a horse should be led, or whether
the ride should continue in the way it had commenced.
38 The trail itself had been used for many years, was well-known
to the horses and the guides, and the respondents regarded it as
suitable.
39 Once the group rode on
to the trail, they came under the care and responsibility of the
guide. The guide would carefully observe the riders to see if
they were having any difficulties and would be particularly
vigilant with young children who were beginners. The guide would
exercise her discretion in deciding what precautions needed to
be taken for an individual rider. The guides were experienced
and well qualified in their task.
40 Mr Neil put to Mr Lloyd
in cross-examination that he had observed each of Mrs Caruana
and Ms Warriner on numerous occasions “about how they went about
giving instructions, conducting trail rides, addressing safety
issues” and “including many occasions when they did so with
young children” and “in ... many instances when the young
children were beginners”. Mr Lloyd agreed. Mr Lloyd accepted
that his expectation was that Mrs Caruana and Ms Warriner would
adopt and apply the standards that they had been instructed to
follow.
41 Mr Lloyd said that he
relied upon Mrs Caruana and Ms Warriner to make their assessment
of the riding ability of Tali and Jared and their capacity to
undertake the trail ride. He considered that they had the
training experience and reliability to make accurate assessments
in these respects. In cross-examination, Mr Neil put to Mr
Lloyd:
“[Y]ou regarded
Kate [Mrs Caruana] and Brooke [Ms Warriner] as
experienced, competent and reliable assessors of
beginner children for trail rides”.
Mr Lloyd replied in the affirmative.
42 The following exchange
is relevant:
“Q. Would you have
expected Kate and Brooke in April 1998, when you had a
mixed group of prospective trail riders, including young
beginner children, to make a careful assessment of young
beginner children to see if those children were suitable
in their view to go out on the trail?
A. Yes, with the
qualification that they would have conducted a
transaction with myself in the office and had gone
through the process of where they should be and what
particular facility they were using at the farm, whether
it be a lesson or a pony lead.
Q. I’m assuming we
have got beyond the office and we are actually at a
group of seven or eight or so riders of mixed age and
experience, including two young beginner children, and
Kate and Brooke are assigned to be the trail ride
leaders. In that situation you would expect Kate and
Brooke to make a careful assessment of those children?
A. Yes, and where
they were going.”
43 Mr Lloyd said that the
exercise of the trail leader’s discretion “in relation to young
beginner trail riders and the use of leads on the trail” would
depend on a number of factors, including “the size of the group,
the riding ability of the group, whether they were all the same
or whether it was a mixed group” and “whether there were other
adults in the group that could lead their own children”. He said
that sometimes
Otford
Farm
suggested that a child be led if they thought that the child was
not capable of fully understanding instructions or was a little
nervous or hesitant.
44 Mrs Caruana
acknowledged that she had previously used leads in trail rides
with young children who were beginners. She said:
“Not every child
had to be on a lead. Either the mother asked for it or
if they were under a certain age they had to be led, or
sometimes at the pony club camps if they weren’t
confident enough or they couldn’t control their horse or
didn’t know how to turn him or pull him up or something,
then we’d put a lead on.”
The circumstances leading to Tali’s fall
45 On the day of the
accident, Ms Duncan took Jared and Tali to
Otford
Farm .
She told Mr Lloyd that she would like to go on a trail ride with
her two children. Mr Lloyd told her that
Otford
Farm
provided trail rides or pony rides and she could hire ponies and
lead the children while they walked. Ms Duncan refused the pony
rides and said she wanted her children to have trail rides.
46 Mr Lloyd thereupon told
Ms Duncan, Jared and Tali to go into the mounting yard. There,
Ms Warriner questioned them and ascertained that they had not
ridden before. She chose horses for them with this in mind. She
selected Patch for Tali and a horse named Blinky Bill for Jared.
Both these horses were over 20 years of age and were used for
beginners every day. They were very docile, relaxed and slow.
Mrs Caruana said that these horses had never done anything wrong
in the time she had been there. She said that these were the
horses to select for nervous beginners. They were “the safest
horses generally that we had”.
47 Ms Warriner proceeded
to give instructions and demonstrations to the group as I have
described. She then adjusted the saddles and girths, placed the
riders on their horses and saw to their stirrups. While Ms
Warriner was so instructing the group, Mrs Caruana arrived. She
had returned from a ride and noticed that Ms Warriner was taking
out the next group. She went down to the mounting yard to assist
her.
48 Mrs Caruana explained
in the following testimony what Ms Warriner did once the riders
were on the horses.
“Q. What did she
do then?
A. She gave a
lesson in how to hold the reins, where to place your
feet and how to stop a horse, how to turn a horse, how
to kick the horse up if you wanted it to move and not to
bring your hands up high. If you bring your hands up
high you will lose your balance, so keep them down low
and at any time you are feeling unsafe you with [sic]
grab the front of the saddle to pull yourself – bring
yourself into the seat of the saddle.
Q. How did she do
that; where was she?
A. Everyone was in
a semi-circle and she was in the centre of the
semi-circle, sort of in between everyone.
Q. And did she,
apart from saying these things, make any actions to show
anybody anything?
A. Yes, and
everyone had to demonstrate that they were following
what she was saying, and if she asked them to turn their
horse’s head to the right they would have to reach down
the rein to turn their horse’s head to the right, and
make sure everyone was capable.
Q. You’ve said
reach down. Could you explain to me how you do turn the
horse’s head to the right, for instance?
A. Just by sliding
your hand down the rein and pulling back to your hip or
– back to your hip so that it’s not coming up high to
your shoulder and losing control.
Q. Did you see
Brooke do those demonstrations.
A. Yes.”
49 While Ms Warriner was
giving these demonstrations, she noticed that Tali and Jared
were not paying attention. Accordingly, she asked Mrs Caruana to
give a second lesson to Jared. Ms Warriner gave a second lesson
to Tali to make sure that she understood what she had been told.
Ms Warriner said that she ran through the lesson “one on one”
with Tali. Mrs Caruana did the same with Jared.
50 Mr Lloyd, in accordance
with his custom, cast a glancing eye over the group. As it was
“a mixed group of riders” (experienced riders and beginners) he
asked Mrs Caruana to accompany the group on their ride. He
suggested to Mrs Caruana that they might have to break up
because there were “two different groups of capabilities”. Mr
Lloyd gave Mrs Caruana a lead rope in case that proved to be
necessary for one of the riders, particularly one of the
inexperienced riders.
51 Mr Lloyd led Tali’s
horse out of the gate. Ms Warriner rode in front and Tali was
the first rider behind her. Mr Lloyd noticed that Tali was
steering the horse and sitting correctly. The following exchange
is relevant:
“Q. And from what
you did see of the instructions and from your own action
in leading Tali’s horse out the gate and observing the
trail ride go off, you had no reason to think that on
this occasion there was any need to be concerned about
the assessment of Tali and Jared which Kate and Brooke
had made?
A. No.
Q. You would have
expected Kate and Brooke, in assessing Tali and Jared as
part of the group, to satisfy themselves that those
children had understood the instructions that they were
given?
A. Yes.”
52 Mrs Caruana observed
Jared for the first part of the ride. She said that he seemed to
be enjoying the ride and was quite capable. He had no problems
with his balance and was controlling his horse quite well. Mrs
Caruana did not consider that there was any need to use the lead
she had brought with her.
53 In the first part of
the ride there were two or three short trots, each five to 10
metres long, and Tali coped well with these. On one of the short
trots Jared fell off his horse, but remounted. The judge was not
persuaded that Jared’s fall required that anything be done to or
for Tali “by way of reasonable response by anyone for whom the
defendants are responsible”.
54 Throughout the ride Ms
Warriner frequently checked on Tali. She looked to see whether
Tali’s feet were in the right position, that she had control of
the horse and that her reins were not too lose or tight. Ms
Warriner observed Tali to be coping with the ride “very well for
a beginner”. Ms Warriner had no concerns about how Tali was
riding. Mrs Caruana said that Tali was coping well, she appeared
to be centred and balanced and have co-ordination in relation to
the holding of her reins.
55 Later the group split
and Mrs Caruana took the more experienced riders. This occurred
about half way along the ride, after about half an hour’s
riding. At that point, Mrs Caruana handed the lead to Ms
Warriner so that she could have it available while escorting the
beginners’ group. The division took place because some riders
were advanced and the guides thought that it appropriate to
separate them from the beginners.
56 Ms Warriner stayed with
the appellants and one other young girl who fell into the
category of beginners. This girl had done some riding and was a
competent young rider. She was riding Hiawatha. Hiawatha had
also always been used for beginners and at the time of the trial
was still so being used. There had never been any difficulty or
hostility between Hiawatha and Patch.
57 Ms Duncan agreed that,
on the trail ride, Tali and Jared, to her observation, “had been
fine” and ”they were enjoying it”. From the time the whole group
divided, Tali had ridden “very well”. She was centred in her
saddle and held the reins appropriately. Her feet were
appropriately in the stirrups. She did not appear to be anything
other than a normal little girl of her age.
58 The accident occurred
after the group emerged into an open area. Before then they had
been in single file. Once they had moved into the open area, the
horses tended to move into a different formation. They were
proceeding at a walking pace. Ms Warriner had turned around and
was talking to Tali. Suddenly, Hiawatha, who was behind Patch,
bit out at Patch’s rump. Patch leapt to the side. Tali lost her
balance. For about five metres, before Tali hit the ground and
while she was still in the saddle, Patch quickened his pace.
Tali caught her foot in a stirrup. Patch began to accelerate and
run faster and faster. The horse’s legs hit Tali as he galloped.
Tali’s helmet was dislodged and she was dragged along the ground
for more than one hundred metres.
59 Ms Warriner agreed that
had Patch been on a lead that she was holding, he would not have
been able to get to 5 metres away from the point from which he
commenced galloping.
The appellants’ scattergun approach at trial and its
consequences in relation to the judge’s reasons
60 In The Cherry
Orchard Chekhov wrote:
“When a lot of
remedies are suggested for a disease, that means it
can’t be cured.”
The message underlying Chekhov’s observation is applicable
to the conduct of litigation.
61 An extravagantly
excessive number of causes of action, or grounds of appeal, or
particulars of negligence, are often a sign of serious problems
with the health of the case being advanced. At the very least,
they demonstrate a lack of appropriate consideration in
formulating the issues and are obstacles in the path of justice.
Apart from causing unnecessary delay and costs, the scattergun
approach obscures the true issues, camouflages the pleader’s
best points, and unnecessarily complicates the task of the
judge.
62 Of course there may be
cases that are inherently complex and where it is not possible
to plead the case or the argument in a simple and concise way.
But that is not this case. The accident, tragic as were its
consequences, did not involve any intricate or convoluted set of
facts or complex questions of law. The facts were relatively
straightforward and the legal issues, although not easy to
resolve, were capable of simple definition. Nevertheless, the
appellants’ statement of claim contained no less than 27
particulars of negligence (numbered from (a) to (aa)).
63 Virtually every form of
negligence that could possibly arise was pleaded. The
particulars of negligence ranged from providing defective
equipment of many kinds, to failing to supervise the putting on
and wearing of the equipment, to failing to provide equipment,
to failing to engage suitable trail leaders, to failing to
instruct the appellants properly before the ride, to the choice
of the terrain, to failing to lead Tali’s horse, to failing to
control Tali’s horse and to restrain the other horses, to the
positions the trial leaders took during the ride, to the trial
leaders’ conduct after the fall, to failures to warn, and to
allowing Tali to undertake the ride at all.
64 Grove J rejected every
one of the 27 particulars pressed during the leading of
evidence. Whether or not these particulars were listed in order
of perceived importance (or in any order) is not apparent. The
fact is that - on appeal - of the 27 particulars, only the
fifteenth and twentieth particulars (particulars (o) and (t))
remain alive. His Honour’s decisions in regard to the remaining
twenty-five are accepted.
65 The trial lasted seven
days, of which only part of one day was taken up with closing
addresses. In that day, all the parties’ arguments on the 27
particulars were put to his Honour. On appeal, the two
particulars still pressed were argued over an entire day, the
Court sitting late so as to enable the addresses to be
completed. The inference is that it was only on appeal that the
appellants focused, properly, on the critical issues.
66 The approach adopted by
the appellants at trial undoubtedly affected the way in which
his Honour wrote his reasons. His Honour addressed every one of
the 27 particulars of negligence. Many of them did not stand
alone in the sense that his Honour’s reasons in regard to some
had a bearing on his reasons in regard to others. Also, his
Honour made general observations applicable to all issues of
negligence raised by the appellants. Some of the particulars
pleaded had no prospects of success and his Honour dealt with
them summarily, as they deserved. Generally, his reasons
directed to each specific particular were brief, but this
succinctness was no doubt brought about by a desire to confine
the judgment to a reasonable length. In the light of the prolix
particulars, his Honour’s concision was required - to use the
language of Justice Oliver Wendell Holmes (albeit in a somewhat
different context) - as “a concession to the shortness of life”:
Reeve v Dennett, (1887) 11 NE 938 at 944.
67 In these circumstances,
it becomes difficult for the appellants, as the parties
responsible for the unnecessary prolixity, to argue that the
judge’s reasons were inadequate because of brevity and a failure
to deal with each and every argument and sub-issue raised.
The judge’s reasons for not relying, generally, on the
appellants’ experts
68 Grove J’s reasons for
rejecting particulars (o) and (t) were based partly, but
significantly, on his adverse findings concerning the
reliability of Ms Pearson-Adams and Ms Bennit, the appellants’
experts.
69 His Honour criticised
their testimony in several respects. He observed that Ms
Pearson-Adams had been involved as an owner and operator of
equestrian training centres for 25 years in the United Kingdom
and for seven years in Australia, and said:
“Whilst she states
that she has been a consultant to trail riding escorts,
I apprehend that a recreational trail riding
establishment such as
Otford
Farm
is very different from an equestrian training centre.”
70 The judge expressed
similar views concerning Ms Bennit’s expertise. He said that
while Ms Bennit was intensely interested in “high grade” equine
activities, those activities were “distant from anything that
might apply to conduct of or participation in recreational trail
riding”.
71 Mr Neil submitted that
his Honour was wrong in regarding Ms Pearson-Adams as not having
the requisite experience in trail riding. Ms Pearson-Adams said
that she had acted as “business consultant/advisor” to many
equestrian centres, including trail riding centres, in several
countries. At the time of the trial she was running her own
organisation which was “audited to deliver all the sport and
recreation (equestrian) certificate courses, and outdoor
recreation (trail riding) courses – this latter includes all of
the industry modules covering trail riding accreditation”.
72 Undoubtedly, Ms
Pearson-Adams had expertise to give opinions on trail riding.
The same applied to Ms Bennit. I do not think that his Honour
found to the contrary, but considered, rather, that the
practical experience of these witnesses had been directed more
to aspects of horse riding other than trail riding. In my
opinion, if his Honour did err in emphasis in this respect, that
error was insignificant.
73 Grove J formed the view
that Ms Pearson-Adams and Ms Bennit were partisan witnesses. He
observed:
“The impression I
gained from her report [that of Ms Pearson-Adams] and
her evidence was that she engaged in a search for
whatever she could to criticise about the
Otford
Farm ’s
operation. It is not insignificant that much of her
criticism is not, and cannot be, pressed in the light of
the evidence which emerged. For example, her criticisms
of the equipment are not sought to be supported now.”
His Honour said that Ms Bennit “also manifested a leaning
towards fault finding in the [respondents]”.
74 Mr S G Campbell SC who,
together with Mr Davis appeared for Mr and Mrs Lloyd, submitted
that the fact that Ms Pearson-Adams and Ms Bennit gave evidence
in support of each of the 27 particulars of negligence, and that
the appellants did not challenge the rejection of 25 of them,
adds considerable weight to his Honour’s view of the reliability
of Ms Pearson-Adams’s testimony and his unwillingness to rely on
it. In my view that submission must be accepted. I would add
that, on my reading of the transcript, his Honour’s view of
these witnesses was amply justified.
75 Grove J was impressed
by the respondent’s witnesses, being Mrs Smyth, (the
respondents’ expert), Mr Lloyd himself and the two guides (Mrs
Caruana and Ms Warriner). Their views were contrary to those of
Ms Pearson-Adams and Ms Bennit.
76 Grove J was
particularly impressed by Ms Warriner and Mrs Caruana. He
pointed out that neither was still employed by the respondents,
nor did they have any apparent connection with the Lloyds. Mrs
Caruana was living in Muswellbrook at the time and Ms Warriner
had been living in England for over four years. His Honour said
he regarded them as independent witnesses.
The judge’s reasons for his rejection of particular (o)
77 His Honour prefaced his
reasons in regard to particular (o) (the allegation that the
respondents were negligent in permitting Tali to go on the trail
ride) by pointing out that it was “apparently significantly
premised” on the opinion of Ms Pearson-Adams. Ms Bennit also
testified in support of this particular. I have set out above
the reasons the judge gave, generally, for not relying on the
opinions expressed by these witnesses.
78 Ms Pearson-Adams
testified that beginners should only be allowed on trail rides
once they had had three to six or four to seven lessons. (She
expressed the opinion that Tali should have been on a lead rein,
but this is a matter that falls under particular (t), dealt with
below). The appellants relied on Ms Pearson-Adams’ testimony in
support of their argument that Tali, who had not been taught
before coming to
Otford
Farm ,
should not have been allowed to go on the trail ride at all.
79 The judge remarked that
Ms Pearson-Adams “was a strong proponent of extensive training,
observation and preliminaries before anyone would be permitted
to participate in a trail ride”. His Honour said that Ms Bennit,
on this aspect, was “a little more realistic”. His Honour
commented:
“[Ms Bennit]
recognised that customers would come virtually ‘off the
street’ without formal horse riding training or
experience and that a trail ride by such members of the
public was a commonly provided facility throughout
Australia.”
Ms Bennit agreed that giving beginners a series of lessons
before taking them out on a trail ride was unrealistic.
Nevertheless, she said that “[n]o child of five and a half
years should be taken on an open trail ride.”
80 Mrs Smyth disagreed
with Ms Pearson-Adams’s opinion that beginners needed a series
of lessons before being taken on a trial ride. She said:
“I do agree with
the general proposition put forward by Ms Pearson-Adams
that ideally beginner riders should have some lessons
before engaging in trail rides. The difficulty with that
concept is, however, that operations such as those run
by Mr Lloyd are designed by their very purpose to enable
people to experience horse riding without having to
undertake time consuming and potentially costly lessons.
If every member of
the public who wanted to go on a horse ride was required
before being allowed to do so, to undergo lessons and
training and obtain the sort of qualifications referred
to by Ms Pearson-Adams then in most instances it would
put the horse riding beyond the financial reach of the
average individual.”
Mrs Smyth’s testimony, generally, was contrary to the
proposition that a beginner of Tali’s age should not be
taken on a trail ride.
81 Grove J said that he
preferred the evidence of Mrs Smyth to Ms Pearson-Adams and Ms
Bennit. His Honour’s preference for Mrs Smyth is an additional
reason he gave for rejecting the appellants’ case in regard to
particular (o).
82 A further reason given
by his Honour in regard to this particular, and generally in
finding for the respondents, is apparent from the following
remarks:
“[Ms
Pearson-Adams’] thesis is, in substance, that no
beginner should be allowed on a trail ride until they
are individually led and assessed in an enclosed area.
She opines that they should only be taken on a trail
ride attached to a lead. The consequence would be that a
customer seeking a ride such as in the case in the
Ohlstein family on this occasion, would be refused until
they had undergone this ‘training’. I regard her opinion
as describing an unrealistic impediment to the
reasonable conduct to be expected of the operator of a
recreational trail ride.”
83 As part of the judge’s
observations made generally in regard to the appellant’s case,
he said:
“I do not regard
the outcome of the case as simply dependent upon the
cogency of different expert views. The outcome depends
on whether assertions of negligence are sustained. In
making an assessment about that it should be borne in
mind that common to all expert’s opinion (and I would
respectfully suggest to commonsense) is a recognition
that one of the risks of riding a horse is that the
rider may fall off, even if the horse is walking and it
was acknowledged that this is an ever present risk with
any level of rider. It accords with the aphorism adopted
by both counsel that horses are ‘predictably
unpredictable’. [That] in the circumstances which
occurred even a calm horse such as Patch might ‘bolt’
and increase the risk of dismounting the rider.”
84 I understand these
comments to mean that, irrespective of the expert opinions, his
Honour considered that it was reasonable not to lay down an
absolute rule to the effect that allowing a beginner of Tali’s
age to go on a trail ride was negligent; it was reasonable to
allow the decision as to the competence of the beginner to
undertake a trail ride (with or without a lead) to be made by
competent expert trail guides (such as Mrs Caruana and Ms
Warriner). While there were inherent risks in riding horses, and
those risks were increased when the riders were beginners of
Tali’s age, his Honour considered that society would regard
those risks as acceptable (subject to the discretion of the
trail guides) when balanced against the benefits and pleasures
afforded to the community as a whole from allowing parents to
take their young children on trail riding outings.
85 In my view, the reasons
given by his Honour adequately explain the reasons which led him
to the conclusion he came in regard to particular (o).
The reasons in regard to particular (t)
86 The specific reason
given by his Honour for rejecting particular (t) (“failing to
individually lead Tali during the course of the ride”) is the
following:
“This is a thesis
that Tali should have been on a lead throughout the
ride. I reject this assertion. It might be again
commented that until the intervention by Hiawatha [the
horse that bit Patch on the rump], all observations of
Tali (including those of her mother) were that she was
riding well and apparently enjoying the excursion. There
was no indication that her horse should have been put on
a lead.”
87 Mr Neil submitted that
the above quoted reasons were irrelevant to the issue. I do not
agree.
88 Mr Neil submitted that
the respondents’ policy of having regard to the capacity of
individuals, rather than laying down an absolute prohibitory
rule, was negligent. He argued:
“It’s left to the
discretion of the trail leader in circumstances where it
is known to [the leaders] and Mr Lloyd that something of
the type, some kind of event could occur of the sort
that did, which objectively is an ever present risk of
catastrophe.”
89 Grove J’s reasons
indicate that he accepted, implicitly, that the respondents’
policy was indeed reasonable, and that they had applied it in a
way that did not reveal negligence on their part or on the part
of their employees. His Honour’s reasons were directed to this
crucial issue.
90 The fact that Tali had
ridden Patch for a period of about 45 minutes before the
accident occurred, and she was seen by the two guides to be
riding well and enjoying the excursion, supported the finding
that there were no reasonable grounds to conclude that she
required her horse to be led.
91 It is true that his
Honour did not refer expressly to the question whether the
respondents’ policy, itself, was reasonable in the
circumstances. But, due regard must be had to the reasons as a
whole. The appellants’ argument regarding the adoption of an
absolute rule in regard to the use of a lead (like their
argument with regard to particular (o)) was significantly
premised on the opinions of Ms Pearson-Adams and Ms Bennit. As I
have mentioned, his Honour gave reasons, in some detail, as to
why he regarded their evidence as unreliable and why he
preferred the evidence of Mrs Smyth, Mr Lloyd, Mrs Caruana and
Ms Warriner. These reasons apply equally to particular (o). On
the evidence of the respondents’ witnesses, who his Honour
expressly preferred, the circumstances did not reasonably
require Tali to be led.
92 I have also mentioned,
that, as part of his reasons applicable generally to all the
particulars, Grove J considered that, irrespective of the expert
evidence, the general assertions of breach of duty were not
sustained. I have explained that that statement should be
understood as being the conclusion to which his Honour came
after undertaking a balancing exercise involving the likelihood
of risks on the one hand and the benefits to the community on
the other.
93 In my opinion, his
Honour gave adequate reasons for concluding that particular (t)
should be rejected.
The argument that the trial judge wrongly rejected the
appellants’ expert witnesses
94 The appellants’
arguments that Grove J erred in finding that there was no breach
of duty as alleged in particular (t) can be divided into two
categories:
(a) His Honour
wrongly rejected all of the evidence of Ms Pearson-Adams
and Ms Bennit.
(b) Even without
the evidence of Ms Pearson-Adams and Ms Bennit, Grove J,
exercising his own judgment, should have found a breach
of duty on the part of Mr and Mrs Lloyd (either
personally or vicariously). In support of this argument,
the appellants submit that his Honour wrongly rejected
the evidence of a paediatrician Dr Williams that bore on
this issue.
95 I have, above, dealt
with the appellants’ argument that the testimony of their
experts, Ms Pearson-Adams and Ms Bennit, should have been
accepted, and it is not necessary to repeat what I have stated.
96 In my opinion, having
regard to the standard authorities relating to the way in which
an appellate court should approach credibility findings on
appeal (whether relating to expert witnesses or otherwise), it
is not open for this Court to differ from the trial judge’s
views as to the reliability of the appellants’ witnesses.
The judge’s rejection of the evidence of the
paediatrician
97 Dr Williams was a
paediatrician whose report was tendered in evidence. The
appellants’ solicitors had asked Dr Williams to respond to the
following questions:
“Based on the
information provided to you, in your opinion would
Tali’s ability to:
a. Follow
instructions;
b. Take reasonable
care for her own safety;
c. Engage in
recreational activities such as riding a horse;
have been affected
by the extent of autism that it was believed she
suffered from as at the time of the accident?
98 Dr Williams responded
as follows:
“(a) Tali at
the time of the accident was 5 years and 9 months.
She would have been able to follow 2-3 step
instructions. I have no idea what instructions were
given to Tali. I enclose the Denver II which
outlines the development skills of a child of Tali’s
age.
(b) I don’t
believe any child with or without autism can take
reasonable care for his/her own safety on the back
of a horse. I don’t know what precautions were taken
to protect her from injury or a fall.
(c) I know
from my experience in disability that horseriding is
an enjoyable activity not only for healthy normal
children but also for children with a disability. I
have no objections to such recreational activity.
Her autism should have been taken into consideration
at the time of riding a horse. She may not have the
social, emotional nuances to report impending danger
or seek emotional and physical support.”
99 At trial, the
appellants sought to tender this part of Dr Williams report but
Grove J refused to admit it. The appellants argue that his
Honour thereby erred.
100 At trial, Mr Campbell
argued that the report should not be admitted as Dr Williams’s
expertise did not support the opinions expressed. The judge in
rejecting the evidence said:
“What he is
talking about is the ability of a child to ride a horse.
That is a very particular activity. I reject paragraph
(b).”
As I understand the discussion between his Honour and senior
counsel when the admissibility of this part of Dr Williams’
report was being debated, his Honour did not regard the
remaining paragraphs (a) and (c) as being relevant.
101 In sub-paragraph (a)
of the disputed passage, Dr Williams said that Tali “would have
been able to follow two-three step instructions”. In the course
of argument on appeal there was some discussion between the
bench and senior counsel that was premised on the assumption
that Dr Williams was saying, implicitly, that any child
of Tali’s age would have only been able to follow two-three step
instructions. I do not think that this construction of the
sentence in question in Dr Williams’s report is correct.
102 Prior to the accident
Tali had “manifested developmental symptoms which might be
labelled as forms of autism”. According to the appellants’
solicitors, it was believed that she “suffered from a mild form
of autism (possibly Asperges syndrome) because of
characteristics of aloofness and slight delay”. (I should say
that the respondents were never informed about this). It was
this history that led the solicitors to ask Dr Williams the
questions I have set out above.
103 The specific question
to which Dr Williams was responding in sub-paragraph (a) was
whether, based on the information provided to him, Tali’s
ability to follow instructions had been affected by “the extent
of autism that it was believed she suffered from as at the time
of the accident”. Dr Williams’ reply was a response to this
question (which concerned the ability of Tali alone). The reply
should not be taken to apply to all children aged five
years and nine months.
104 I accept that the
reference to the “Denver II” document in the second sentence of
paragraph (a) is ambiguous. The purpose of the reference to this
material is not clear. It may have been intended to enable a
comparison to be made between Tali and a child of her age not
suffering from autism. Whatever the intention, I do not think
that sub-paragraph (a) tends to prove that all children
of Tali’s age would have been able to follow two-three step
instructions.
105 Apart from the
ambiguity I have identified, Dr Williams does not say that all
children of Tali’s age are limited to following two-three
step instructions. Moreover, there was no evidence as to what
was meant by two-three step instructions. Finally, it is not at
all clear how the concept of two-three step instructions is
applicable to riding horses, an activity that may be based, to
an important degree, on instinct and natural ability.
106 As regards the bald
assertion made in sub-paragraph (b), the question whether a
child “with or without autism” can take reasonable care for
his/her own safety on the back of a horse is not a question
which can be answered by a paediatrician simply on his knowledge
of children. Particularly when the opinion is expressed as being
applicable to all children, without having regard to the
particular capacities of different individuals. What is needed
to ride a horse safely is a matter that requires expertise.
There was nothing in Dr Williams’s report that qualifies him as
an expert in this respect.
107 In my view, Grove J
correctly rejected this part of Dr Williams’s report. In any
event, in my view, it adds nothing of consequence to the issues
before the Court.
Do the proved facts, without the support of the
appellants’ expert opinion, establish a breach of the duty
of care?
108 The appellants argued
that, even without the expert evidence of Ms Pearson-Adams and
Ms Bennit, the proved facts establish a breach of duty on the
part of the respondents (either personally or vicariously). I
turn now to that issue.
109 Grove J found:
“(a) Safe and
appropriate riding helmets, saddles and stirrups
were used during the ride;
(b) Proper
supervision was maintained during the course of the
ride;
(c)
Appropriate instructions were given to the riders
prior to the ride;
(d) Qualified
and experienced leaders were used during the ride;
(e) The horses
were suitable for each of Tali, Jared and [Ms
Duncan];
(f) The ride
was suitable for each of Tali, Jared and [Ms
Duncan].”
110 The appellants did not
challenge these findings. It must be said, however, (in regard
to finding (f)) that they submitted that the ride was only
suitable for Tali if an appropriate person led her horse.
111 The appellants did not submit that the respondents did not
have a system of conduct at
Otford
Farm
that was intended to take care for the safety of all trail
riders, including beginners. Nor did the appellants contend that
the respondents had implemented that system in a careless way.
The appellants’ challenge was to the system itself. They argued
that it was negligent of the respondents not to have had an
absolute rule that a beginner of Tali’s age should not go on a
trail ride without her horse being led by a lead rein. They
contended that that is not a matter that should have been left
to the discretion of the trail leaders.
112 Undoubtedly, there are grave risks in riding horses. Horses
can panic, shy, rear and kick unexpectedly, and gallop out of
control when surprised or frightened. Mr Lloyd accepted that one
could not predict fully what a horse might do. He accepted that
it was foreseeable that a horse could get “spooked” and run
away, and that in those circumstances a person’s foot might get
caught in the stirrup and the person might be dragged for a
substantial distance. He said, however, that this possible
scenario was “much less” possible than “the scenario of it not
happening”. He agreed that there was always the chance that even
a docile horse (such as Patch) could act in an unpredictable
way.
113 Mrs Caruana accepted
that it was much easier to keep a horse under control with a
lead (although even then the horse may not be able to be
controlled). Mrs Caruana said that should a horse bolt, the
rider, whether a child or an adult, would be powerless.
Nevertheless, she accepted that young beginners without
experience were at the greatest risk, as they did not have the
physical strength of adults.
114 Ms Warriner agreed that leading a horse being ridden by a
young child -who was a beginner - was “a very good safety
measure”. She agreed that leading “would mean that there was
much more chance of the horse on which the child was riding
remaining under control than if no lead was used”. She agreed
that, with a lead, there would be less chance of the horse
breaking away and running off if it became frightened or
spooked.
115 Mr Neil submitted, and I accept, that the probabilities are
that, had Ms Warriner led Patch, the horse would not have been
able to gallop away and Tali would not have been dragged along
the ground.
116 Mr Neil submitted
further that the risk of a horse behaving as Patch did was
clearly foreseeable and the risk of serious harm being caused
thereby to the rider was equally foreseeable. He submitted that
Tali, as a beginner of a very young age, was particularly
vulnerable, her injury would not have occurred had Patch been on
a lead, and a lead could readily have been used. He submitted
that on these grounds negligence was inevitably established.
117 This argument is not
dissimilar to that upheld by the majority in Carrera v
Honeychurch (1983) 32 SASR 511. In this case the plaintiff,
an overweight 22 year-old woman who had never ridden before,
went out on a group ride organised by a riding school. A horse
someone else was riding came close to her horse. The plaintiff’s
horse made a side-stepping movement to the side and the
plaintiff fell off. The plaintiff sued the riding school. She
argued that the defendant should have warned her of the risk
were her horse to get too close to another, and she should have
been given more tuition before being allowed to proceed on the
ride at all. She argued further that the guides should have been
instructed to keep other horses away from her horse, and, if
necessary, to lead her horse.
118 At first instance, Jacobs J said at 518:
“Some of these
propositions can be accepted, as general propositions,
although in some respects they approach a standard of
perfection rather than a reasonable standard of care,
for the defendant is not an insurer.”
His Honour did not uphold the plaintiff’s argument. He said
at 518 to 519:
“[T]he defendant
was, in my opinion, entitled to rely on the experience
and judgment of the escorts on the spot, young as they
were, and the general instructions he had previously
given them. The plain fact is that there was nothing
abnormal or unusual about this trail ride, with the
novice riders under escort at the rear, up to the point
of the plaintiff’s mishap. With the assistance of the
escorts, she had successfully coped with whatever
difficulties she had encountered, including negotiating
the uneven terrain of the ‘gulley’ with success, even if
not with a great deal of confidence. There was nothing
to suggest to the escorts that they should have taken
Black Gypsy [the plaintiff’s horse] on a lead away from
the other horses. ... [Much] of the case now sought to
be made for [the plaintiff] depends upon hindsight,
simply because she fell off.”
The reasoning of
Jacobs J is similar to that of Grove J in the present case.
119 The majority of the
Full Court was of a different view. Mitchell ACJ found that the
defendant had a duty of care that it had breached. Her Honour
based her judgment on foreseeability; she did not address the
question whether it would have been reasonable for the defendant
to take the precautions contended for by the plaintiff. Wells J,
in agreeing with Mitchell ACJ, reasoned in the same way. His
Honour said at 524:
“The existence of
a duty of care depended upon whether there was a real,
not a far-fetched or fanciful, risk that a class of
events would happen that included what in fact happened,
and whether what in fact happened was, for that reason,
reasonably foreseeable: Mason J in Wyong Shire
Council v Shirt. When that test is applied, it seems
to me that, in this case, the accident was reasonably
foreseeable, and the duty of care arose ... Once it is
determined that the duty of care arose, it is, to my
mind, evident that the defendant failed to do what was
reasonable to discharge that duty.”
120 Cox J, in dissent,
came to the same conclusion as the trial judge, saying at 525:
“[T]he respondent
was not an insurer. It is possible to look back now and
see how this mishap could have been averted, but that is
not the test. The respondent was not conducting a riding
school. He was making horses available for a trail ride
which was conducted under escort. The horse with which
the appellant was provided was about 15 years old, broad
backed, and exceptionally docile. She was generally
given to children or beginners. The respondent was a
beginner. She was also a 22 year old pharmacy student,
and the respondent was entitled to assume that she would
quickly develop enough skill to stay on the horse’s back
unless something exceptional happened. She did so for
half an hour while the group covered about a mile over
variable terrain, some of it quite steep ...”.
Cox J said further:
“The evidence does
not suggest that any child or other beginner had ever
fallen off Black Gypsy before”.
For these reasons, his Honour said that he would dismiss the
appeal.
121 With due respect to
the majority, their reasoning focused on foreseeability and
ignored the other elements of the Wyong Shire Council v Shirt
(1980)
146 CLR 40
negligence calculus (see the discussion by McHugh J in Tame v
New South Wales (2002)
211 CLR 317 at
351 to 357, [96] to [108]). In 2002, the Panel appointed by the
Commonwealth and State Governments to review the law of
negligence found in their Final Report that this kind of
approach contributed to the difficulties then being experienced
in the field of public liability insurance. These concerns led
to legislation such as
s 5B of the
Civil Liability Act 2002 (NSW).
122 The mere fact that a risk is foreseeable says nothing about
whether precautions to prevent the risk materialising ought
reasonably to have been taken. As was explained in Shirt,
the magnitude of the risk, the degree of the probability of its
occurrence, and the expense, difficulty and inconvenience of
taking alleviating action are factors that must be weighed in
the balance.
123 It has been emphasised that our society accepts that certain
recreational activities may be provided for young children, and
even encouraged, albeit that they involve risks of serious
injury.
124 In Agar v Hyde (2000)
201 CLR 552
Gleeson CJ said at 561, [15]:
“People who pursue
recreational activities regarded as sports often do so
in hazardous circumstances; the element of danger may
add to the enjoyment of the activity. Accepting risk,
sometimes to a high degree, is part of many sports. A
great deal of public and private effort, and funding, is
devoted to providing facilities for people to engage in
individual or team sport. This reflects a view, not
merely of the importance of individual autonomy, but
also of the public benefit of sport. Sporting activities
of a kind that sometimes result in physical injury are
not only permitted; they are encouraged. ... ”
125 In Vairy v Wyong
Shire Council (2005)
223 CLR 422
Gleeson CJ said at 426, [5]:
“Many forms of
outdoor recreation involve a risk of physical injury. In
some cases, while the risk of injury may be small, the
consequences may be severe. Swimming is a popular
recreational activity along the Australian coast. It
involves certain risks, and sometimes results in injury,
or even death. The level of risk varies according to the
locality, the conditions at any given time, and the
capabilities of the swimmers. Short of prohibiting
swimming altogether, public authorities cannot eliminate
risk. A general prohibition in a given locality may be a
gross and inappropriate interference with the public’s
right to enjoy healthy recreation.”
These remarks apply
equally to horse riding, and horse riding by young children.
126 There are other
factors that must be taken into account in a case of this kind.
The following words of the High Court in Derrick v Cheung
(2001) 181 ALR 301 at 305, [13] are salutary:
"Few occurrences
in human affairs, in retrospect, can be said to have
been, in absolute terms, inevitable. Different conduct
on the part of those involved in them almost always
would have produced a different result. But the
possibility of a different result is not the issue and
does not represent the proper test for negligence. That
test remains whether the plaintiff has proved that the
defendant, who owed a duty of care, has not acted in
accordance with reasonable care".
127 The need to bear this
admonition in mind is particularly important in a case where an
accident causes catastrophic injuries to a young child. As
Thomas J observed in Kretschmar v The State of Queensland
(1989) Aust Torts Reports 80-272 at 68, 892:
"When such
devastating consequences follow, there is a natural
tendency to search for someone or something to blame."
The task of the court is to apply the requisite standards of
objectivity and impartiality to the issue before it.
128 In assessing whether
an omission to take particular steps is to be regarded as
reasonable or otherwise, the court must bear in mind that as
Gleeson CJ said in Rosenberg v Percival (2001)
205 CLR 434 at
441 to 442, [16]:
"In the way in
which litigation proceeds, the conduct of the parties is
seen through the prism of hindsight. A foreseeable risk
has eventuated, and harm has resulted. The particular
risk becomes the focus of attention. But at the time of
the allegedly tortious conduct, there may have been no
reason to single it out from a number of adverse
contingencies, or to attach to it the significance it
later assumed. Recent judgments in this Court have drawn
attention to the danger of a failure, after the event,
to take account of the context, before or at the time of
the event, in which a contingency was to be evaluated".
129 The risk of serious injury is inherent in horse riding and
the younger the beginner, the greater the risk. But due regard
must be had to the evidence of Mrs Smyth who explained that some
children can be better balanced, can “pick things up better than
a lot of adults”, and are not hampered by the same “fear factor”
as some adults. Some children are better on a horse than an
adult. She said that physical power is ordinarily not a factor
as the horses used should be light in the mouth and properly
trained, so that a mere roll of the wrist should stop the
animal. It was possible, however, that a beginner would not be
able to control a horse should it bolt from fright, although
there was evidence that should this occur, an adult would be
powerless as well.
130 Mrs Smyth’s evidence underlines the fact that absolute
propositions in regard to the capacity of a young person to ride
a horse may not be reliable. The requisite ultimate value
judgment as to negligence requires regard to be had to the
evidence tending to establish the degree of risk attendant on
taking a beginner of Tali’s age on the trail ride. The degree of
risk depends, in part, on the inherent natural ability of the
individual concerned.
131 Mr Lloyd accepted that riding a horse involved multiple
complex skills and automatic reactions, but did not agree that
one could only acquire the skills necessary to undertake the
trail rides offered to beginners on
Otford
Farm
after considerable training and practice. He said he had seen
many riders who rode without considerable training and practice.
His evidence was to the effect that it was normal for beginners
of Tali’s age to undertake trail rides.
132 Mr Neil put to Mrs Smyth in cross-examination that if
children aged nearly six and eight years demonstrated that Ms
Warriner had instructed them before the ride began, they would
be “quite suitable to go on a trial ride”. Mrs Smyth agreed.
133 Mrs Caruana’s evidence and that of Ms Warriner was the same
in this regard. I have mentioned that Mrs Caruana had ridden as
long as she could remember, was on horses when she was in
diapers and started at a pony club at the age of four. I have
mentioned that Ms Warriner rode horses from about the age of
three. I have mentioned that for some 25 years many children -
including children aged from five to six years – had undertaken
trail rides at
Otford
Farm .
There is nothing to suggest that
Otford
Farm
was not typical of the many trail-riding businesses throughout
Australia.
134 Ms Bennit agreed that it was very common “for young men and
women to have been brought up from very tender years to be horse
riders”. The following exchange in the course of her
cross-examination is relevant:
“Q. You see people
who grow up in the country, say, on properties, and the
like, can probably ride from the time they can walk,
can’t they?
A. Yes, that’s a
common thing you hear.
Q. And people like
that can often be quite proficient horse riders from the
age of five or so, can’t they?
A. Yes, they can.”
135 I reject the
proposition that some general distinction in horse riding
capacity should be made between city children of five and six
years and country children of the same age. There was no
evidence that supported such a distinction. I would add that
defining “city” and “country” is a virtually impossible task.
136 In the course of Mrs Smyth’s cross-examination the following
relevant exchange occurred:
“Q. You
remember, and I think you have described in your
report that shortly after leaving the homestead you
go down a decline and across a creek bed, up quite a
steep hill, and the ground is generally up and down
until you get to that more open area where you
understand the accident happened?
A. Yes.
Q. If we ask
you to assume that on that section of the ride, so
far as Tali is concerned, she was going pretty well
according to an experienced trail ride leader, she
was seated correctly in the saddle, she was holding
the reins correctly, at one point she had her feet
not ideally situated in the stirrup, but the trail
ride leader spoke to her and she adjusted. In that
situation that I have generally described to you,
would you accept this; firstly, for a beginner child
she has shown balance and coordination?
A. Yes.
Q. She has
successfully, without incident, traversed a variety
of ground conditions?
A. Yes.
Q. Including at
least two creeks up to that point?
A. Yes.
Q. Including hills
both up and down?
A. Yes.
Q. Including
sections of narrow trail?
A. Yes.
Q. Including
sections of open ground?
A. Yes.
Q. And unlike
her brother, has not fallen off which is no doubt a
very good sign?
A. That’s right.
...
Q. There is
nothing about a child like that who, in your view,
is unsuitable to go on a trail ride?
A. No.
Q. You agree with
me?
A. Yeah.”
137 Mrs Smyth expressed
the view that the way in which the trail ride was conducted was
appropriate for children. The evidence of Mr Lloyd, Mrs Caruana
and Ms Warriner was to the same effect and his Honour so found.
138 Mr Lloyd testified:
“You would not
often see a person walk the trail leading a beginner.”
He said that it was uncommon for a guide to lead a horse,
even when it was being ridden by a beginner. He said that it
was more common for beginners, including young children, to
ride without a lead.
139 Mr Lloyd recognised
that a guide might, in the course of the ride, decide that a
particular child needed to be led, and for that reason he gave
Mrs Caruana a lead when they set off. Mrs Smyth was of like
opinion. The judge said that Mr Lloyd’s action in providing a
lead rope was a prudent precaution “having regard to what was
plain, namely that there were young children proceeding on the
ride”. It is implicit in these remarks that his Honour
considered that this precaution was sufficient. It was not
necessary for the horses to be led.
140 When Mr Lloyd was cross-examined, the position taken by the
cross-examiner appears from the following passage:
“Q. And you
would have expected that Kate and Brooke would have
gotten each of those children, before the trail ride
began, to show that they could start their horses?
A. Yes.
Q. Turn their
horses?
A. Yes.
Q. Stop their
horses?
A. Yes.
Q. And if Kate
and Brooke made their assessments of Tali and Jared
as part of the process of giving the lesson before
the trail ride, and had satisfied themselves that
Tali and Jared were suitable to go on the trail
ride, you would have accepted and relied upon the
judgment of Kate and Brooke in that regard?
A. Yes.”
141 Both Mrs Caruana and
Ms Warriner kept careful and constant watch on Tali’s progress
from the time the ride commenced. Neither thought that she
needed to be led.
142 It was not put to Ms Warriner in cross-examination that she
should have used the lead and she was not given the opportunity
to justify her omission to do so. The proposition that Patch
should have been led was not put to Mrs Caruana. Mrs Smyth was
cross-examined on this issue without it being suggested that
there was anything wrong in the judgment the two guides made.
143 Regard must be had to
the nature of the trail ride. Ms Pearson-Adams was of the view
that young beginners should commence riding in a more open and
controlled environment (I presume in a specially designed area)
but this was not the opinion of the respondents’ experts who the
judge accepted. Mr Lloyd disagreed with the proposition that a
trail ride with a young beginner should always be taken on flat
land with a soft surface. Mrs Smyth said that the trail was
typical of what one would expect and the judge found that it was
suitable.
144 The ride involved four beginners under one experienced and
qualified guide. It was not suggested that this was
inappropriate. The horses were aged, gentle, docile and had been
used for young beginners for a long time. There was no history
of any hostility between them. The equipment used was found to
be quite suitable and appropriate.
145 Were it to be held
that, no matter the stringency of precautions taken for a
beginner of Tali’s age, it would be negligent to allow that
beginner to be taken on a trail ride without being led, economic
and other consequences would be likely to follow.
146 A guide could not take more than two horses on a lead. It is
to be inferred, from common sense, that the care that could be
taken for other riders by a guide occupied in leading horses
ridden by young beginners would be reduced. It is likely that,
were the appellants’ argument to be upheld, two guides would be
required for a group of riders that included a young beginner.
If – on pain of a finding of negligence - all youthful beginners
have to be led, economic and other considerations might cause
prudent trail ride operators to refuse to take young beginners
on trail rides.
147 Such a consequence might have far-reaching implications for
the way in which young children become accustomed to horse
riding, particularly in country areas. The evidence demonstrates
that very many young children, presently, are allowed to go on
trail rides without their horses being led, subject to other
precautions being taken and to discretionary considerations
applicable to the abilities manifested by each individual.
Should the appellants’ contention succeed, this practice, and
the social benefits that flow from it, might be affected to a
substantial degree.
148 The appellants’
argument is that, on an absolute basis, a child aged 5 years 8
months is too young to be allowed to go on a trail ride - even a
highly structured and properly supervised ride, such as took
place when Tali was injured, and even when the “ride” is in fact
a walk. A major difficulty with this proposition is determining
where the line is to be drawn. When does a child become old
enough to go on a trail ride of this kind, without being led?
Six years? Seven? Ten? I do not think that the question can be
avoided by saying that that is not a question the court is
required to answer. The varying capacities of individual
children (that make this question almost impossible to answer)
lie at the heart of the argument that, because each child is
different, it is appropriate to leave the decision to
experienced and qualified guides.
149 I am not persuaded that reasonableness required the
respondents to insist on Tali being led. In my view, the risk of
Hiawatha biting, and Patch bolting, as he did, while not
far-fetched or fanciful was remote. In my view, that risk was
one that society would regard as acceptable in the light of all
the precautions the respondents in fact took and the constant
supervision that was being exercised over Tali at the time. In
my view, the incident was a tragic accident, but not caused by
negligence on the part of the respondents.
The use of judicial notice
150 The established rule is that a court may judicially notice a
fact whenever it “is so generally known that every ordinary
person may be reasonably presumed to be aware of it” (Holland
v Jones (1917)
23 CLR 149 at
153). A judge’s life experience may cause him or her to form
assumptions about certain groups of people, including young
children, that are not held by all. There are great dangers in
relying on assumptions about the behavioural characteristics of
particular groups of people. In Australian Broadcasting
Corporation v Lenah Game Meats Pty Ltd (2001)
208 CLR 199
Callinan J said at 298 to 299; [251] to [253]:
“Judges sometimes
make assumptions about current conditions and modern
society as bases for their decision. Great care is
required when this is done. An assumption of such a kind
may be unsafe because the judge making it is necessarily
making an earlier assumption that he or she is
sufficiently informed, or exposed to the subject matter
in question, to enable an assumption to be made about
it. That is why judges prefer to, and indeed are
generally required to act on evidence actually adduced,
and are conservative about taking judicial notice of
matters of supposed notoriety.”
151 The expert evidence as
to industry practice and whether it was appropriate to take a
child of Tali’s age on the trail ride that she was in fact taken
on, without being led, is relevant, but not conclusive as to the
issue of negligence. While expert evidence may be of assistance
to a court, the ultimate value judgment and the question of
negligence is for the court alone. It is to be emphasised,
however, that this rule does not expand the ambit of the
doctrine of judicial notice. The evaluation must be undertaken
by reference to the evidence and the legal principles
applicable, and must not be influenced by the judge’s personal,
subjective views about the issues before the court.
152 As Beazley JA said in
Coombes v RTA
[2006] NSWCA 229
at [68]:
“A judge, as part
of the fact finding process, is entitled and often
required to make a value judgment in respect of matters
of fact adduced in evidence. Such evaluation will be
based on many factors, including the judge’s life
experiences as an individual in society and the judge’s
training and experience as a lawyer or judge. The
evaluation, however, must be in respect of proved facts.
A trial judge is not entitled to use personal experience
to make findings of fact or to draw inferences unless
that personal experience satisfies the prescription for
the use of matters of common knowledge.”
153 Bearing these
strictures in mind, it is necessary to remember that horse
riding is a specialised activity, even though it is an activity
undertaken in this country by innumerable people, of all ages.
The court must eschew any temptation to use personal knowledge
about horse riding in making the requisite judgment unless that
knowledge falls within the category of matters about which
judicial notice may be taken.
154 The risks in riding horses are common knowledge. Certain
characteristics of young children are well known to the
community. But the general ability of children of Tali’s age to
ride, slowly, a very well-trained, placid horse over 20 years of
age, while under the supervision of an experienced, expert
guide, is not. Moreover, what is in issue in this case is not
that general ability alone. The Court is required to make a
judgment about the ability of a particular child who had been
closely observed, riding in the way described, by the guide
concerned.
155 This matter should not
be determined by a personal judicial opinion, based on common
knowledge and experience, that differs from the opinions
expressed by the experts, Mrs Smyth, Mr Lloyd, Mrs Caruana, and
Ms Warriner, which Grove J accepted, having considered the
evidence in accordance with orthodox judicial method and not
having made any appealable error in so doing.
156 In this case, Grove J
did not accept the appellants’ expert evidence, and he has not
been shown to have erred in making this decision. That is enough
to decide the case in the respondents’ favour. But his Honour
went further. He accepted the respondents’ experts. Likewise, he
has not been shown to have been wrong in doing so.
Conclusion
157 I would dismiss the
appeal with costs.
158 BRYSON JA: In
these reasons I address only the claim of Tali Ohlstein and, as
did the judgment of Grove J. and the argument on appeal, I leave
unexamined the claims of other appellants and the cross-claim
for contribution and indemnity against Ms Vanessa Duncan, Tali
Ohlstein’s mother. The facts and the issues appear in the
judgment of Ipp JA and I will not state them fully. It was
contended on appeal that the reasons given by Grove J. were
inadequate in a way calling for appellate intervention. I do not
examine these contentions in detail as it is not necessary for
disposition to do so. I did not find his Honour's reasons
inadequate and regard them as appropriately stating the ground
for decision.
159 Negligence was alleged
with a complexity so bewildering as to risk defeating clarity of
thought and adequate adjudication. Practically every aspect of
the respondents' activity which had any conceivable relevance
was alleged to be negligent, in respects which are sometimes
difficult to distinguish from each other. The disadvantages of
scattershot advocacy include the risk that it will be
self-defeating and involve those attempting to advocate the case
in the confusion which it precipitates. An offsetting advantage
was the clarity with which it revealed enthusiasm and
overstatement by expert witnesses. While it was appropriate to
call expert evidence to show what practices were observed in the
reasonable conduct of a trail riding establishment, the ordinary
knowledge and understanding of members of the community
generally, including members of the Court, of the risks and
uncertainties involved in riding and controlling even the most
placid horses, and of the severe limits on the capacity of young
children to control unexpected situations, equip the Court with
all the understanding necessary to deal with Particular (t) (Red
4) "failing to individually lead Tali during the course of the
Ride", the only particular of negligence which in my view
continues to require close consideration. In my opinion this is
one of the many cases in which no more than common knowledge is
necessary for perception of the existence of the real risk of
injury and of the appropriate precautions: see Neill v NSW
Fresh Food & Ice Pty Ltd (1963)
108 CLR 362 at
368-369 (Taylor and Owen JJ).
160 Particular (o) (Red 4)
"permitting Tali, a 5 1/2 year old beginner, to go on the Ride"
and Particular (t) are alternatives; if there were available
means of conducting the trail ride which dealt reasonably with
the risks involved it was not negligence per se to permit a five
and one-half year old beginner to go on the trail ride.
161 Ordinary common
understanding of life and affairs is enough to show that a horse
may make sudden and unexpected movements while being ridden. The
skill of riding is a learned skill and equips the rider to
control the horse although the horse has a will of its own and
has far more physical strength than the rider. Although it is
commonplace to hear of people who have great natural skill in
riding, and such people say they have ridden from very early
ages, sometimes using the imagery that they were born in the
saddle, all of them needed to learn to ride at some stage in
their lives however early. It is also common knowledge that even
a highly skilled rider may encounter injury or death through
unexpected behaviour of the horse. The best of riders are
thrown, and the most placid of horses become nervous, start,
make sudden turns, kick or bolt. This characteristic of horses
is illustrated by cross-examination of Ms Pearson-Adams an
expert witness called by the appellants, by senior counsel for
the respondents (Black 1/150-151):
Q. Even a
bomb-proof horse, because it is a large, strong animal,
can behave in an unpredictable manner; that’s right,
isn’t it?
A. A horse is predictably unpredictable. There is no
such thing as an unpredictable horse.
Q. Even a
bomb-proof horse is predictably unpredictable?
A. Yes.
162 Any gathering of a
score or so of riders will include someone with a plastered arm,
a strapped shoulder, a limp or some recent experience of that
kind. They all wear helmets for a reason. Mortality from
horseriding was high before mortality from motoring overtook it.
163 It is also common
knowledge and experience that children of the age Tali Ohlstein
was at the time (and she was under six) are not physically
adept, have a poor sense of danger and only a slight grasp of
the concept of risk; that they do not have insights into the
possible behaviour of horses and do not respond quickly or
skilfully to unexpected turns of events.
164 It is also common
knowledge and experience that riders who are beginners are led
until they acquire the skill to control the horse, not merely
when the horse is quietly doing the expected, but also to
control it when the horse’s behaviour departs from the expected.
Although everyone knows that people sometimes do wild rash
things, in the course of reasonable behaviour beginner riders
are led, either by someone on foot or by another rider. This is
my understanding of ordinary reasonable conduct with respect to
horses, based on experiences of life in the Australian urban
world, with its ordinary interaction with rural life and
horseriding, extending only to the slightest experience of doing
it myself. The reasonable jury would know these things and take
the same view.
165 Breach of duty of care
is in my opinion to be decided in application of the law as
stated in Wyong Shire Council v Shirt (1980)
146 CLR 40 at
47-48, a classic passage in Australian law. Justice Mason said:
In deciding
whether there has been a breach of the duty of care the
tribunal of fact must first ask itself whether a
reasonable man in the defendant's position would have
foreseen that his conduct involved a risk of injury to
the plaintiff or to a class of persons including the
plaintiff. If the answer be in the affirmative, it is
then for the tribunal of fact to determine what a
reasonable man would do by way of response to the risk.
The perception of the reasonable man's response calls
for a consideration of the magnitude of the risk and the
degree of the probability of its occurrence, along with
the expense, difficulty and inconvenience of taking
alleviating action and any other conflicting
responsibilities which the defendant may have. It is
only when these matters are balanced out that the
tribunal of fact can confidently assert what is the
standard of response to be ascribed to the reasonable
man placed in the defendant's position.
The considerations to which I have referred indicate
that a risk of injury which is remote in the sense that
it is extremely unlikely to occur may nevertheless
constitute a foreseeable risk. A risk which is not
far-fetched or fanciful is real and therefore
foreseeable. But, as we have seen, the existence of a
foreseeable risk of injury does not in itself dispose of
the question of breach of duty. The magnitude of the
risk and its degree of probability remain to be
considered with other relevant factors.
166 Carrera v
Honeychurch (1983) 32 SASR 511 arose on facts with some
similarities to the facts of the present case, although
strikingly different in the respect that the rider was an adult;
she had never ridden before, took part in a group ride organised
by a riding school, and lost her seat and fell off when the
horse made a sudden side-stepping movement. That the rider was
an adult would be significant for any assessment of the capacity
of the rider to exercise control over the horse: there may have
been some justification for assessing the rider as having some
capacity of that kind, whereas these could not, in my view, be
any justification for such an assessment in relation to Tali
Ohlstein. Passages which Ipp JA has set out show that there were
significant differences of judicial opinion on duty of care. My
own analysis has general similarities to that of Wells J at 524
of Carrera v Honeychurch, which Ipp JA has set out; but
the facts are materially different.
167 Senior counsel for the
respondents referred to Murray v Haringay Arena Ltd
[1951] 2 KB 529 of which counsel said that the conditions of
entry as a spectator to an ice hockey match for which the parent
of the child agreed informed the duty owed by the occupier to
the child. There were no express terms of the contract which the
child's father made in paying for admission of himself and the
child to premises as spectators of ice hockey. The ice hockey
puck struck an infant spectator. Singleton LJ said at 533:
"There were no express terms, and thus the liability of the
defendants depends on the terms to be implied in the contract. I
assume that the infant plaintiff is to be regarded as having
entered into a contract with the defendants." The implied terms
referred to do not appear to have influenced decision as his
Lordship said at 534: "I am not sure that it matters whether it
is called negligence or breach of the implied term to take
reasonable care: in either event it is for the plaintiff to
establish his case."
168 Singleton LJ referred
to authorities relating to occupier's liability, including
authorities relating to sporting contests and entertainments,
decided on the basis of those authorities that "The implied term
is to take reasonable care ..." (at 536) and further decided
that negligence had not been established. That was not a
decision in which the duty of care to a child was modified by
the terms of an agreement made by the parent.
169 In written submissions
the respondents’ counsel also referred to several decisions at
first instance in Canadian Provinces relating to riding
accidents none of which relate to facts closely analogous with
the present case and none of which appear, in my respectful
view, to establish any important principle.
170 The existence of duty
of care and the question whether there was a breach are to be
decided according to considerations which affect the
respondents, Tali Ohlstein and the relationship between them;
that relationship was not contractual, and could not be having
regard to the child's age and understanding. The terms and the
circumstances of the contractual relationship between the
child's mother and the respondents do not in my opinion have any
significant bearing on either the existence or on the breach of
the duty of care owed to Tali Ohlstein. The child's mother was
not in a position to alter, by contract or by any other
arrangement, the considerations affecting whatever it was
reasonable for the respondents to do with respect to risk of
injury to Tali Ohlstein. Warnings given to Ms Duncan, by the
display of signs at the respondents' premises or in other ways,
could not in principle have any impact on the duty of care owed
to Tali Ohlstein; nor could knowledge of risks involved in the
activity which was given to Ms Duncan in any other way, or
should otherwise have been obvious to her. There is no reason in
principle why what Mrs Duncan accepted in the exercise of her
parental responsibility should alter what was required by the
respondents’ duty of care to Tali Ohlstein; the respondents
could not depute any part of their duty to Ms Duncan. The
display of a sign disclaiming responsibility, upon which the
respondents sought to rely in a Notice of Contention, can in a
similar way have no effect on their duty of care to Tali
Ohlstein, who cannot have had any understanding of the sign.
171 As with many
recreations including those involving skill, an element of risk
of injury is part of riding, and may even be seen as one of its
attractions: Jorrocks, a 19th-century novel, spoke of
hunting as having all the excitement of war and only a quarter
of the danger. With riding as with other recreations negligence
law relates to reasonable response to foreseeable risk, not to
eliminating risk. It is beyond doubt that horseriding is a
reasonable activity, that it must be learnt, that children as
well as adults can learn it; and that with all reasonable care
an element of risk remains. Knowledge of risk has a different
place in a negligence case relating to an adult rider than it
has in a case relating to a young child. Common knowledge and
experience make it obviously open to consideration that there
was negligence in conducting a trail ride in which a child of 5
1/2 years, who had no previous experience of horseriding, rode
an aged and placid saddle horse without a lead rope. Much
experience shows that it was unlikely that anything would go
wrong, unlikely that the child would fall or that the horse
would bolt. Perception of risk may well have been blunted for
persons who were very familiar with the operation and the horse,
who themselves were very adept at riding and had learned in
their childhood, and who had seen the operation performed
without mishap many times before.
172 Was it unlikely that
something would go wrong and that the child would be injured?
Was it reasonably foreseeable that something would go wrong and
that the child would be injured? The two questions are quite
different. The test of foreseeability is undemanding. The risk
that the horse would make some movement which would unseat the
child was, in my judgment, quite clear, even though it was
unlikely that that would happen. Once it did happen, the means
to control the event available in the respondents’ system of
operation were no more than that the leader would ride up to the
horse and take control of it, or endeavour to do so: an
uncertain exercise, and one which would not even start until
there was a crisis. The entire inadequacy of this response to
the risk is illustrated by the event which happened, in which
the horse ran many metres and the child was dragged on the
ground and suffered injury before the control took effect. As
the operation was performed there was no useful available
response to the risk. The means of response available were
simple and obvious; the leader could have led the beginner
rider, or several of them, while riding herself. This would not
have eliminated the danger, but would have very greatly reduced
the danger, and as a matter of probability (and not of
certainty) would have meant that the sudden movement of the
horse would have been brought under control much earlier than it
was, and the child's fall and injury would have been averted.
173 Particular (t) can be
understood at two levels. It was an aspect of the respondents'
system of operation that a leader was equipped with and carried
a lead rope with which a beginner rider could be led if some
event happened during the ride and showed the leader that that
was appropriate. This depended on the judgment of the leader in
response to some event in the course of a ride. In this system
of operation, no means were available to control a beginner's
horse, other than whatever the beginner herself might be able to
do and whatever may be achieved by attempting an intervention
when some untoward turn of events presented itself. I do not
think it is too blunt an observation to say that the safety of
the beginner was left to the horse. The shortcoming of the
system of operation is manifest.
174 The other level at
which Particular (t) can be understood relates to negligence of
leaders of trail rides in making the judgment which the
respondents' system of operation left to them about whether and
when it was appropriate to use the lead rope which they carried.
The leaders Mrs Caruana and Ms Warriner operated within the
respondents’ system of operation, in which they were not to
intervene and use the lead rope unless in the leader’s judgment
it was appropriate to do so; as a practical matter, unless some
event precipitated decision. There was no event affecting Tali
Ohlstein which could precipitate such a decision before the
horse shied and galloped off in an uncontrolled fashion: there
was one for Jared, who was not placed on a lead. When the
conduct of the leaders is examined for acts or omissions of
negligence in the course of their conduct of the trail ride
nothing appears which calls for consideration. They conformed to
their employers’ system of operation. The leader attempted to
control Tali Ohlstein’s horse in response to the adverse
situation when it arose, again in conformity with the employers’
system of operation, in a situation where the availability of a
lead rope could no longer contribute anything. I do not find it
surprising, or important at all, that there was no cross
examination charging either of the leaders with any act or
omission of negligence in their conduct of events during the
ride; I see no reason to think that a challenge of that kind
could have had any substance. They accepted and operated within
their employers’ system of operation and appear to have regarded
that as appropriate; the leaders cannot in my opinion be
regarded as having been in breach of a duty of care.
175 The leaders were very
well qualified, in experience and otherwise, for leading a trail
ride; both had learned riding in childhood, one from the age of
four and one from the age of five. There were no shortcomings in
their experience or suitability for the work. They took care to
choose appropriate horses and to fit each rider with the
appropriate equipment; they also gave appropriate instruction,
within the severe limits imposed by the business in hand. Ms
Warriner made a careful selection of horses; with good reasons
based on experience and knowledge of the horse she regarded
Patch as a very safe horse. Ms Warriner gave careful instruction
to the beginners including Tali, and gave Tali a second lesson.
Although no doubt these preparations were carried out with skill
and care and in a responsible way they cannot have done anything
to equip a beginner child under six years of age to cope with a
horse which became unruly; they cannot have done anything which
made it reasonable to rely on the child's ability to do so.
176 Mr Lloyd had even more
experience, 20 years involvement in activities at
Otford
Farm
of which 17 years were full-time; he was engaged in the
management of the business, and he had no experience of any
injury to a person taking part in trail rides or other
activities on
Otford
Farm .
Mr Lloyd said in evidence that before Mrs Caruana left on the
ride he asked her to take a lead rope, and gave this reason
(Black 2/335) “I asked her to take a lead rope because the group
was a mixed group, approximately half riders and half beginners.
I sent the two guides so that they could split if necessary."
There was a policy for use of lead ropes on the trail in
relation to young beginner riders, in which it was in the
discretion of the leader to use a lead rope held by a trail ride
leader connected to the child's horse (Black 2/351). He gave
several possible uses for the lead rope as well as leading a
rider (Black 2/361). He said (Black 2/352):
Q. And in your
mind what factors would you expect a trail ride leader
to take into account in deciding whether or not to use a
lead?
A. There would a number of factors depending on the size
of the group, the riding ability of the group, whether
they were all the same or whether it was a mixed group.
It would also depend on whether the adult, whether there
were other adults in the group that could lead their own
children.
177 Mr Lloyd gave this
evidence (Black 2/357-358):
Q. Are you saying
that a young child beginner only needs the first five
minutes to be able to develop those attributes?
A. I’m saying we can observe in five minutes how
somebody is sitting and controlling the horse.
178 The ability of a
child, assessed in five minutes, to control the horse in
ordinary favourable circumstances is one thing; the ability to
bring under control a horse which has begun to bolt or otherwise
behave unexpectedly is quite another. In this passage Mr Lloyd
made a claim of ability which is not entitled to acceptance, or
to respect. Rather than treating this passage as assisting his
case, I regard it as showing that his percipience of risk had
been blunted by the absence of adverse outcomes from his own
experience.
179 Mr Lloyd’s evidence on
the use of the lead rope also included this passage (Black
2/352):
Q. So all of those
aspects would require assessment out on the trail, is
that the position?
A. Often I have a parent who wishes to lead their own
child and start with a lead rope at the start of the
trail.
Q. And that is
something that the parent raises with you?
A. Or we suggest to them.
Q. Now, when you
suggest that to a parent, why is that?
A. In the first instance we ask the parent if they would
like to lead their child on a pony in an enclosed area.
If the parent decides that they are after a trail ride
and we don't think the child is capable of fully
understanding instructions or is a little nervous or
hesitant, then the parent is offered a lead rope to lead
their child if the parent is capable of doing so.
180 This passage should be
understood with his earlier evidence (Black 2/335-336):
Q. Did you watch
the group leave for any length of time?
A. Yes.
Q. What did you
do?
A. I observed the start of the ride. I actually led
Tali’s horse out the gate and let go of Tali’s horse and
then observed them ride off.
Q. Why did you
lead Tali’s horse out the gate?
A. Often we need to lead one horse out of the gate just
so the others will follow.
Q. When you led it
out of the gates and let it go did you watch her at all?
A. Yes.
Q. How was she
coping?
A. She was steering the horse and sitting correctly.
181 This seems to show
that the system of operation was that Mr Lloyd made a judgment
about whether a child should be led on the basis of his
observations within five minutes of how a child was sitting and
controlling the horse. The judgment was made by Mr Lloyd and not
by Mrs Caruana or Ms Warriner.
182 Mrs Caruana’s view of
when a lead rope should be used was (Black 2/244):
Q. Was that a
common experience for you prior to April 1998?
A. Not every child had to be on a lead. Either the
mother asked for it or if they were under a certain age
they had to be led, or sometimes at the pony club camps
if they weren’t confident enough or they couldn’t
control their horse or didn’t know how to turn him or
pull him up or something, then we’d put a lead on.
183 The system had, in all
practicality, no means available to deal with the event that had
happened, in which Patch moved to the side, Tali Ohlstein lost
her balance, the horse ran off, Tali fell from the horse with
her foot in the stirrup and was dragged for more than 100m, and
suffered injury through falling, losing her helmet, being
dragged by her leg and being struck by the horse's legs. The
foreseeability of an event of this kind was altogether clear,
and no response was available which could deal with it in any
effective way. The absence of actual adverse experience in which
this risk matured at
Otford
Farm
appears to me to have little significance in the circumstance
that the risk was clearly foreseeable in the application of the
undemanding test of foreseeability, the injuries which could be
sustained if the risk matured include extremely severe injuries,
exemplified by what happened the present case, and the measures
required by a reasonable response to the risk were simple, were
readily to hand and involved no great difficulty or discernible
expense: albeit that they would not entirely eliminate the risk.
A system of operation which has been followed for many years
without mishap, under the control of well-qualified persons, may
yet be negligent. In the absence of actual experience of a risk
maturing, competent persons acting (as it were) in their own
environment in an operation with which they are very familiar
and have often carried out with success, may be less able to
perceive a risk of injury which to an outside observer is
clearly foreseeable. Practice in the relevant industry or
profession is relevant to negligence, and is not conclusive.
Decision is for the Court. See Rosenberg v Percival
(2001)
205 CLR 434 at
439 [6]-[7] Gleeson CJ and at 453-455 [62]-[63] Gummow J. See
too Rogers v Whitaker (1992)
175 CLR 479 at
487. Compare Edward Wong Finance Co Ltd v Johnson Stokes &
Master (a firm) [1984] AC 296 where a practice which had
been virtually universal among lawyers in Hong Kong throughout
living memory was held by the Privy Council to be negligent: see
their Lordships’ judgment delivered by Lord Brightman at
304B-308H especially 308G-H.
184 The appellants called
the evidence of Ms Sandra Pearson-Adams. Ms Pearson-Adams is as
well qualified to deal with safety in horse riding as a person
could well be; her life has been devoted to equestrian concerns,
and has included training horses and students and conducting
equestrian training centres for over 30 years, Fellowship of the
British Horse Society, participation in equestrian training in
many ways and at high levels, production of texts and manuals,
and education. In her report (Blue 21-99) she expressed clear
views, in very firm terms, about the management of beginners on
trail rides and said (Blue 23):
Beginner riders
should only be included in an outdoor ride if they are
‘on the lead rein’ – this means that an experienced
horse handler/rider will lead the horse/pony of the
beginner so that they are always able to control the
animal. The leader may be un-mounted, walking beside the
rider, or mounted – if the latter case then this must
only be on a suitable trained and appropriately
sized/stride length animal.
185 Ms Pearson-Adams went
on to say in her report that after several hours, as beginners
develop some experience, skills and confidence, they may be
allowed to ride off the lead for short periods. Ms Pearson-Adams
reviewed and expressed opinions on what for practical purposes
were all aspects of the conduct of trail riding for beginners at
Otford
Farm .
She stated the view that a number of essential equipment items
were not in use on the day of the accident. She gave grounds for
an assumption that the stirrups in use were too small for Tali
Ohlstein, that the helmet’s coming off was more than likely due
to the helmet’s not having been fitted correctly, that Jared
Ohlstein may not have understood the instructions, that the
selection of horses and checking and adjustment of equipment
were rudimentary, perfunctory and inadequate, that the horses
selected proved to be inappropriate and difficult for Tali
Ohlstein and Jared Ohlstein to control. She expressed adverse
views on the route selected for the ride, on the disposition of
the leaders among the riders, on the response after Jared
Ohlstein fell off his horse; and on many matters. At many points
in her report she recurred to expressions of the view that Tali
and Jared because of their age and inexperience should not have
participated in the trail ride without a lead rope. In the
course of her supplementary report, which was directed to a
report by Ms Debbie Smyth and to other material produced by the
respondents, she said (Blue 95) "no reputable Equestrian
Establishment will allow riders to join the trail ride until
they are convinced that they can control their mounts." Her view
that a child of Tali’s age should not have participated in the
trail ride without a lead rope is quite clear and the basis for
this view in the need to know that the rider can control the
mount, though less frequently reiterated, is also clear.
186 Ms Pearson-Adams’
evidence in cross-examination again directed attention to the
more important matter (Black 1/138):
Q. Well, your main
thesis, Ms Pearson-Adams, is that nobody should be
allowed out on the trail of the type that
Otford
Farm
has unless they have had a number of horse riding
lessons in a paddock; that's right, isn't it?
A. No, I didn't say that at all. I said that no-one
should be allowed out without being on a leading rein
and no-one should be allowed out unless they have shown
they are capable of controlling the animal that they are
riding. That’s not a number of lessons in specific.
187 Cross-examination
explored the practicality of conducting trail rides with a
number of inexperienced persons.
188 Expressing views on Ms
Pearson-Adams’ evidence, the Trial Judge in the context of
Particular (o) said (Judgment [62]-[63] Red 96-97):
62 This is an
articulation of the submission that the defendants
breached a duty of care to Tali in not refusing her
access to going on the ride at all. This assertion is
apparently significantly premised first on the opinion
of Mrs Pearson-Adams, who has been an owner and operator
of equestrian training centres for twenty five years in
the United Kingdom and for seven years in Australia.
Whilst she states that she has been a consultant to
trail riding escorts, I apprehend that a recreational
trail riding establishment such as
Otford
Farm
is very different from an equestrian training centre. I
note the information that she was supplied with the
expert witness code of conduct. The impression I gained
from her report and her evidence was that she engaged in
a search for whatever she could to criticize about the
Otford
Farm ’s
operation. It is not insignificant that much of her
criticism is not, and cannot be, pressed in the light of
the evidence which emerged. For example, her criticisms
of the equipment are not sought to be supported now.
63 Her thesis is, in substance, that no beginner should
be allowed on a trail ride until they are individually
led and assessed in an enclosed area. She opines that
they should only be taken on a trail ride attached to a
lead. The consequence would be that a customer seeking a
ride such as in the case in the Ohlstein family on this
occasion, would be refused until they had undergone this
“training”. I regard her opinion as describing an
unrealistic impediment to the reasonable conduct to be
expected of the operator of a recreational trail ride.
189 When dealing with
Particular (t) the Trial Judge said (Judgment [76] Red 99):
76 This is a
thesis that Tali should have been on a lead throughout
the ride. I reject this assertion. It might be again
commented that until the intervention by Hiawatha, all
observations of Tali (including those of her mother)
were that she was riding well and apparently enjoying
the excursion. There was no indication that her horse
should have been put on a lead.
190 It appears from
Judgment [76] that the Trial Judge was of the view that it was
reasonable to await some indication, in the circumstances of a
particular ride, that Tali Ohlstein’s horse should have been put
on a lead, before using a lead rope. This conclusion can be
recast in the form that unless some indication manifests itself
during a ride that there is or may be a difficulty in the
rider’s controlling the horse, no control by the leader is
reasonably necessary. I regard this analysis as erroneous
because the inexperienced child rider’s difficulty in
controlling the horse if there is some untoward event is
altogether clear whether or not any indication of the need to
put the horse on a lead has manifested itself on the particular
occasion. The manifestation of the need for intervention could
take many forms, and the risk that it might take a catastrophic
form was clearly foreseeable at the beginning of the ride.
191 The Trial Judge did
not refer to Ms Pearson-Adams’ evidence when dealing with
Particular (t). However his Honour's observations relating to
Particular (o) assist understanding of his Honour's view of
Particular (t). It must be said that the Trial Judge's
impression that Ms Pearson-Adams engaged in a search for
whatever she could to criticise about
Otford
Farm ’s
operation is an impression which would be formed readily on the
basis of her report and her evidence. Ms Pearson-Adams spoke
from a position of eminence in equestrian affairs and expressed
adverse views on so wide a range of matters that the central
concern, which she expressed clearly in the opening passages of
her report, did not receive appropriate attention. The
consideration that there must always be means available to
control the horse, and that a lead rope is the appropriate means
for beginner riders seems to have passed from the Trial Judge's
attention because Ms Pearson-Adams injured the force of her
expert evidence and the importance of this consideration by the
accompanying maze of criticisms which could not be shown to be
important, and in many cases could not be substantiated. The
Trial Judge referred (Judgment [63] Red 97) to the practical
burden on the operation of requiring that any beginner should
only be taken on trail rides attached to a lead, and referred to
this as an unrealistic impediment to the reasonable conduct of
the operator and at [76] referred only to the lack of untoward
indications until the horse Hiawatha bit out at Patch. In so
finding the Trial Judge in effect upheld a statement in evidence
by Mr Lloyd (Black 2/362):
Q. I’m suggesting
that before children go out on a trail they should
demonstrate a capacity to ride, this is beginner
children, the horse in an enclosed area with definite
boundaries for the horse such as fencing?
A. In an ideal world that would be great if children
would have a set of lessons before they rode, along with
adults who were beginners, where there was no
constraints on time and money.
192 This position had been
advocated by the respondents' senior counsel, on grounds he had
sought to lay in cross-examination of Ms Pearson-Adams. The need
for and the lack of means to control unexpected behaviour of the
horse did not receive his Honour's express consideration.
193 Ms Pearson-Adams
clearly failed to make a favourable impression on the Trial
Judge or to persuade his Honour's mind to a relevant part of her
views. It is understandable that her evidence was not found to
be impressive; but this is not a ground upon which his Honour
should have rejected Particular (t), the force of which depended
little if at all on its being expressed in expert evidence.
194 The appellants also
called the evidence of Ms Diane Bennit, an equestrian
consultant. Ms Bennit's life and career have put her in a
position of high expertise in equestrian affairs. She owned and
ran Springfield Riding School, one of the biggest riding schools
in Western Australia for 40 years until 2001. She has held
significant positions including Chief Instructor of apprentice
jockey schools for the Western Australian Turf Club and Chief
Instructor of the Western Australian Department of Alternative
Education Horse Training Course. She has many significant
qualifications as equestrian coach and related qualifications;
she has represented Western Australia in showjumping and
dressage and has held a number of important positions in
associations concerned with equestrian affairs; she has been a
member of the showjumping Ring Council of the Royal Agricultural
Society of Western Australia, National Chairperson of Australian
Horse Riding Centres and a Director of the Australian Horse
Industry Council. She has instructed at riding schools, pony
clubs and adult riding clubs and has trained, assessed and
examined training instructors and trail ride leaders. She has a
wealth of relevant experience. In her report she gave support at
length for her opinion, expressed as follows (Blue 100):
Opinion
I believe Tali Ohlstein and Jarred Ohlstein should never
have been placed in such a dangerous situation, Tali
Ohlstein’s subsequent fall from the horse and ensuing
injuries were entirely preventable.
My opinion is based on the following:
Successful control of a horse requires instruction in
learning how to achieve basic control of the horse,
developing these skills, practice and some degree of
strength. There was insufficient explanation,
demonstration, instruction and time to practice given to
Tali and Jarred and ride was conducted in an unsafe
manner. Members of the Australian Horse Riding Centres
recommend against taking children under 8 years on trail
rides unless they are led by an experience Trail Leader.
195 Ms Bennit reviewed
information available to her relating to the helmets and
footwear available, instructions and information provided to Ms
Vanessa Duncan, the gear check, the route of the trail ride and
the supervision of the trail ride. She expressed adverse views
on many aspects of the conduct of the trail ride; indeed,
practically every aspect which she mentioned attracted some
adverse expression. Her expression of opinion included the
following (Blue 105 B-G):
e. Whether the accidents and injuries were
[foreseeable].
Many things
can contribute to a fall from a horse. However,
injury to a young beginner child from a fall on an
unsuitable horse, unrestrained in an open area, on
unsuitable ground, is entirely [foreseeable]. Injury
to a young beginner child is foreseeable if only one
of these risk factors is present. The risks can be
greatly reduced by using well known measures such as
experienced staff, sufficient pre-ride instruction,
practice and placing children on the lead. I believe
both accidents could have been prevented by taking
some or all of the above mentioned measures.
196 Ms Bennit dealt with
Jared's fall from the horse as well as with the injury to Tali
Ohlstein. She set out a number of passages from a code referred
to as AHIC Code of Practice which became effective in July 2003,
later than the events. One of these was (Blue 106):
5.6.5.4.5
Participants must demonstrate an ability to control
their horse before they can commence a trail ride
Notwithstanding that the Code of Practice to which she
referred came into effect at a later time, it is plain that
it was Ms Bennit's view that what it requires should have
been complied with. In evidence she said (Black 1/181) "I
think the code of practice, which came in around 2003, was
mainly just setting things down which had been done in the
industry for a number of years".
197 In her report, and in
her supplementary report of 10 December 2004 (Blue 130-131) Ms
Bennit expressed many views adverse to the respondents, and it
is plain that her references to the importance of capacity of
the rider to control the horse did not claim attention in the
Trial Judge’s consideration of her evidence. Cross-examination
of Ms Bennit dealt with a number of criticisms she expressed.
Cross-examination established her agreement that it would be
unrealistic to expect of customers generally coming off the
street that as a general rule they should undertake three to six
lessons before they have a trail ride, or to expect persons who
have had such a course of lessons to be led if they are to go on
a trail ride (Black 187-188). She also accepted (in a passage
which I regard as stating the obvious) one of the inherent risks
of horse riding (Black 1/188):
Q. The risk of
falling from a horse is an everpresent risk, is it not?
A. Yes.
Q. And it is what people with your qualifications would
refer to as an inherent risk, that’s right, isn’t it?
A. Yes.
Q. Meaning that you can take measures to avoid it or its
severity but you cannot eliminate it entirely?
A. No.
Q. You are agreeing with me, aren’t you?
A. Yes, I am.
Q. The risk of falling from a horse involves the risk of
serious injury, does it not?
A. Yes.
Q. Depending on the circumstances?
A. Yes.
198 Cross-examination
included the following passage (Black 1/189):
Q. It is probably
easier to ready a normal adult for a trail ride than a
child; is that right?
A. I don't think so if you're giving them the basic
understanding of how to control the horse.
Q. The child can
pick it up just as well as an adult, are you telling me?
A. They should be able to understand it.
Q. And even a
quite young child should be able to understand it, is
that right?
A. Should be able to understand it, yes.
Q. I suppose a lot
depends upon the disposition of the individual; is that
fair to say in your experience?
A. If you have got someone who was very nervous, they
mightn't take it in all that well.
199 Related to this
passage is the following (Black 1/192):
Q. And even with a
beginner, walking a horse, that inherent risk of falling
is everpresent, is it not?
A. It is everpresent with any level of rider.
200 Cross-examination also
included the following passage (Black 1/194):
Q. If you accept
that the horses are trained horses and are suitable for
beginners, is it fair to say that circumstances can
arise where even a well trained horse may move suddenly
in one direction or another because something has
happened?
A. Possibly, yes.
Q. If that were to
happen, then it is possible that a beginner rider might
lose his or her balance; is that right?
A. Yes.
Q. And that might
happen whether you are a child or whether you are a
teenager or whether you are an adult, is that right, if
you are a beginner?
A. It would be less likely to happen with an adult or
depending on what you call teenager. It is more likely
that a child would be dislodged.
201 Cross-examination did
not challenge Ms Bennit's references, in expressing her opinion,
to the relation between successful control of the horse and
instruction and learning how to achieve basic control,
developing skills, practice and some degree of strength; and her
reference to the need for ability to control the horse before a
participant commences a trail ride.
202 The Trial Judge, after
expressing in relation to Ms Pearson-Adams the view that her
opinion describes an unrealistic impediment to the reasonable
conduct to be expected of the operator of a recreational trail
ride, went on to say of the evidence of Ms Bennit (Judgment [64]
Red 97):
64 I express a
similar view concerning the evidence of Ms Bennit. I
mention that attached to her report is a list of
“positions I hold/have held”. These reveal an intense
interest in what I would assess as ”high grade” equine
activity (and even professional in the approval of
apprentice jockeys) which I regard as distant from
anything that might apply to conduct of or participation
in recreational trail riding. Ms Bennit produced and
made reference to the membership information kit of the
Australian Horse Riding Centres NSW Inc. I do not
determine anything based upon it but it is of passing
interest to note the contrast between Ms Bennit’s
expressed views and “Aim and Objective” paragraph 2 of
that organization’s document which reads in part:
“To encourage
the Government and the public that they ride at
their own risk .... “.
203 Later the Trial Judge
said (Judgment [93] Red 102) that Ms Bennit “... manifested a
leaning towards fault finding in the defendant.”
204 It will be seen that,
as with Ms Pearson-Adams, Ms Bennit's evidence was not the
subject of detailed consideration by the Trial Judge, and that
his Honour was of the view that overall her opinions if followed
would unrealistically impede reasonable conduct by the operator
of a trail ride. As a general conclusion my understanding
accords with that of his Honour; these two witnesses, with
life-long high expertise and high positions in equestrian
affairs, can readily be interpreted as giving unrealistic
counsels of something near perfection. Unfortunately, in their
array of criticisms which the Trial Judge regarded as excessive,
their evidence did not succeed in directing attention to what,
in my judgment, is the central concern.
205 The respondents called the evidence of Mrs Debbie Louise
Smyth, a horsewoman with much experience, a successful career in
which she has won many champion lady rider awards, with long
experience in horse management skills, who grew up on a horse
breeding stud property and from her earliest years had
experience of horse breaking, training, showing and riding
schools. In her report Mrs Smyth dealt at length with the
conduct of the respondents’ operation including the trail rides,
dealing with respects in which criticisms had been made in the
appellants' case. She dealt in detail with many aspects in
respect in which criticisms were offered, and expressed the view
that the respondent Mr Lloyd did all he could do to prevent the
accident. It could be said that Mrs Smyth’s views prevailed in
the Trial Judge's finding, in almost all respects understandably
so, so as not to be the subject of any challenge on appeal. She
dealt with the practicalities of organising operations such as
those conducted by the respondents. She did not however in the
report deal with the general proposition with which Ms
Pearson-Adams’ report opened, which I cited earlier, or with the
overall general importance of ability to control the horse. Mrs
Smyth said (Blue 214):
... Mr Lloyd and
his staff do as much as possible to prevent ‘falls’ and
only allow beginner riders to walk the horses on the
trail rides, and in most cases they don't have any
problems. The beginner riders enjoy the freedom of
riding a horse at a walk through the scenic rainforest.
She also said (Blue 215):
Mr Lloyd informed
me that it is standard practice for the guides to take a
lead rein with them on a beginners ride. The lead rein
is either clipped onto their saddle or placed in a
saddlebag. However, Mrs Ohlstein did not want her
children to be lead on the trail ride.
206 In my understanding,
it was Mrs Smyth's view that the child's mother's wishes that
the children should not be led dealt completely with the
question whether the children should have been led. In my
opinion this is plainly not an adequate disposition of the
question whether the respondents should have had a system of
operation in which beginner children were not led while on a
trail ride. Whether or not it is the case that the children's
mother did not want them to be led on the trail ride was a
contentious matter of fact; the judgment did not include any
findings establishing that she did not wish the children to be
led. This is not a subject which the wishes of the child's
mother should reasonably have been treated as controlling. Mrs
Smyth expressed general endorsement of the manner in which the
respondents conduct their trail ride operation.
207 In commenting on Ms
Bennit's report Mrs Smyth said (Blue 256S-T):
I agree that
successful control of a horse requires instruction in
learning how to achieve basic control of the horse,
developing these skills, practice and some degree of
strength.
She also said (Blue 259):
Even the quietest
horses can act in an unpredictable manner at times and
divert from its’ training if it is ‘spooked’ or given a
fright.
She also said (Blue 262): “a fall from a horse cannot always
be prevented”, and set out a passage from a Sample Horse
Riding Agreement form, which states the risks of personal
injury and the risks arising from the nature of horses with
great clarity.
208 It fell to these
expert witnesses to spell out the primary consideration about
safety in horse riding which would, in my opinion, be part of
the stock of common knowledge available to judges, jurors and
generally to persons on whom the duty of finding of facts might
fall, without dependence on their expertise.
209 Particular (t) can be
restated as an allegation that the reasonable response of the
operator of a trail ride to the perceived risk of injury to Tali
Ohlstein through a fall from the horse, as she as a beginner
rode in a trail ride on the first occasion on which she had
ridden at all, is the simple measure of leading the beginner.
The learned Trial Judge did not examine this allegation closely,
and in his reference to it did little more than to reject it,
for reasons which, on a fair understanding of the judgment, were
associated with the view that it was an unrealistic impediment
to the reasonable conduct to be expected of the operator. In my
respectful view the learned Trial Judge was entirely wrong to
reject the allegation on this ground; upon the evidence, the
risk was extremely plain, the means available to deal with it
involved no expense or difficulty and required very little
attention at all; that is, the lead ropes which were available
could have been used, as a matter of routine, to lead beginner
riders rather than being kept available to be used to lead
beginner riders in response to some untoward event or other
occasion. While I am mindful that a finding on the reasonable
response to risk by a primary judge is entitled to respect and
is not readily set aside, I am of the view that the erroneous
nature of the Trial Judge's conclusion is very clear.
Accompanied as it was by a large number of relatively less
substantial allegations which I have no doubt the Trial Judge
was correct to reject, the force of this important allegation
does not seem to have presented itself for consideration. The
disappearance of almost all other particulars of negligence, in
large part as a result of the Trial Judge's consideration of
them, has given the Court of Appeal an advantage which his
Honour did not enjoy.
210 My conclusion on
Particular (o) is the same as that of the Trial Judge: the
contention that a child of Tali Ohlstein's age should not have
been taken on a trail ride at all without first having had a
number of lessons imposes an undue and impractical burden of the
conduct of the respondent's business of providing trail rides.
The ready availability of means of controlling a horse ridden by
the beginner rider by using a lead rope forms part of my reasons
for reaching this conclusion.
211 Judicial observations
relating to acceptance of risk in recreational activities have
no application to the circumstances of the present case.
Knowledge of or acceptance of risks associated with the activity
cannot be attributed to Tali Ohlstein.
212 It should not in my
view be said that the Trial Judge gave inadequate reasons for
his decision not to uphold the allegation in Particular (t): his
Honour’s reasons appear to me to be expressed with clarity, but
it is my respectful opinion that the reasons reveal error.
213 In my opinion the
Trial Judge was correct in his rejection of the passage in Dr
George Williams’ report to the effect that Dr Williams did not
believe that any child can take reasonable care for the child's
own safety on the back of a horse. If this passage should be
understood as an expression of opinion about safety in riding it
is too general to have any evidentiary value; and in any event
no relevant expertise of Dr Williams appears from evidence.
214 In my opinion the
Court of Appeal should allow the appeal with costs, and should
determine that Tali Ohlstein’s injury was caused by negligence
of the respondents in conducting their operation in the respect
alleged in Particular (t). The verdict judgment and costs order
of Grove J. should be set aside and the proceedings should be
remitted to the Common Law Division to be further heard and
determined having regard to this decision. The Common Law
Division should proceed to determine the remaining issues. It
remains for the Common Law Division to decide questions of costs
in that Division, including costs of the first trial.
**********
LAST UPDATED: 15/12/2006
Alcohol Related
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Ms Cole and the alcohol |
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Author: Tom Young and
Michelle Russell of
Deacons |
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Queensland’s Chevron Hotel
case stretches the duty of care owed by publicans to
their drunken patrons so far that publicans must ensure
that patrons have a safe journey home. The
practicalities involved in adhering to this duty make it
onerous and very difficult to manage. In New South Wales
however, publicans and bar tenders can loosen their
belts for a while after the recent NSW Court decision in
Cole’s Case promises to make drunken patrons more
responsible for themselves. If a person sets out to get
drunk on NSW licensed premises, it is no longer the
publican’s fault if that person is injured on his or her
way home. An application to appeal the NSW court
decision is currently before the High Court. If the High
Court refuses the appeal, publicans in Queensland may
get the same break.
The duty of care in Queensland
The 1997 Chevron Hotel case sent a shockwave through the
Queensland liquor industry when a Surfers Paradise hotel
had to pay $125,000 damages to a heavy drinking regular
who was hit by a car while waiting at a bus stop across
the highway from the hotel. The judge held that due to a
combination of circumstances where the hotel staff
continued serving their drunken patron while knowing
that he would have to cross a busy highway to catch a
bus home, plus the staff’s failure to provide him with a
safer alternative means of transport, the hotel had
negligently contributed to the dangerous situation that
caused the patron’s injuries.
According to Chevron Hotel, a publican is not
automatically liable for getting a patron drunk.
However, liability will arise if a publican continues to
serve a drunken patron alcohol to the point where that
patron has lost self control and the publican knows, or
should know, that without intervention the patron may be
placed in a dangerous situation such as being injured
while catching the bus home.
So long as Chevron Hotel remains the high water mark for
Queensland law, the best publicans can do is to make
sure their staff are fully aware of their duties in
relation to the responsible serving of alcohol. But in
the meantime, there is promise that this law may be
reviewed due to a similar case in NSW.
What happened to Ms Cole in NSW?
The facts of the case involve a drunken binge by the
plaintiff, Ms Cole, and her friend. They both began
drinking free Spumante at a ‘champagne breakfast’ being
held by the South Tweed Heads Rugby League Club on 26
June 1994. After the free Spumante ran out, they started
buying their own. Four hours later, Ms Cole’s friend
left the Club but Ms Cole stayed on until well after
five. Although the Club staff refused to serve her
alcohol from about 2pm on, by the time Ms Cole left in
the evening, she was very drunk.
To cut a long story short, after seeing Ms Cole
staggering, slurring her speech and “grabbing men”, the
Club Manager tried to make her leave by offering her a
taxi ride or the club courtesy bus home. Instead of
accepting the ride, Ms Cole verbally abused the Manager
then joined a group of patrons who said they would ‘take
care’ of her. A short time later, the Manager noticed
that Ms Cole and the group had left the Club.
At about 6:20pm that evening, Ms Cole was run over by a
4-wheel drive as she walked along a dimly lit road not
too far from the Club.
The NSW court cases
The first judge to hear this matter referred to the duty
of care established in Chevron Hotel but set the duty
even higher. The judge held that the South Tweed Heads
Rugby League Club owed a duty of care not to serve a
patron who was already intoxicated or likely to become
so. Although the Club Manager attempted to ensure Ms
Cole a safe ride home, the judge said the Manager did
not try hard enough and found the Club liable for 30% of
Ms Cole’s injuries. The Club successfully appealed
against this harsh judgement in July 2002 to the delight
of the NSW liquor industry.
The NSW Court of Appeal essentially rejected the first
judge’s decision and in contrast, lowered the point at
which a publican owes its patron a duty of care to below
the standard set by Chevron Hotel. The Court held that a
publican does not owe a duty of care to prevent a patron
becoming intoxicated and except for “extraordinary
situations”, publicans do not owe a duty of care to a
person who deliberately and voluntarily sets out to get
drunk. The Court held that Ms Cole was owed no duty by
the Club.
Of particular interest in Cole’s Case is the court’s
recognition of the practical difficulties imposed on a
publican in complying with an extended duty of care. The
court acknowledged that such duties give rise to an
‘infinite variety’ of problems including the following:
How can a publican discern whether
each individual patron is intoxicated or not so that the
publican will know when to discontinue serving alcohol?
How can a publican
police an intoxicated person’s consumption of alcohol
when another (more sober) person might continue to
supply the intoxicated person with alcohol?
What is to be done when
a publican notices that a patron is intoxicated?
Ejecting the person from the premises means placing that
person in danger and, if the patron refuses an offer of
safe transport, what further action should the publican
take to force a patron to take the offer?
What if an intoxicated
patron indicates that he or she wishes to indulge in
some sexual activity with persons who look as if they
may take advantage of the vulnerability of the patron
concerned? Does the publican have a duty to intervene?
The court made it clear that any law imposing puzzling
and uncertain duties of care on persons going about
their ordinary daily life contradicts community values,
commonsense and the law’s purpose of keeping good order.
The impact of Cole’s Case upon Queensland law will be
determined in April 2003 when the High Court of
Australia considers whether to hear an appeal lodged by
Ms Cole against this decision.
What a High Court appeal could mean to your business
If the High Court hears and rejects Ms Cole’s appeal,
then the High Court will have reinforced the decision
made by the NSW Court of Appeal. Due to the hierarchy
system that operates between the courts, the High
Court’s decision on Cole’s Case would then cover all
Australian cases on the matter instead of being only
applicable to NSW law.
Legally speaking, such a decision represents the law’s
reversion to imposing only occupier liability standards
on publicans. This was the legal position before Chevron
Hotel. Practically speaking, the responsibility of a
Queensland publican in serving alcohol would be owed
only to those persons remaining on the licensed
premises.
Queensland publicans will be able to sleep easier
knowing their liability for drunken patrons would be
reduced to that currently enjoyed by NSW publicans. What
this could mean to your business is lower insurance
premiums, less damages payouts and probably more money
for you.
However, until the High Court decides Cole’s Case,
Queensland hoteliers must continue to observe a
particularly onerous duty of care to its patrons. If one
of your patrons becomes intoxicated at your licensed
premises, you must take care to do everything reasonably
possible to ensure that patron gets home safely.
February, 2003
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